Remote Wealth-Management Compliance Supervisor
Obsidian
San Francisco, CA
- Remote job
Obsidian is building a high-quality library of US securities- and wealth-compliance work products. You will complete self-contained review and supervision exercises from mock files and produce the compliance deliverable for each, drafted outputs. In this hourly contract (~15 hrs/week), you will QA completed periodic client reviews against a supervision checklist; review Reg BI / DOL rollover and trade attestations against reference procedures; flag non-compliant recommendations with citations. #J-18808-Ljbffr Obsidian
Vacancy posted 2 days ago
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