Senior financial analyst

Are you a detail-oriented professional with a finance or legal background? Join our team to directly protect market integrity! In this high-visibility, long-term contract, you'll investigate public offering and private placement filings while acting as a key liaison for external attorneys. Best of all? We provide full training on our internal systems and LexisNexis, giving you the exact tools you need to hit the ground running.

What You'll Do

• Analyze & Investigate: Review complex corporate financing filings for compliance with crucial regulatory frameworks (Rules 5110, 5121, 2310, 5122, and 5123).
• Engage Counsel: Act as a professional, articulate point of contact for external attorneys regarding filings and inquiries.
• Draft & Document: Produce high-quality, precise analytical reports and correspondence.
• Protect the Market: Escalate sensitive compliance developments directly to leadership to safeguard investors.

What You Bring

• Experience: Bachelor's degree (Finance, Accounting, Business, or related) plus 3+ years of industry experience. (A financial or legal background is highly preferred).
• Communication: Stellar written and verbal skills; you must be highly articulate and comfortable engaging with legal professionals.
• Precision: Sharp attention to detail, excellent time-management, and a knack for problem-solving.
• Drive: An interest or proven initiative in projects involving data analytics.

Why You'll Love This Contract

• Comprehensive Training: No prior Lexis experience? No problem. We provide paid training on all platforms.
• Long-Term Stability: Enjoy a substantial 1-to-2-year contract offering reliable, meaningful work.
• High Impact: Your daily efforts will directly safeguard investors and ensure financial market integrity.

salary: $50 - $55 per hour
shift: First
work hours: 8 AM - 5 PM
education: Bachelors

Responsibilities

* Conducts routine and complex assessments and analysis of FINRA firms' Corporate Financing filings and related investigative matters.

* Analyzes filings for violations of rules, regulations, statutes, and policies.

* Drafts well-written correspondence and analysis. Delivers high-quality work product that reflects and leverages acquired knowledge, training, feedback, and guidance with limited corrections.

* Monitors workflow and task completion.

* Responds to internal and external requests and inquiries regarding filings reviews.

* Escalates complex and/or sensitive matters and developments related to member, issuer or registered person filings to second reviewers and/or managers.

* Participates in and contributes to internal and external meetings related to assigned work.

* Keeps current with relevant and applicable rules, regulations, statutes, and policies governing filings.

* Demonstrates the culture of intelligence, integrity, and initiative in day-to-day interactions with the team.

* Demonstration of FINRA's values.

* Collaboration, both in-person and virtually, in furtherance of FINRA's mission of investor protection and market integrity.

Skills

• Financial Analysis
• Financial Reporting
• Training
• Communication
• Financial Statements

Qualifications

• Years of experience: 3 years
• Experience level: Experienced

Randstad is a world leader in matching great people with great companies. Our experienced agents will listen carefully to your employment needs and then work diligently to match your skills and qualifications to the right job and company. Whether you're looking for temporary, temporary-to-permanent or permanent opportunities, no one works harder for you than Randstad.


Equal Opportunity Employer: Race, Color, Religion, Sex, Sexual Orientation, Gender Identity, National Origin, Age, Genetic Information, Disability, Protected Veteran Status, or any other legally protected group status.

At Randstad, we welcome people of all abilities and want to ensure that our hiring and interview process meets the needs of all applicants. If you require a reasonable accommodation to make your application or interview experience a great one, please contact View email address on click.appcast.io.

Pay offered to a successful candidate will be based on several factors including the candidate's education, work experience, work location, specific job duties, certifications, etc. In addition, Randstad offers a comprehensive benefits package, including: medical, prescription, dental, vision, AD&D, and life insurance offerings, short-term disability, and a 401K plan (all benefits are based on eligibility).

This posting is open for thirty (30) days.