Financial Controller

Controller (RIA) (Public Accountants welcome) 21 hours ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Right Executive Search, LLC provided pay range This range is provided by Right Executive Search, LLC. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $160,000.00/yr - $225,000.00/yr Additional compensation types Annual Bonus Controller RIA / Wealth Management / Family Offices (Financial Services) Please note: Public accountants (audit/assurance) with financial services client experience are encouraged to apply. Our client is a well-regarded and rapidly growing Registered Investment Advisor (RIA) and select Multi Family Office (MFO) known for its personalized approach, deep client relationships, and commitment to serving the complex needs of high-net-worth individuals and families. The firm currently manages over $1.5 billion in assets on behalf of its clients. The firm is seeking an experienced, hands-on Controller to lead and manage all aspects of accounting operations, including financial reporting, budgeting, SEC compliance, and internal controls. This individual will serve as a strategic partner to the firm’s leadership team, providing financial insights and oversight to support ongoing growth initiatives. This roll‑up‑your‑sleeves position is not managing a team but offers direct ownership of the details while contributing strategically. The role will also provide key support to the Family Office Services (FOS) team, assisting with the accounting and financial planning needs of select ultra‑high‑net‑worth clients. This is an exceptional opportunity for professional growth with a clear path to increased leadership responsibility. Responsibilities of the Controller Oversee day‑to‑day accounting operations, including accounts payable, accounts receivable, bank reconciliations, and general ledger entries Prepare monthly, quarterly, and annual financial statements Manage the firm’s budget and cash flow projections Oversee the firm’s tax filings Maintain accurate and up‑to‑date financial records, including preparation of a monthly reporting package for the partners Implement and maintain strong internal controls SEC Compliance Ensure compliance with all applicable SEC regulations, including Form ADV filings and other required disclosures Monitor and address any regulatory changes that may impact the firm’s operations Advise the firm on regulatory matters related to accounting and finance Collaborate with the current compliance vendor to ensure best practices and provide additional support Family Office Support Assist the Family Office Services team with the accounting and financial planning needs of select high‑net‑worth clients, including: Providing financial modeling and budgeting support Other Duties as Assigned Serve as a thought partner to the executive team, providing insights on growth opportunities, operational efficiencies, risk management, and long‑term financial strategy; working on the business, not just in the business Participate in special projects and ad hoc analyses as needed Assist with the implementation of new accounting systems and technologies Qualifications of the Controller Bachelor’s degree in Accounting or Finance CPA is a plus 7+ years of relevant experience in accounting and finance, with experience that ideally includes working within the wealth management industry at an RIA or family office (if public accounting industry, experience servicing clients that are RIAs or family offices is preferred) Experience within a smaller, rapidly growing firm is preferred Analytical mindset with proven ability to balance tactical, hands‑on management of daily accounting operations with high‑level strategic thinking; must be capable of rolling up sleeves on day‑to‑day needs while also serving as a thought partner to the executive team Proficiency with accounting software and financial modeling tools Demonstrated experience navigating SEC compliance within a family office or wealth management setting is a plus Organized with strong attention to detail and accuracy Ability to work independently and collaboratively Proactive and results‑oriented with the ability to meet deadlines A passion for continuous learning, professional growth, and contributing to company success Positive attitude, exceptional communication skills, team mentality, high EQ, and natural curiosity Seniority level Director Employment type Full‑time Job function Accounting/Auditing and Finance Financial Services, Investment Management, and Investment Advice Referrals increase your chances of interviewing at Right Executive Search, LLC by 2x Inferred from the description for this job Medical insurance 401(k) Paid maternity leave Get notified about new Public Accountant jobs in Kataonah, NY. #J-18808-Ljbffr Right Executive Search, LLC