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Compliance Analyst

Transamerica

Transamerica is seeking a Regulatory Compliance professional to strengthen testing, monitoring, and regulatory oversight across broker-dealer, registered investment adviser, and insurance channels. You will evaluate controls, identify risks, and lead testing initiatives to support regulatory compliance and business objectives. The role requires FINRA/SEC knowledge, five years’ relevant experience, and a bachelor’s degree. #J-18808-Ljbffr

Vacancy posted 4 days ago
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