Detail-Oriented Compliance Associate - SEC & RIA Programs
Performance Services, LLC
A compliance services company in Raleigh, North Carolina is seeking a dedicated Compliance Associate to help manage day-to-day compliance operations. The ideal candidate will possess a bachelor's degree in finance or a related field and demonstrate skills in data management and communication. Responsibilities include maintaining compliance logs, supporting senior compliance personnel, and ensuring deadlines are met. The role offers competitive salaries and benefits including comprehensive health care and a 401(k) plan. #J-18808-Ljbffr Performance Services, LLC
- Join Fairview Compliance Services Fairview Compliance Services... ...for a dedicated and detail-oriented Compliance Associate to join our dynamic team... ...we prepare clients for SEC exams and offer comprehensive... ...‑to‑day operations of RIA compliance programs—including maintaining...SuggestedFull timeWork at officeLocal area
$80k - $90k
...Wealth Management Client Associates help clients pursue... ...The Advisor Development Program is designed for... ...building, administrative compliance, and personal growth and... ...understanding Goal and results oriented Entrepreneurial... ...40 Pay Transparency details US - CA - Los Angeles...SuggestedInterim roleWork at officeLocal areaImmediate startShift workDay shift- CAPTRUST is seeking a Compliance Analyst in Raleigh, North Carolina. This role involves maintaining the compliance program for a federally registered investment advisor, focusing on adherence to the SEC Marketing Rule. Ideal candidates will have 4-7 years of relevant experience...SuggestedWork at office
- .... As the Analyst, Talent Acquisition Program and Compliance, you will support a large recruiting team... ...It’d be great if you also have: Associate degree or equivalent related work or military... ...Proven ability to be deadline‑oriented and results‑driven Ability to work independently...SuggestedWork at officeLocal area
$28.87 - $41.5 per hour
...Summary: The Certified Compliance Analyst demonstrates a high... ...exchanges of information to improve program efficiency. Review system... ...skills Job Details Legal Employer: NCHEALTH... ...color, religion, sex, sexual orientation, gender identity, national origin...SuggestedHourly payFull timeRemote work$24.98 - $35.91 per hour
...support to the 340B Certified Compliance Analyst by conducting... ...billing software to ensure 340B Program compliance. Responsibilities... ...skills Job Details Legal Employer: NCHEALTH... ...color, religion, sex, sexual orientation, gender identity, national origin...Hourly payFull timeRemote work- ...is seeking a Compliance Analyst to join... ...the compliance program for an established... ...advisor (RIA) and registered... ...responsibilities of SEC-registered... ..., attention to detail, ability to analyze... ...or hairstyles associated with race), religion... ..., age, sexual orientation, gender...Temporary workLocal areaImmediate startFlexible hours
- ...Program Banker Analyst We are actively looking for exceptionally... ...next phase at the firm as an Associate at the end of the program.... ...coaching and more. Additional details about total compensation and... ...national origin, gender, sexual orientation, gender identity, gender...Work experience placement
- Budget and Program Manager, Second Chance Initiative LOCATION Adult... ...reports, and ensures compliance with funder and institutional... ...reimbursements for faculty and staff associated with the program. Serves as... .... Assists with student orientation and ongoing student support...Full timeApprenticeshipLocal areaAfternoon shift
$28.87 - $41.5 per hour
...serve. Summary The Certified Compliance Analyst demonstrates a high... ...and skill in the 340B program through direct 340B experience... ..., presentation skills. Job Details Legal Employer: NCHEALTH Entity... ..., religion, sex, sexual orientation, gender identity, national origin...Hourly payFull timeRemote work- ...lending, and the community association management industry. North... ...timely manner. Completes detailed spreads for financial analysis... ..., flexible benefits program. With North State Bank benefits... ...color, religion, sex, sexual orientation, age, gender identity, national...For contractorsLocal areaRemote workFlexible hours
- ...automotive vehicles to ensure compliance to emission standards and... ...governmental regulations and maintain detailed records of vehicles... ...Services: Employee Assistance Program, Will Prep, Travel... ...protected veteran status, sexual orientation, gender identity or expression...Full timeTemporary workLocal areaFlexible hours
- Overview Join our Summer Analyst Program as an Advisor Trainee in Global Private Bank. You... ...in a fast‑paced environment. Program Details As an Advisor Trainee, you will gain exposure... ...with a week of induction, training, and orientation to our businesses. Successful...Full timeTraineeshipSummer workVisa sponsorship
- ...role for you. Joining our Summer Analyst Program means you will be joining a team... ...induction, where you'll have training and orientation to our businesses and gain the technical... ...financial coaching and more. Additional details about total compensation and benefits will...Full timeTraineeshipSummer workVisa sponsorship
- Program Operations and Financial Analyst Location: Raleigh, NC. Employment... ..., professional, and service‑oriented manner; accurately fulfill... ...and update monthly reports detailing program elements delivered by... ...partner organizations and compliance‑driven reporting environments...Temporary workWork at officeMonday to Friday
- ...writing, and editing skills with attention to detail; reviews and revises work as needed.... ...well-being through robust benefits programs and resources, professional and personal... ...disability, ethnic origin, family duties, gender orientation or expression, marital status,...Permanent employmentWork at officeLocal areaFlexible hoursNight shift
- ...communication, and technical skills. Programming skills a must. SQL/R/Python preferred.... ...Support development of themselves and other associates in an actuarial capacity and according... ...capabilities ~ Well-organized and detail-oriented ~ Highly motivated and self-directed...Permanent employmentWork experience placementRemote workFlexible hours
- ...vehicle inspections to ensure compliance with emissions standards and... ...Qualifications Strong attention to detail and accurate record keeping.... ...FSA* Employee assistance program, will preparation, travel... ...protected veteran status, sexual orientation, gender identity or...Local areaFlexible hours
- ...by F.N.B. Corporation's risk management program. F.N.B. Corporation is committed to achieving superior levels of compliance by adhering to regulatory laws and guidelines... ..., analytical and interpersonal skills Detail-oriented Ability to use a personal computer and...Work at office
- ...the change management effects associated with the implementation of... ...vehicle records search, in compliance with any applicable laws and... ...disability and a robust wellness program. To support a healthy... ...genetic information, sexual orientation, gender Identity and expression...Full timePart timeWork experience placementRelocationVisa sponsorshipFlexible hours
- ...Responsible for the preparation of detailed cost estimates for a diverse... ...accountability for estimate compliance for each project.... ...the necessary formal training programs to maintain and improve estimating... ...genetic information, sexual orientation, gender Identity and...Full timePart timeWork experience placementInterim roleWork at officeRelocationHome officeVisa sponsorshipFlexible hours
- ...confirm branch hours and shift details for this location. PNC will... ...managing all of the risks associated with their business objectives... ..., including select programs fully paid; a robust wellness... ...national origin, age, sexual orientation, gender identity, disability...Full timeTemporary workPart timeWork experience placementWork at officeShift work
- .... We also offer a range of benefits and programs to meet employee needs, based on eligibility... ...financial coaching and more. Additional details about total compensation and benefits... ...color, national origin, gender, sexual orientation, gender identity, gender expression, age...Temporary workWork experience placementLocal area
- ...presentation of estimate details to internal... ...change management effects associated with the implementation... ...vehicle records search, in compliance with any applicable... ...and a robust wellness program. To support a healthy... ...information, sexual orientation, gender Identity and expression...Full timePart timeFor contractorsWork experience placementRelocationVisa sponsorshipFlexible hours
- .... We also offer a range of benefits and programs to meet employee needs, based on eligibility... ...financial coaching and more. Additional details about total compensation and benefits... ...color, national origin, gender, sexual orientation, gender identity, gender expression, age...Temporary workWork experience placementLocal area
- ...confirm branch hours and shift details for this location. PNC will... ...managing all of the risks associated with their business objectives... ..., including select programs fully paid; a robust wellness... ...national origin, age, sexual orientation, gender identity, disability...Full timeTemporary workPart timeWork experience placementWork at officeShift work
- ...confirm branch hours and shift details for this location. PNC... ...effectively managing all of the risks associated with their business... ..., including select programs fully paid; a robust wellness... ...national origin, age, sexual orientation, gender identity, disability...Full timeTemporary workPart timeWork experience placementWork at officeShift work
- ...communication, and technical skills. Programming skills a must. SQL/R/python preferred.... ...Support development of themselves and other associates in an actuarial capacity and according... ...capabilities Well-organized and detail-oriented Strong work ethic Minimum of Bachelor’...Permanent employmentWork at officeRemote workFlexible hours
- ...financial expertise directly supports programs that protect, serve, and advance our nation... ...award to closeout, ensuring accuracy, compliance, and transparency. Partner with... ...to race, color, religion, sex, sexual orientation, gender identity, national origin, disability...Full timeContract workPart timeLocal areaFlexible hours
- ...Qualifications Serco is seeking a Compliance/Fraud Specialist to join our... ..., which supports federal programs assisting millions of people... ...Strong attention to detail and documentation skills... ...color, religion, sex, sexual orientation, gender identity, national origin...Full timeContract workPart timeLocal areaImmediate startFlexible hours
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