Business Analyst - Regulatory Reporting
$101k - $177kNASDAQ OMX
About the RoleWe are seeking an experienced Senior Business Analyst to join our Axiom Regulatory Reporting practice. In this client-facing role, you will partner directly with financial institutions to design, implement, and optimize regulatory reporting solutions on the Axiom platform. You will serve as a trusted advisor, guiding clients through complex data and reporting requirements while ensuring alignment with U.S. regulatory expectations and industry best practices.This is an ideal opportunity for a regulatory reporting professional who thrives at the intersection of business, data, and technology, and who enjoys solving complex problems for sophisticated banking and broker-dealer clients.Key ResponsibilitiesPartner with clients to gather, analyze, and document data and reporting requirements for regulatory submissions.Translate complex regulatory rules into clear functional specifications and configuration approaches within the Axiom platform.Advise clients on industry best practices, implementation strategies, and process improvements across their regulatory reporting operations.Provide subject matter expertise on U.S. regulatory frameworks, interpreting rules and guidance from the Federal Reserve, OCC, FDIC, SEC, and FINRA.Perform data analysis, source-to-target mapping, reconciliation, and variance analysis to ensure reporting accuracy and completeness.Support user acceptance testing, production parallel runs, and go-live activities.Contribute to internal knowledge sharing, methodology development, and teaming up with senior SMEs.Required QualificationsBachelor's degree in Finance, Accounting, Economics, Business, or a related discipline.3+ years of experience in regulatory reporting within banking, broker-dealer, or financial services — ideally in a business analyst, consulting, or reporting operations capacity.Strong business foundation with a solid understanding of financial products, balance sheet composition, and accounting concepts.Technology-literate: comfortable working with large datasets, reading SQL, understanding data models, and collaborating with technical teams (deep coding expertise not required).Excellent client-facing, communication, and stakeholder management skills.Proven ability to interpret regulatory instructions and translate them into practical reporting solutions.Regulatory Experience (One or More Required; Multiple Preferred)Hands-on experience with one or more of the following U.S. regulatory reporting areas:Regulatory Capital (Basel III / Basel 3EG, RWA calculations, FFIEC 101)U.S. Liquidity Reporting (LCR, NSFR, FR 2052a)Broker-Dealer Reporting and Calculations (Net Capital / Rule 15c3-1, Customer Reserve / Rule 15c3-3, FOCUS reports)Bank Holding Company and Call Reports — FR Y-9C, FFIEC 031/041, and related schedulesCCAR / DFAST stress testing and related submissions (FR Y-14A/Q/M)Preferred QualificationsPrior hands-on experience with the Axiom (Adenza / Nasdaq) Controller View regulatory reporting platform.Experience at a top-tier bank, broker-dealer, consulting firm, or regulatory technology vendor.Familiarity with data governance, controls frameworks, and reporting automation initiatives.Advanced degree or relevant certifications (CPA, CFA, FRM) a plus.Come as You AreNasdaq is an equal opportunity employer. We welcome applications from candidates of all backgrounds and identities.We are committed to fostering an inclusive workplace where diverse perspectives, experiences, and identities are valued and celebrated.We ensure that individuals with disabilities are provided with reasonable accommodation throughout the hiring process.What We OfferWe’re proud to offer a competitive rewards package that is meaningful, recognizes the unique needs of our employees and their families and incentivizes employees for their contribution to Nasdaq’s overall success.The base pay range for this role is $101,000 - $177,000. In addition to base salary, Nasdaq provides a generous annual bonus/commission (short-term incentive), and equity (long-term incentive), comprehensive benefits, and opportunity for growth. Exact compensation may vary based on several job-related factors that are unique to each candidate, including but not limited to: skill set, experience, education/training, business needs and market demands.Nasdaq’s programs and rewards are intended to allow our employees to:Secure Wealth: 401(k) program with 6% employer match, Employee Stock Purchase Program with 15% discount, Student loan repayment program up to $10k, Company paid life and disability plans, Generous paid time offPrioritize Health: Comprehensive medical, dental and vision coverage, Health spending account with employer contribution, Paid flex days to support mental wellbeing, Gym membership discountsCare for Family: Hybrid home/office schedule (for most positions), Paid parental leave, Fertility benefits, Paid bereavement leaveConnect with Community: Company gift matching program, Employee resource groups, Paid volunteer daysGrow Career: Education Assistance Program, Robust job skills training and Professional development opportunitiesFor more information, visit Nasdaq Benefits & Rewards Career page.SummaryLocation: USA - New York City - New York; USA - Atlanta - GeorgiaType: Full time
$185k
...Job Description Job Description Senior Business Analyst/Regulatory Reporting MUST be local to New York City, Hybrid Schedule 3 days Onsite Salary up to $185k No Sponsorship, No Third-Party Resumes To qualify for this hands-on role you must have experience...RegulatoryLocal area$116.88k - $148.13k
...including Consultant/ Senior Consultant, Business Consulting - Compliance & Risk. You will... ...Risk & Finance digital transformation, regulatory change management.You will take up a range... ...governance, testing & monitoring, reporting, regulatory interactions.Operational Risk...RegulatoryFull timeContract workTemporary workWork at officeLocal area$95k
...Position Overview The Operations Business Analyst plays a key role in managing large data... ...to the Operations team. This position reports to the Director of Supply Chain and Customer... ...best practices, technologies, and regulatory requirements impacting the supply chain...RegulatoryWork at officeFlexible hours$100k - $125k
OverviewThe Business Solutions Group (BSG) team sits within Morgan Stanley’s Institutional... ..., operational improvement, and regulatory change or remediation. The team partners... ...and remediation planning, and management reporting. Key responsibilities will include but will...RegulatoryTemporary work$155k - $215k
...our communities. This is a Technical Business Analyst position at the Vice President level,... ...technology delivery teams, translating regulatory, risk, and control requirements into scalable... ...with risk data aggregation and reporting tools. Exposure to operational risk, compliance...RegulatoryTemporary work- ...Description Important: IHC, CCAR or any other regulatory knowledge is mandatory Regulatory... ...enrichment requirements and develop business/functional specifications • Manages... ...current and upcoming IHC/CCAR regulatory reporting requirements • Creative problem-solving...RegulatoryFull time
- ...our clients accelerate growth and unlock business value. Our AI-driven solutions empower... ...Counterparty Credit Risk• Experience in regulatory capital calculations (VaR, Stressed VaR,... ...Domain|Banking & Financial Services|Level 1 Reporting - Comprehensive Capital Analysis and...RegulatoryFull timeTemporary workRelocation
- ...motivated, analytical, and proactive Business Operations Analyst to support critical operational... ..., operational governance, executive reporting, data analysis and cross-functional... ...certifications, customer requests, and regulatory inquiries. ~ Identify operational...RegulatoryLocal area
- Senior Business Analyst - Fund Operations IT Location: New York A leading global financial services... ...market initiatives, including regulatory and settlement-cycle changes. Partner... ...adherence to DTCC processes and regulatory reporting requirements . Maintain strong project...Regulatory
- ...industry player is seeking a seasoned SAP Business Analyst with extensive experience in order-to-... ...modules, and ensuring compliance with regulatory standards. You will collaborate with... ...provide training, and develop insightful reports to drive business decisions. Join a dynamic...Regulatory
$120k - $200k
...0k + bonus. We are seeking a skilled Business Analyst with deep expertise in Advent Geneva to... ...post‑deployment validation. Data & Reporting Support the creation and maintenance... .... Assist with audit, compliance, and regulatory reporting related to portfolio accounting...RegulatoryFull time$120k - $150k
Business Unit:Information TechnologyIndustry:No Industry OverviewHoulihan... ...ScopeThe Oracle Functional Analyst will serve as the primary... ..., and bank-balance reporting requirements.Partner with Treasury... ...banks, banking requirements, regulatory changes, entity expansions, or...RegulatoryFull time- ...725739Reference26-00429 Job Title : Performance Attribution Reporting Analyst Location : New York ,NY Job Description : The Investment Performance... ...strategy, support client retention efforts and promote new business growth. Within the Investment Performance team, the...Daily paid
- ...Job Description The Business Analyst is an individual contributor within the Business Technology... ...and financial operations. You will report to the Senior Manager of Digital and... ...align with enterprise architecture, regulatory requirements, and financial controls...Regulatory
- ...only for w2 payroll! The Senior IT Business Analyst will lead business analysis activities... ..., integrations, data migration, reporting, and analytics initiatives. - Facilitate... ...partners. - Understanding of regulatory, validation, and compliance requirements...RegulatoryRemote work
$120k - $140k
...passion and customer focus to the business. Fractal is a strategic AI... ...Job Title : Senior Business Analyst Role Overview We are seeking... ...efficiency, cost management, and regulatory compliance. The ideal... ...Assist in proper consistent reporting with deep understanding of data...RegulatoryHourly payFull timeLocal area$105k - $115k
...Responsibilities Gather analyze and document business and data requirements from stakeholders... ...Create and maintain dashboards reports and KPIs to support business decision-making... ...Ensure compliance with data governance regulatory and audit requirements Required Qualifications...RegulatoryFull timeLocal area- Overview A Wealth Management Business Analyst bridges business needs and technology solutions... ...improve client portfolio management, regulatory compliance, and operational efficiency... ...management systems (OMS). Data Analysis & Reporting: Analyze financial data related to...RegulatoryWork at office3 days per week
$130k - $225k
...multicultural professionals help guide businesses and community members on... ...a hands‑on Senior Business Analyst to lead the design and... ...reconciliation, client onboarding, and reporting workflows. Embed risk,... .... Strong understanding of regulatory, risk, compliance, and audit...Regulatory- Harrington Starr in New York is seeking a Senior Business Analyst to join its Fund Operations IT team. You will bridge business stakeholders... ...and strong knowledge of post-trade, DTCC processes, and regulatory reporting. You will mentor juniors and work with global IT teams on...Regulatory
$119.1k - $172.65k
...expertise in system operations, business analysis, and managing EPM... ...Senior OneStream Functional Analyst to support financial planning... ...compliance and adherence to regulatory standards · Drive efficiency... ...transparency with detailed project reporting · Execute administrative...RegulatoryFull time- ..., scalable technology solutions. As a Business Analyst , you will bridge business stakeholders... ...solutions align with strategic goals, regulatory requirements, and Public Service Commission... ...analyzing Salesforce and/or Power BI reports. Experience with wireframing,...Regulatory3 days per week
- ...Week Duration: 12 Month+ Job Title: Business Analyst – Healthcare Domain Role Overview We... ..., healthcare workflows, data, regulatory requirements, and enterprise systems... ...and stakeholder-management skills. Reporting & Data Analysis Perform data analysis...RegulatoryTemporary work
- ...comprehensive project management, business analysis, application support... ..., business intelligence, and reporting services for its Special... ...applications, development of regulatory and operational reports, maintenance... ...requirements. The Business Analyst supports the planning,...RegulatoryFor contractorsWork at officeLocal area
- ...Banking and Investor Solutions (GBIS) Business Units and their clients. Our role is to... ...Risk) provides calculation engines, regulatory reporting tools, and other applications necessary... ...reporting. This New York City based Business Analyst role contributes to the design,...Regulatory
$100k - $125k
...The Role We're hiring the first Analyst on our newly formed Operations team, reporting directly to the Director of Strategy... ...growing quickly with the business. Conduct ad hoc research on industry... ..., crypto/web3 trends, regulatory shifts — that inform the Operations...RegulatoryInternshipLocal areaFlexible hoursShift work- ...Customer: Japanese Commercial Bank at NY Job Title: DWH Business Analyst – Market System Onsite (%): 80% Remote (%): 20%... ...and real‑time data integration ・Knowledge of Regulatory Reporting ・Experience working on cross‑border projects involving...RegulatoryTemporary workWork at officeRemote workOverseas
- ...Description Customer: Japanese Commercial Bank at NY Job Title: Business Analyst – Market System Location: Manhattan Onsite: 80%... ...with Treasury, Trading, Risk, Market Data, DWH, or Regulatory Reporting systems ・Experience in market system replacement or large...RegulatoryTemporary workWork at officeRemote workOverseas
- Business Systems Analyst (Banking and Wealth, wealth platforms like Global Plus, Charles River, Pershing... ...with quality assurance teams. Regulatory Compliance: Ensure that all solutions... ...such as portfolio management, client reporting, compliance, and trade execution. Hands...RegulatoryRemote work
- ...seeking an experienced Calypso Accounting Business Analyst to join a leading Capital Markets... ...expertise in Calypso Accounting, Accounting Reporting, and Financial Accounting, combined... ...accurate financial reporting, regulatory compliance, and operational efficiency...Regulatory
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