Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Designated Principal, Email Surveillance & Compliance

StoneX Group Inc.

StoneX Group Inc. in Miami, FL seeks a broker-dealer designated principal for email review and surveillance. The role requires reviewing firm emails across the organization and monitoring electronic communications to ensure compliance. Requirements include 2 years in broker dealer supervision, email surveillance experience, and strong communication skills. Education should include a college degree or industry experience plus Series 7, 24 and 63 credentials. #J-18808-Ljbffr StoneX Group Inc.

Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Designated Principal, Email Surveillance & Compliance in Miami, FL vacancy
  • $55k - $70k

     ...and management technology. Position purpose Broker dealer designated principal email review. Review firm email from across the firm....  ...2 years of experience in broker dealer supervision Email surveillance experience Good communication skills Education requirements... 
    Principal
    Surveillance
    Remote work
    1 day per week

    StoneX Group Inc.

    Miami, FL
    2 days ago
  •  ...to-market, partnerships, and new ventures.Design operating models, decision rights,...  ...priority North American Consumer Goods clients.Principal Directors have:Executive presence and the...  ...toll free at (***) ***-**** or send us an email or speak with your recruiter.Equal... 
    Principal
    Full time
    Live in
    Work at office
    Local area

    Accenture

    Miami, FL
    1 day ago
  • Compliance AnalystThe Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program...  ...and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of applicable laws,... 
    Surveillance

    Millennium Management

    Miami, FL
    2 days ago
  • $168k - $240k

     ...and the evolution of Slalom.The Role: M&A Principal/Senior PrincipalWhat You’ll Do:*...  ...management, playbooks, and operating model design* Experience working across various industriesAbout...  ...are committed to pay transparency and compliance with applicable laws. If you have... 
    Principal
    Temporary work
    Work at office
    Local area
    Immediate start

    Slalom

    Miami, FL
    3 days ago
  • $120k - $170k

     ...Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance...  ...is responsible for assisting in the design, implementation, and oversight of...  ...reporting functions, including review of surveillance reports, exception reporting, and supervisory... 
    Surveillance

    StoneX

    Miami, FL
    4 days ago
  • About The Role As our Principal Analyst for Loss Mitigation & Forecasting , you will occupy one of the most vital strategic seats within...  ...highest tier of our individual contributor (IC) track, you will design the data models, contact strategies, and predictive collections... 
    Principal
    Remote work

    Félix

    Miami, FL
    1 day ago
  • Jacobs is seeking an experienced Major Crossings Design-Build Principal to lead pursuit, planning, and execution of large bridge and transportation infrastructure projects across the US. You will provide strategic leadership across Design-Build and alternative delivery... 
    Principal

    Jacobs

    Miami, FL
    4 days ago
  • Principal Test Engineering Technician The Principal Test Engineering Technician assists Test...  ...production test equipment; provides design for manufacturability and design for test...  ...that test fixtures and equipment are in compliance with regulatory and company standards. Essential... 
    Principal

    TechDigital Group

    Miami, FL
    2 days ago
  • $158k - $210k

     ...intelligence platform, we’re looking for a Principal Product Manager to lead the development...  ...engagements with globally distributed design and development teams to manage the product...  ...to evaluating candidates fairly, consistently, and in compliance with all applicable laws.
    Principal
    Local area
    Flexible hours
    Shift work

    Meltwater Group

    Miami, FL
    1 day ago
  • Compliance Specialist Key Responsibilities Support the firm’s compliance program to ensure adherence to applicable FINRA...  ...activities, including transaction monitoring, trade reporting, email and correspondence surveillance, and branch supervisory support. Prepare or assist with... 
    Surveillance

    ReKruiting Advisors LLC.

    Miami, FL
    3 days ago
  • HDR’s Tampa office seeks a Design Principal to champion design excellence and lead complex projects across multiple offices. You will guide initial concepts, mentor teams, and ensure client satisfaction while managing budgets and schedules. Ideal candidates bring 15+ years... 
    Principal
    Work at office

    HDR

    Miami, FL
    2 days ago
  •  ...The Principal Operations Business Partner plays a critical role in driving operational...  ...Specialist organizations. This role is designed for a strong selfstarter who can operate...  ...Equal Employment Opportunity (EEO) and to compliance with all federal, state and local laws that... 
    Principal
    Local area

    Cloud Software Group, LLC

    Miami, FL
    1 day ago
  •  ...could help make great things possible not only in your community, but around the world. The Tampa office of HDR is in search of a Design Principal to join our growing practice and continue the legacy of providing our clients and communities with creative design solutions... 
    Principal
    Work at office
    Local area

    HDR

    Miami, FL
    1 day ago
  •  ...Designers work with customers to help plan and design their spaces. Through elevated designs...  ...Design consultations in person or via email, phone, and virtual design consults. Deliver...  ...to work in the US. State / City Compliance: The Company will consider for employment... 
    Local area

    Crate&Barrel

    Coral Gables, FL
    3 days ago
  •  ...whenever needed or called upon. Contact designated administrative staff person as soon as...  ...risk. Coordinates regular hazard surveillance tours of the facility including Departmental...  ...utility system sufficient to determine compliance with safety standards and requirements... 
    Surveillance
    Immediate start
    Night shift
    Day shift
    Afternoon shift

    COMMUNITY HEALTH of SOUTH DADE, Inc.

    Miami, FL
    5 days ago
  • $10 per hour

     ...The opportunity:Join Flexport's dynamic Compliance Program as the Manager, Supply Chain...  ...visitors, assets, and facilities through the design and execution of security programs,...  ...electronic security systems, including CCTV surveillance and access control platforms, and... 
    Surveillance
    Work at office
    Local area
    Worldwide

    Flexport

    Miami, FL
    4 days ago
  •  ...to the overall quality and regulatory compliance of customer complaint investigation. More...  ...and assign investigators/reviewers. Design and perform complaint investigations into...  ...manufacturing, R&D, and other Post Market Surveillance teams will be fundamental to the... 
    Surveillance

    TechDigital Group

    Miami, FL
    3 days ago
  •  ...Value (NPV) credit models. Framework Architecture: Support, design, and build end‑to‑end credit analytics frameworks for SNPL and...  ...default risk tightly within target bands. Credit Monitoring & Surveillance: Maintain constant surveillance on credit distribution and reporting... 
    Surveillance
    Work at office
    Remote work

    Félix

    Miami, FL
    3 days ago
  • Compliance Officer The Compliance Officer supports the Firm in the development and implementation of activities designed to promote compliance with applicable securities regulatory authorities...  .... Conduct compliance monitoring / surveillance activities. Assist in the... 
    Surveillance

    ReKruiting Advisors LLC.

    Miami, FL
    1 day ago
  •  ...Intelligence & Data Management Support the design, maintenance, and continuous...  ...project governance and operational reviews Compliance & Governance Ensure business solutions...  ...SHIFT:StandardTRAVEL:Not specifiedMEDICAL SURVEILLANCE:Not ApplicableSIGNIFICANT WORK ACTIVITIES... 
    Surveillance
    Local area
    Shift work

    Abbott

    Miami, FL
    2 days ago
  • $90k - $120k

     ...in Miami, this position will be part of a team responsible for designing some of the largest and most complex residential systems in the country, including automation, audio‑visual, security and surveillance, lighting control, home theaters, and motorized window... 
    Surveillance
    Temporary work

    Paragon Systems Integration

    Miami, FL
    4 days ago
  • Global Compliance Our division prevents, detects and mitigates compliance, regulatory and...  ...or amended laws, rules and regulations; designs and implements controls, policies,...  ...will include: Monitoring and conducting surveillances focusing on compliance with regulatory... 
    Surveillance

    Goldman Sachs

    Miami, FL
    3 days ago
  •  ...Applied Technology Group is seeking professionals to evaluate the design, production, and in‑service aspects of engineering assets. You...  ...to handle routine situations effectively while ensuring compliance with budgets and contractual requirements. Responsibilities include... 

    Lloyd's Register Applied Technology Group

    Miami, FL
    2 days ago
  • $198.7k - $391.6k

    Position Summary Position Summary The Experience Design Strategy Senior Manager is a client-facing consulting leader responsible for delivering high-impact experience design strategy engagements for Life Sciences clients. This role combines deep design strategy,... 
    Local area

    Deloitte

    Miami, FL
    1 day ago
  •  ...professionals, communications, digital, compliance, and external partners to bring the full...  ...talented and detail-oriented PWM Marketing Designer to help create high-quality visual...  ...assets across digital, print, presentation, email, social, event, and internal marketing... 
    Internship
    Work at office
    Flexible hours
    Shift work

    Goldman Sachs

    Miami, FL
    5 days ago
  •  ...access, endpoint security & management, and compliance automation-collapsing the stack and...  ...Opportunity Iru is looking for a Visual Designer to join our in-house Brand Studio. You'...  ...: website, digital ads, events, social, email, PDFs, and more. This is a great role... 
    Full time
    Work at office
    3 days per week

    Iru

    Miami, FL
    2 days ago
  •  ...already met. We are a global leader in the design, manufacture, and distribution of...  ...programs for field Policy and Procedure compliance Brand Enforcement support Fraud...  ...Equipment (alarms, Electronic Article Surveillance Systems, Covert Camera application) APA... 
    Surveillance
    Minimum wage
    Local area

    The Security Executive Council

    Miami, FL
    5 days ago
  •  ...quality home furnishings that are expertly designed, responsibly sourced and bring beauty...  ...in person (in-store or in-home) or via email, phone and virtual Deliver projects in...  ...authorized to work in the US. State / City Compliance: The Company will consider for... 
    Local area
    Shift work

    Crate & Barrel Holdings

    Coral Gables, FL
    1 day ago
  • AtriCure, Inc. seeks a Principal Physician Education Specialist to lead high‑impact healthcare provider education initiatives, including...  ...collaborate with regional teams across the Americas to expand programs while maintaining compliance. #J-18808-Ljbffr AtriCure, Inc.
    Principal

    AtriCure, Inc.

    Miami, FL
    2 days ago
  • $36k

     ...monitors examinees through direct observation, surveillance equipment, and computer software....  ...for departmental transactions. Ensures compliance and adherence to University credit card...  ...Office of Civil Rights at 305.348.2785 or email ****@*****.***. Reasonable Accommodation Statement... 
    Surveillance
    Permanent employment
    For contractors
    Work at office
    Remote work
    Flexible hours

    Florida International University

    Miami, FL
    5 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Designated Principal, Email Surveillance & Compliance. Be the first to apply!