Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Designated Principal, Email Surveillance & Compliance

StoneX Group Inc.

StoneX Group Inc. in Miami, FL seeks a broker-dealer designated principal for email review and surveillance. The role requires reviewing firm emails across the organization and monitoring electronic communications to ensure compliance. Requirements include 2 years in broker dealer supervision, email surveillance experience, and strong communication skills. Education should include a college degree or industry experience plus Series 7, 24 and 63 credentials. #J-18808-Ljbffr StoneX Group Inc.

Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Designated Principal, Email Surveillance & Compliance in Miami, FL vacancy
  • $55k - $70k

     ...and management technology.Position purpose: Broker dealer designated principal email review. Review firm email from across the firm....  ...:2 years of experience in broker dealer supervisionEmail surveillance experienceGood communication skillsEducation requirements... 
    Principal
    Surveillance
    1 day per week

    StoneX

    Miami, FL
    3 days ago
  • StoneX Group is seeking an Email Surveillance Specialist to monitor broker-dealer communications, including email and social media, ensuring regulatory compliance and firm policy adherence. The role supports institutional operations and involves collaboration with the supervisory... 
    Principal
    Surveillance

    StoneX Group

    Miami, FL
    3 days ago
  •  ...to-market, partnerships, and new ventures.Design operating models, decision rights,...  ...priority North American Consumer Goods clients.Principal Directors have:Executive presence and the...  ...toll free at (***) ***-**** or send us an email or speak with your recruiter.Equal... 
    Principal
    Full time
    Live in
    Work at office
    Local area

    Accenture

    Miami, FL
    3 days ago
  • Compliance AnalystThe Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program...  ...and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of applicable laws,... 
    Surveillance

    Millennium Management

    Miami, FL
    3 days ago
  • $168k - $240k

     ...and the evolution of Slalom.The Role: M&A Principal/Senior PrincipalWhat You’ll Do:*...  ...management, playbooks, and operating model design* Experience working across various industriesAbout...  ...are committed to pay transparency and compliance with applicable laws. If you have... 
    Principal
    Temporary work
    Work at office
    Local area
    Immediate start

    Slalom

    Miami, FL
    4 days ago
  •  ...an experienced and strategic Chief Compliance Officer (CCO) to lead the...  ...Broker-Dealer Compliance & Supervisory Principal Serve as the designated Chief Compliance Officer and Supervisory...  ..., Reg BI obligations, trade surveillance, books and records, and regulatory... 
    Surveillance
    Full time
    Local area

    Bradesco Bank

    Coral Gables, FL
    3 days ago
  •  ...firm is seeking an experienced Head of Compliance to lead and oversee the firm's regulatory...  ...activities, compliance monitoring, surveillance, testing, and risk assessments. Provide...  ...degree required; advanced degree or professional compliance designation preferred.... 
    Surveillance
    Full time

    Ascendo Resources

    Miami, FL
    23 hours ago
  •  ...Generate outbound leads through email campaigns, social outreach,...  ...—including security, video surveillance, access control, active...  ...Our total rewards package is designed to support you holistically—...  ...conducting analytics, and ensuring compliance with applicable legal... 
    Surveillance
    Casual work
    Work at office
    Immediate start
    Worldwide

    Alarm.com

    Miami, FL
    10 days ago
  • $120k - $170k

     ...Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance...  ...is responsible for assisting in the design, implementation, and oversight of...  ...reporting functions, including review of surveillance reports, exception reporting, and supervisory... 
    Surveillance

    StoneX

    Miami, FL
    2 days ago
  • $130k

     ...Value (NPV) credit models. Framework Architecture: Support, design, and build end-to-end credit analytics frameworks for SNPL and...  ...risk tightly within target bands. Credit Monitoring & Surveillance: Maintain constant surveillance on credit distribution and reporting... 
    Surveillance
    Work at office
    Flexible hours

    Felix Technologies, Inc.

    Miami, FL
    5 days ago
  • Jacobs is seeking an experienced Major Crossings Design-Build Principal to lead pursuit, planning, and execution of large bridge and transportation infrastructure projects across the US. You will provide strategic leadership across Design-Build and alternative delivery... 
    Principal

    Jacobs

    Miami, FL
    5 days ago
  • $158k - $210k

     ...intelligence platform, we’re looking for a Principal Product Manager to lead the development...  ...engagements with globally distributed design and development teams to manage the product...  ...evaluating candidates fairly, consistently, and in compliance with all applicable laws.... 
    Principal
    Local area
    Flexible hours
    Shift work

    Meltwater Group

    Miami, FL
    2 days ago
  • $10 per hour

     ...The opportunity:Join Flexport's dynamic Compliance Program as the Senior Manager, Supply...  ...visitors, assets, and facilities through the design and execution of security programs,...  ...security systems, including CCTV surveillance and access control platforms, and evaluate... 
    Surveillance
    Work at office
    Local area
    Worldwide

    Flexport

    Miami, FL
    5 days ago
  • Royal Caribbean Group in Miami, FL is seeking an Associate Principal, Organizational Effectiveness to drive holistic Org Design, partner with senior executives, and shape future state structures. Reporting to Senior Director, you will lead transformation initiatives and... 
    Principal

    Royal Caribbean Group

    Miami, FL
    1 day ago
  •  ...division prevents, detects and mitigates compliance, regulatory and reputational risk...  ...or amended laws, rules and regulations; designs and implements controls, policies, procedures...  ...will include:Monitoring and conducting surveillances focusing on compliance with regulatory... 
    Surveillance
    Work at office

    Goldman Sachs

    Miami, FL
    5 days ago
  • Norwegian Cruise Line Holdings Ltd. seeks a Principal Experience Designer to lead the unified digital design experience across the guest journey—Shop, Book, Presail, Onboard, Next Cruise. You will align with Sr. Product Owners, Content Strategist, and Experimentation Strategist... 
    Principal

    NCL Bahamas Ltd.

    Miami, FL
    6 days ago
  •  ...s interests.This position will include compliance, regulatory and study specific training...  ...subjects about disease state or study design.Interact and build positive relationships...  ..., and reporting.Medical Literature surveillance and summaries to be shared across the company... 
    Surveillance
    Full time
    Temporary work
    For contractors
    Work at office
    Local area
    Work from home
    Night shift
    1 day per week

    TMAC Direct

    Miami, FL
    1 day ago
  •  ...whenever needed or called upon. Contacting designated administrative staff person as soon as...  ...risk. Coordinating regular hazard surveillance tours of the facility including departmental...  ...utility system sufficient to determine compliance with safety standards and requirements... 
    Surveillance
    Immediate start
    Night shift
    Day shift
    Afternoon shift

    Community Health of South Florida

    Miami, FL
    2 days ago
  •  ...could help make great things possible not only in your community, but around the world. The Tampa office of HDR is in search of a Design Principal to join our growing practice and continue the legacy of providing our clients and communities with creative design solutions... 
    Principal
    Work at office
    Local area

    HDR

    Miami, FL
    2 days ago
  • $131k - $185k

     ...harmonization* Logistics& Distribution: Network design, DC and 3PL transition, transportation...  ....The targeted base salary pay range for Principal in Silicon Valley and San Francisco is $...  ...are committed to pay transparency and compliance with applicable laws. If you have... 
    Principal
    Temporary work
    Local area

    Slalom

    Miami, FL
    5 days ago
  • $200k - $260k

     ...Principal Product Manager, Digital Assets Circle (NYSE: CRCL) is one of the world's leading...  ...and Arc, an enterprise-grade blockchain designed to become the Economic OS for the...  ...executive stakeholders, engineering leadership, compliance, treasury, and external partners, you... 
    Principal
    Remote work
    Flexible hours

    Circle

    Miami, FL
    2 days ago
  •  ...patient medical records to evaluate staff compliance with assessment/reassessment, nursing...  .../or ensures Tempo Huddle occurs at the designated time. Provides feedback as necessary...  ...monitoring of infection control and surveillance as indicated in the Infection Control plan... 
    Surveillance
    Temporary work
    Flexible hours
    Shift work

    Coral Gables Hospital

    Miami, FL
    15 days ago
  •  ...an experienced and strategic Chief Compliance Officer (CCO) to lead the...  ...Broker-Dealer Compliance & Supervisory Principal \n Serve as the designated Chief Compliance Officer and Supervisory...  ..., Reg BI obligations, trade surveillance, books and records, and regulatory... 
    Surveillance
    Local area

    Bradesco Bank

    Coral Gables, FL
    24 days ago
  • Comp AI is hiring a Senior Product Designer to own the product experience end to end, turning ambiguous problems into shipped solutions for compliance teams. You’ll frame problems, explore options, and drive the design from concept to live product that users rely on daily... 

    Comp AI

    Miami, FL
    3 days ago
  •  ...We are seeking an experienced Senior Compliance Officer for our client. This individual will play a key role in managing and enhancing...  ...firm’s SEC/RIA compliance program, regulatory examinations, surveillance, and risk oversight. Responsibilities Support the development... 
    Surveillance
    Full time

    Ascendo Resources

    Miami, FL
    2 days ago
  •  ...We are seeking an Investment Advisory Chief Compliance Officer to play a key leadership role within the compliance function of an established...  ...regulatory requirements. Oversee ongoing compliance surveillance, monitoring, testing, and reviews of advisory activities and... 
    Surveillance
    Full time

    Ascendo Resources

    Miami, FL
    5 hours ago
  •  ...Intelligence & Data Management Support the design, maintenance, and continuous...  ...project governance and operational reviews Compliance & Governance Ensure business solutions...  ...SHIFT:StandardTRAVEL:Not specifiedMEDICAL SURVEILLANCE:Not ApplicableSIGNIFICANT WORK ACTIVITIES... 
    Surveillance
    Local area
    Shift work

    Abbott

    Miami, FL
    2 days ago
  •  ...We are seeking a Director of Compliance with Broker/Dealer experience to join our client's team! This role is responsible for overseeing...  ...includes overseeing transaction monitoring and automated surveillance programs. Anti-Money Laundering (AML): ~ Manage all aspects... 
    Surveillance
    Full time

    Leeds Professional Resources

    Miami, FL
    3 days ago
  •  ...Regulatory Compliance Manager About the Role: We are Velox Clearing, a clearing broker/dealer located in Miami, Florida, in search...  ...can take full ownership of our internal compliance, trade surveillance, and regulatory affairs programs. You will serve as a primary... 
    Surveillance
    Full time

    Velox Clearing

    Miami, FL
    4 days ago
  •  ...Risk Management professionals to enhance compliance, productivity, and quality across the...  ...Recently, the FDA selected RxLogix's PV Surveillance Suite Platform to replace its legacy...  ...terms. Program Development: Assist in designing customized partnership programs for each... 
    Surveillance

    RxLogix Corporation

    Miami, FL
    6 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Designated Principal, Email Surveillance & Compliance. Be the first to apply!