Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Broker-Dealer Risk Analyst: Financial Insight & Compliance

U.S.-Securities-and-Exchange-Commission

The Division of Trading and Markets at the U.S. Securities and Exchange Commission seeks a Financial Analyst (Broker-Dealer Financial Risk Analyst) to support the supervision of broker-dealers and the financial responsibility requirements, including protection of customer assets. The role supports the 17(H) Risk Assessment Program within the Office of Broker-Dealer Finances, using financial data to provide analysis and insights. #J-18808-Ljbffr U.S.-Securities-and-Exchange-Commission

Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the Broker-Dealer Risk Analyst: Financial Insight & Compliance in Washington DC vacancy
  • The Division of Trading and Markets (TM) is seeking a Financial Analyst (Broker-Dealer Financial Risk Analyst) to support the supervision of broker-...  ...Conducts analysis and prepares documents and reports in compliance with Federal law that governs the rulemaking process... 
    Suggested
    Work at office

    U.S.-Securities-and-Exchange-Commission

    Washington DC
    5 days ago
  •  ...focus on the broad spectrum of Risk Management, Compliance, Business Process, IT...  ...Pharmaceuticals, Banking & Financial Services, Transportation, Federal...  ...the community level.A Risk Analyst focuses on the inherent and...  ...Acumen - understanding and insight into how organizations... 
    Suggested
    Full time
    For contractors
    Internship
    Work at office

    Prosidian Consultng

    Washington DC
    4 hours ago
  • Forrester is seeking a Security And Risk Senior Analyst to research and deliver strategic, practical advice for security and risk leaders and practitioners. The ideal candidate understands MDR/MSS, cybersecurity consulting, risk consulting, and Zero Trust for government... 
    Suggested

    Phase2 Technology

    Washington DC
    2 days ago
  •  ...spectrum of Enterprise Solutions for Risk Management | Compliance | Business Process | IT Effectiveness...  ...Hospitality, Pharmaceuticals, Banking & Financial Services, Transportation, Federal and...  ...Acumen - understanding and insight into how organizations perform, including... 
    Suggested
    Contract work
    Work at office
    Remote work

    Prosidian Consultng

    Washington DC
    4 hours ago
  • Capital One in McLean, VA seeks a Sr. Business Analyst within Enterprise Risk Management to translate complex risk data into actionable insights for executive leaders. You will identify business challenges, develop hypotheses, test analyses, and work with the Risk Organization... 
    Suggested

    Capital One

    Mc Lean, VA
    3 days ago
  •  ...enterprise services/solutions for Risk Management | Compliance | Business Process | IT...  ...Seeks a Risk & Controls Analyst | Human Capital...  ...: 541611 - Management and Financial Consulting, Acquisition and...  ...produce accurate documentation, insights, dashboards, or compliance... 
    Full time
    Contract work
    Temporary work
    For contractors
    H1b
    Work at office
    Flexible hours

    Prosidian Consultng

    Alexandria, VA
    3 days ago
  •  ...enterprise services/solutions for Risk Management | Compliance | Business Process | IT...  ...Seeks a Governance & Risk Analyst | Human Capital...  ...: 541611 - Management and Financial Consulting, Acquisition and...  ...produce accurate documentation, insights, dashboards, or compliance... 
    Full time
    Contract work
    Temporary work
    For contractors
    H1b
    Work at office
    Flexible hours

    Prosidian Consultng

    Alexandria, VA
    3 days ago
  • Capital One National Association is seeking a Senior Business Analyst to join the Enterprise Risk Management team in McLean, VA. You will apply strategic...  ...challenges, shaping complex analysis into actionable insight for executive leaders and collaborating with risk... 

    Capital One National Association

    Mc Lean, VA
    3 days ago
  •  ...Overview The Senior Actuarial Analyst is a high-impact analytical...  ...role responsible for supporting financial, actuarial, and strategic...  ...evaluate performance, manage risk, and advance CINQCARE’s analytics...  ...data into clear, actionable insights. High attention to detail... 
    Contract work
    Work at office
    Flexible hours

    CINQCARE

    Washington DC
    2 days ago
  •  ...loss pricing actuarial lead, you will be a key member of the Financial Actuarial & Analytics (FAA) Community of Expertise. You will contribute...  ...stop loss benchmarking data, surveys, and provide proactive insights, identify the drivers and respond to clients’ inquiries... 
    Price work
    Temporary work
    Local area
    Visa sponsorship
    Work visa
    Flexible hours

    WTW inc.

    Arlington, VA
    3 days ago
  •  ...looking for a Senior Actuarial Analyst to join the Reserving Team....  ...the business to share analysis/insights on trends to inform decision-...  ..., quarterly, and annual financial reporting.Identify opportunities...  ...disability or genetic information, in compliance with applicable federal,... 
    Hourly pay
    Work experience placement
    Local area

    GEICO

    Bethesda, MD
    1 day ago
  • $129.3k - $177.8k

     ...Analytics/Forecasting analyzes and forecasts financial, economic, and other data to provide...  ...findings into actionable business insights. Analyze medical claims trends and identify...  ...Humana to take affirmative action, in compliance with Section 503 of the Rehabilitation Act... 
    Full time
    Temporary work
    For contractors
    Apprenticeship
    Work at office
    Remote work
    Work from home
    Home office
    Monday to Friday

    CenterWell

    Washington DC
    5 days ago
  • $99k - $124k

     ...Lead Actuarial Analyst, MA Risk AdjustmentWashington, D.C.How You'll Make An ImpactAt Strive Health...  ...health and flexible spending accounts.Financial & Retirement Support – Competitive...  ...Adjustment to join our high-performing, insights-driven team. You will play a critical role... 
    Work at office
    Remote work
    Work from home
    Flexible hours

    Strive Health

    Washington DC
    1 day ago
  •  ...enterprise services/solutions for Risk Management, Compliance, Business Process, IT...  ...Energy Infrastructure Risk Analyst | Project Finance & Credit...  ...that provides Management and Financial Consulting, Acquisition and...  ...relationships, market insight, and innovative solutions.Technical... 
    Full time
    Contract work
    Temporary work
    For contractors
    Work at office
    Remote work
    Flexible hours

    Prosidian Consultng

    Washington DC
    3 days ago
  •  ...Risk & Controls Analyst ProSidian is a Management And Operations Consulting...  ...solutions for Risk Management | Compliance | Business Process | IT...  ...: 541611 - Management and Financial Consulting, Acquisition and...  ...produce accurate documentation, insights, dashboards, or compliance... 
    Contract work
    H1b
    Work at office

    ProSidian Consulting

    Alexandria, VA
    4 days ago
  • GXM Technologies LLC seeks a mid-level Program Analyst to support a Federal Government program focused on innovation...  ...travel for client events. You will engage in financial analysis, portfolio performance, risk assessment, due diligence, and operational support across... 
    Contract work
    Local area

    GXM Technologies

    Washington DC
    4 days ago
  •  ...reinsurance agreements. The company values professionals who can bring a combination of technical expertise and commercial instincts to the table, and who are capable of turning analytical insights into tangible business outcomes. Functions Finance Data Management/Analytics... 
    Contract work

    Confidential

    Washington DC
    3 days ago
  • $100k - $195k

     ...advises clients across a broad spectrum of risk management issues. We are a rapidly...  ...clients manage and prepare for the potential financial consequences of uncertain future events....  ...customized actuarial services and strategic insight, supporting clients as they strive to... 
    Minimum wage
    Full time
    Work at office
    Local area
    Remote work
    Flexible hours
    Shift work
    3 days per week
    1 day per week

    Oliver Wyman

    Washington DC
    3 days ago
  • GEICO is seeking a Senior Actuarial Analyst to join the Reserving Team in Bethesda, MD. You will analyze claims data, develop actuarial...  ...across multiple lines of business, communicating insights to leadership. This is an individual contributor role that may... 

    Geico

    Bethesda, MD
    3 days ago
  •  ...providing innovative solutions for our Nation’s most pressing security challenges. We have an upcoming need for a Foreign Investment Risk Analyst to provide onsite support the DHS in the NCR. Responsibilities Support Department of Homeland Security in the execution of... 
    Work at office

    Systems Planning & Analysis

    Alexandria, VA
    5 days ago
  •  ...Business Risk AnalystIllumia is an industry leader in bringing the...  ...together people, technology, and insight to pioneer the art of the...  ...oriented and proactive Business Risk Analyst to support the organization's information security compliance, GRC workflow, and risk... 
    Temporary work
    Local area
    Remote work
    Worldwide
    Flexible hours

    Illumia, LLC

    Washington DC
    1 day ago
  •  ...Sons, LLC in Washington, DC seeks a Senior Principle Acquisition Analyst to support DoD/Navy program management for Government Furnished...  ...GFE) and Contractor Furnished Equipment (CFE) delivery statuses, risks, and related acquisition activities. This contingent role... 
    Contract work
    For contractors

    Hepburn and Sons, LLC

    Washington DC
    5 days ago
  • $77k - $202k

     ...tools and techniques to extract insights from industry trends,...  ...Systems, Economics, Finance, Financial Mathematics/Quantitative Finance...  ...Organizational Management/Behavior, Risk Management/Insurance, Science...  ...environments with Regulatory Compliance ConsultingDeveloping Reward... 

    PwC (US)

    Washington DC
    1 day ago
  • Arenatechnologies is seeking a Foreign Investment Risk Analyst in Alexandria, Virginia, to support the Department of Homeland Security's CFIUS efforts. The role involves reviewing filings, conducting due diligence, and authoring risk assessments. Candidates should hold... 
    Work at office

    Arenatechnologies

    Alexandria, VA
    5 days ago
  • $77k - $202k

     ...tools and techniques to extract insights from industry trends,...  ...Systems, Economics, Finance, Financial Mathematics/Quantitative Finance...  ...Organizational Management/Behavior, Risk Management/Insurance, Science...  ...environments with Regulatory Compliance Consulting Developing... 

    PwC (US)

    Washington DC
    4 days ago
  • $106.6k - $130.1k

    Is it surprising to hear that a financial institution of 1.5 million members and over $3...  ...matchIMPACT YOU’LL MAKE:As a Sr. Credit Risk Analyst, you'll play a critical role in shaping...  ...that drive sustainable growth. Your insights will directly impact credit policy development... 
    Full time
    Work at office
    Remote work

    Boeing Employees Credit Union

    Washington DC
    1 day ago
  • $130k - $150k

     ...experience) Experience in cybersecurity risk assessments and supply chain or...  ...processes or tools Day to Day: Insight Global is hiring a Risk Assessment Analyst, sitting hybrid in Alexandria, VA...  ...to gather inputs, assess compliance, and deliver mission-aligned products... 

    Insight Global

    Alexandria, VA
    1 day ago
  • Gravity Research is hiring a Social Impact and Reputational Risk Analyst . Gravity Research, born of National Journal, is a premier custom research and insights organization supporting corporate, association, and nonprofit clients. Our mission is to empower organizations... 
    Full time
    Work at office
    Immediate start
    Remote work

    National Journal

    Washington DC
    2 days ago
  • ARMADA, Ltd. is seeking a Physical Security Analyst in Washington, DC, to provide expert support for physical security policy development and risk management at a military service headquarters level. The role involves collaborating with stakeholders to protect personnel... 
    Full time
    Work at office

    Armada

    Washington DC
    4 days ago
  • K2United, LLC seeks a cybersecurity risk professional to support SCRM programs and AI security reviews across federal-facing technology. You will analyze third-party and tech risks, maintain SCRM records, and provide risk mitigation recommendations for software, systems... 

    K2United, LLC.

    Washington DC
    2 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Broker-Dealer Risk Analyst: Financial Insight & Compliance. Be the first to apply!