Designated Principal, Email Surveillance & Compliance
StoneX Group Inc.
StoneX Group Inc. in Miami, FL seeks a broker-dealer designated principal for email review and surveillance. The role requires reviewing firm emails across the organization and monitoring electronic communications to ensure compliance. Requirements include 2 years in broker dealer supervision, email surveillance experience, and strong communication skills. Education should include a college degree or industry experience plus Series 7, 24 and 63 credentials. #J-18808-Ljbffr StoneX Group Inc.
$55k - $70k
...and management technology. Position purpose Broker dealer designated principal email review. Review firm email from across the firm.... ...2 years of experience in broker dealer supervision Email surveillance experience Good communication skills Education requirements...PrincipalSurveillanceRemote work1 day per week- ...to-market, partnerships, and new ventures.Design operating models, decision rights,... ...priority North American Consumer Goods clients.Principal Directors have:Executive presence and the... ...toll free at (***) ***-**** or send us an email or speak with your recruiter.Equal...PrincipalFull timeLive inWork at officeLocal area
- Compliance AnalystThe Compliance Department at Millennium serves to adopt, implement, and enforce a Compliance program... ...and procedures, processes, systems, controls, surveillance, testing and reporting, which is designed to prevent or detect violations of applicable laws,...Surveillance
$168k - $240k
...and the evolution of Slalom.The Role: M&A Principal/Senior PrincipalWhat You’ll Do:*... ...management, playbooks, and operating model design* Experience working across various industriesAbout... ...are committed to pay transparency and compliance with applicable laws. If you have...PrincipalTemporary workWork at officeLocal areaImmediate start$120k - $170k
...Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief Compliance... ...is responsible for assisting in the design, implementation, and oversight of... ...reporting functions, including review of surveillance reports, exception reporting, and supervisory...Surveillance- About The Role As our Principal Analyst for Loss Mitigation & Forecasting , you will occupy one of the most vital strategic seats within... ...highest tier of our individual contributor (IC) track, you will design the data models, contact strategies, and predictive collections...PrincipalRemote work
- Jacobs is seeking an experienced Major Crossings Design-Build Principal to lead pursuit, planning, and execution of large bridge and transportation infrastructure projects across the US. You will provide strategic leadership across Design-Build and alternative delivery...Principal
- Principal Test Engineering Technician The Principal Test Engineering Technician assists Test... ...production test equipment; provides design for manufacturability and design for test... ...that test fixtures and equipment are in compliance with regulatory and company standards. Essential...Principal
$158k - $210k
...intelligence platform, we’re looking for a Principal Product Manager to lead the development... ...engagements with globally distributed design and development teams to manage the product... ...to evaluating candidates fairly, consistently, and in compliance with all applicable laws.PrincipalLocal areaFlexible hoursShift work- Compliance Specialist Key Responsibilities Support the firm’s compliance program to ensure adherence to applicable FINRA... ...activities, including transaction monitoring, trade reporting, email and correspondence surveillance, and branch supervisory support. Prepare or assist with...Surveillance
- HDR’s Tampa office seeks a Design Principal to champion design excellence and lead complex projects across multiple offices. You will guide initial concepts, mentor teams, and ensure client satisfaction while managing budgets and schedules. Ideal candidates bring 15+ years...PrincipalWork at office
- ...The Principal Operations Business Partner plays a critical role in driving operational... ...Specialist organizations. This role is designed for a strong selfstarter who can operate... ...Equal Employment Opportunity (EEO) and to compliance with all federal, state and local laws that...PrincipalLocal area
- ...could help make great things possible not only in your community, but around the world. The Tampa office of HDR is in search of a Design Principal to join our growing practice and continue the legacy of providing our clients and communities with creative design solutions...PrincipalWork at officeLocal area
- ...Designers work with customers to help plan and design their spaces. Through elevated designs... ...Design consultations in person or via email, phone, and virtual design consults. Deliver... ...to work in the US. State / City Compliance: The Company will consider for employment...Local area
- ...whenever needed or called upon. Contact designated administrative staff person as soon as... ...risk. Coordinates regular hazard surveillance tours of the facility including Departmental... ...utility system sufficient to determine compliance with safety standards and requirements...SurveillanceImmediate startNight shiftDay shiftAfternoon shift
$10 per hour
...The opportunity:Join Flexport's dynamic Compliance Program as the Manager, Supply Chain... ...visitors, assets, and facilities through the design and execution of security programs,... ...electronic security systems, including CCTV surveillance and access control platforms, and...SurveillanceWork at officeLocal areaWorldwide- ...to the overall quality and regulatory compliance of customer complaint investigation. More... ...and assign investigators/reviewers. Design and perform complaint investigations into... ...manufacturing, R&D, and other Post Market Surveillance teams will be fundamental to the...Surveillance
- ...Value (NPV) credit models. Framework Architecture: Support, design, and build end‑to‑end credit analytics frameworks for SNPL and... ...default risk tightly within target bands. Credit Monitoring & Surveillance: Maintain constant surveillance on credit distribution and reporting...SurveillanceWork at officeRemote work
- Compliance Officer The Compliance Officer supports the Firm in the development and implementation of activities designed to promote compliance with applicable securities regulatory authorities... .... Conduct compliance monitoring / surveillance activities. Assist in the...Surveillance
- ...Intelligence & Data Management Support the design, maintenance, and continuous... ...project governance and operational reviews Compliance & Governance Ensure business solutions... ...SHIFT:StandardTRAVEL:Not specifiedMEDICAL SURVEILLANCE:Not ApplicableSIGNIFICANT WORK ACTIVITIES...SurveillanceLocal areaShift work
$90k - $120k
...in Miami, this position will be part of a team responsible for designing some of the largest and most complex residential systems in the country, including automation, audio‑visual, security and surveillance, lighting control, home theaters, and motorized window...SurveillanceTemporary work- Global Compliance Our division prevents, detects and mitigates compliance, regulatory and... ...or amended laws, rules and regulations; designs and implements controls, policies,... ...will include: Monitoring and conducting surveillances focusing on compliance with regulatory...Surveillance
- ...Applied Technology Group is seeking professionals to evaluate the design, production, and in‑service aspects of engineering assets. You... ...to handle routine situations effectively while ensuring compliance with budgets and contractual requirements. Responsibilities include...
$198.7k - $391.6k
Position Summary Position Summary The Experience Design Strategy Senior Manager is a client-facing consulting leader responsible for delivering high-impact experience design strategy engagements for Life Sciences clients. This role combines deep design strategy,...Local area- ...professionals, communications, digital, compliance, and external partners to bring the full... ...talented and detail-oriented PWM Marketing Designer to help create high-quality visual... ...assets across digital, print, presentation, email, social, event, and internal marketing...InternshipWork at officeFlexible hoursShift work
- ...access, endpoint security & management, and compliance automation-collapsing the stack and... ...Opportunity Iru is looking for a Visual Designer to join our in-house Brand Studio. You'... ...: website, digital ads, events, social, email, PDFs, and more. This is a great role...Full timeWork at office3 days per week
- ...already met. We are a global leader in the design, manufacture, and distribution of... ...programs for field Policy and Procedure compliance Brand Enforcement support Fraud... ...Equipment (alarms, Electronic Article Surveillance Systems, Covert Camera application) APA...SurveillanceMinimum wageLocal area
- ...quality home furnishings that are expertly designed, responsibly sourced and bring beauty... ...in person (in-store or in-home) or via email, phone and virtual Deliver projects in... ...authorized to work in the US. State / City Compliance: The Company will consider for...Local areaShift work
- AtriCure, Inc. seeks a Principal Physician Education Specialist to lead high‑impact healthcare provider education initiatives, including... ...collaborate with regional teams across the Americas to expand programs while maintaining compliance. #J-18808-Ljbffr AtriCure, Inc.Principal
$36k
...monitors examinees through direct observation, surveillance equipment, and computer software.... ...for departmental transactions. Ensures compliance and adherence to University credit card... ...Office of Civil Rights at 305.348.2785 or email ****@*****.***. Reasonable Accommodation Statement...SurveillancePermanent employmentFor contractorsWork at officeRemote workFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Designated Principal, Email Surveillance & Compliance. Be the first to apply!
- senior principal scientist Miami, FL
- senior principal cloud computing engineer Miami, FL
- principal Miami, FL
- principal cloud computing engineer Miami, FL
- surveillance Miami, FL
- surveillance officer Miami, FL
- surveillance investigator Miami, FL
- athletic compliance Miami, FL
- compliance technician Miami, FL
- vendor compliance Miami, FL

