Financial Surveillance Analyst - Compliance Focus
Osaic
Osaic is seeking a Surveillance Analyst in a hybrid, office-centric role centered in our Scottsdale hub. The position focuses on completing field advisor and product activity-based reviews and supporting the Compliance Manager in daily oversight of regulatory controls. The candidate will review trading activity, alerts, and data to identify potential violations, while collaborating with senior teams. A bachelor’s degree is preferred, with FINRA licenses and brokerage knowledge highly valued. #J-18808-Ljbffr Osaic
Vacancy posted 4 days ago
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