Registered Client Service Associate

Where Ambition Meets Innovation build a career that matches your initiative with an impressive dose of innovation. From cutting‑edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals. Job Overview As a Registered Client Service Associate, you will provide comprehensive administrative and operational support within the financial advisor’s practice. This role is pivotal in enhancing the client experience, ensuring seamless account management, and upholding compliance standards. The ideal candidate is dedicated, detail‑oriented, and possesses strong organizational and communication skills with a commitment to delivering outstanding client service. Experience supporting life insurance and annuity products and services is highly valued. Responsibilities Serve as the primary point of contact for clients, responding to inquiries, resolving issues, and educating clients on account services and online capabilities. Support onboarding of new clients by collecting required documentation and facilitating accurate, compliant account setup. Prepare and process account opening, maintenance, and transfer documentation, ensuring adherence to firm policies and regulatory requirements. Monitor and manage client account activity, including contributions, distributions, trading support, annuity servicing, insurance‑related requests, and performance reporting. Maintain accurate, organized, and up‑to‑date client records within the firm’s CRM and document management systems. Coordinate with custodians, insurance carriers, service providers, and internal teams to fulfill client requests and resolve operational issues. Assist financial advisors with administrative and operational support, reporting, client communications, and initiatives to enhance client engagement and operational efficiency. Requirements 3+ years of experience in a client‑facing financial services, wealth management, insurance, or annuity support role. Active Series 7 and Series 66 licenses (or Series 63/65 combination). Demonstrated experience supporting life insurance and annuity products, servicing, and client requests. Strong client service, communication, organizational, and problem‑solving skills. Ability to work in a fast‑paced environment while maintaining accuracy and attention to detail. Ability to work onsite Monday–Friday. Core Competencies Robust understanding of financial products and services, including life insurance and annuity solutions. Ability to execute trades and discuss investment recommendations within compliance limits, where appropriately licensed. Excellent communication and interpersonal skills. Strong organizational skills and attention to detail. Proficient in Microsoft Office and financial CRM software. Strong problem‑solving skills. Ability to work independently and collaboratively in a fast‑paced environment. High level of professionalism, discretion, and ethical conduct. Preferences Bachelor’s degree in finance, business, or accounting. Pay Range $28.47–$47.44 per hour, based on factors such as skill, experience, education, and geographic location. Benefits Competitive LPL Total Rewards package including 401(k) matching, health benefits, paid time off, volunteer time off, and more. Equal Opportunity Employer In accordance with EEO guidelines and relevant anti‑discrimination laws, LPL Financial is an equal opportunity employer. EAC 5.19.26. #J-18808-Ljbffr LPL Financial LLC