Senior Compliance Officer, Investment Management
Victory Capital
Victory Capital Management is seeking a compliance professional to join its centralized regulatory support team. You will maintain and enhance the advisory compliance program and manage reporting obligations across funds, ETFs, and separate accounts. The role requires 3–5+ years of experience, knowledge of FINRA rules, and experience reviewing marketing materials. FINRA Series 7 and 24 licenses or ability to obtain them within 90 days are preferred; MBA or CPA/CRMA preferred. #J-18808-Ljbffr Victory Capital
Vacancy posted 1 day ago
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