Regulatory Compliance Lead - Financial Services
Rooseveltfinancial
Roosevelt Financial is looking for a Compliance Manager to ensure adherence to regulatory standards and company policies. The role involves developing and implementing a compliance program, conducting audits, and collaborating with department heads. The ideal candidate has over 5 years of experience in financial compliance, excellent analytical skills, and is certified in regulatory compliance. Join us in fostering a culture of integrity and ethical lending practices. #J-18808-Ljbffr Rooseveltfinancial
$100k - $115k
Lead Business Analyst (Capital Markets Domain) Newport Beach, California, United States... ...Beach CA (100% onsite) Industry: Financial Services - Commercial Banking Job Category: Information... ...updates. Documentation and compliance: maintain comprehensive project documentation...SuggestedFull timeWork at officeRelocation package- A leading financial services firm is looking for a Global Indirect Tax Manager in Newport Beach, CA. This role involves managing client services, providing tax planning and compliance services. Candidates should hold a Bachelor’s degree in accounting, possess a CPA or JD...Suggested
$137.61k - $168.19k
A financial services company is seeking a Senior Data & Automation Engineer to join their team in California. The role involves automating IT workflows, building data pipelines, and applying AI/ML concepts to enhance operational efficiency. Candidates should have 5+ years...Suggested- ...Senior Vice President, Editorial Lead About the Company Internationally acclaimed... ...Banking B2B Consulting & Professional Services Enterprise Investment Management... ...Services OPEC Other Investment Firms Financial Services Crowdfunding Venture...Suggested
$70.6k - $139.8k
...history, delivering excellent service through innovation has been a... ...with experience in Financial Services industry verticals... ..., you will further learn to lead, gain deep industry insight,... ...integrity at all times. In compliance with federal law, all persons...SuggestedFull timeSeasonal workLocal areaWorldwideHome office- PIMCO is seeking a Compliance Officer to join its Legal and Compliance Department. This role will handle broker-dealer compliance responsibilities... ...interest. Ideal candidates will have a minimum of 3 years of regulatory compliance experience, strong communication skills, and...
- ...Vice President, Lead Customer Activation Initiatives Manager About the Company Rapid-growing financial services organization Industry Financial Services Type Public Company Founded 1932 Employees 10,001+ Categories Financial Services...
$12 - $24.33 per hour
...Position Overview The Team Lead works closely with the Department Manager(s) or Store Manager to receive, price, and stock merchandise... ...the appropriate training and education, including ongoing compliance training. Acts as leader on duty, responding to customer and team...Part timeFlexible hoursAfternoon shift$113k - $149k
Anduril-1 is seeking a Supply Chain Compliance Project Manager in Costa Mesa, California. This role involves building and maintaining compliance... ...various teams to document processes ensuring compliance with regulatory standards. The salary range is $113,000 - $149,000, along with...- PIMCO, located in Newport Beach, CA, is seeking a Compliance Officer to join its Legal and Compliance Department. This role will oversee broker‑dealer compliance and require strong analytical and diplomatic skills in a fast-paced environment. The ideal candidate will manage...
- ...a skilled Subcontracts Administrator in Costa Mesa, CA, to manage the subcontractor process across various departments, ensuring compliance with government requirements and driving RFP processes. This role demands expertise in FAR/DFAR compliance, contract negotiation,...Contract workFor subcontractor
- ...include developing material management strategies, collaborating with cross-functional teams for efficient demand forecasting, and leading a high-performing warehouse team. The ideal candidate will have significant experience in material management and supply chain roles...
- Kiewit, based in California, is seeking a knowledgeable compliance specialist to ensure contractor adherence to federal and state standards. With over 5 years of experience in the construction industry, the successful candidate will be responsible for auditing payrolls...For contractors
- American Eagle Outfitters Inc. is seeking a Merch Lead in Newport Beach to be part of the store leadership team. This role entails... ...effective visual merchandising while coaching associates and ensuring compliance with company standards. The ideal candidate will have prior...Flexible hours
$130.25k - $142k
...entails managing FAA relations and the effectiveness of Quality Management Systems (QMS) and Safety Management Systems (SMS), ensuring compliance with relevant standards and regulations. The ideal candidate will have a bachelor's degree in a related field and at least 4...- ...seeking a Tax Provision Senior Manager to oversee the tax provision process and ensure compliance with ASC 740. This role involves developing internal controls, analyzing financial forecasts, and preparing quarterly and annual tax provisions. Ideal candidates will have...
$120k - $155k
Qnovia, Inc. in Newport Beach is seeking a Regulatory Affairs Specialist to lead regulatory strategy for drug-device combination products. You will develop and execute regulatory strategies, prepare submissions, and liaise with regulatory agencies such as the FDA and MHRA...Flexible hours- ...About Our Company Evolution Parking & Guest Services is America’s exclusive provider of specialized valet parking and front door services... ...highest level of customer service. Provide strong leadership and lead by example to enhance the team’s performance. Monitor and...Immediate start
$25 - $50 per hour
...Role Overview TSA is accepting applications for Lead and Supervisory Transportation Security Officers at airports in Newport Beach... ...Responsibilities Supervise screening teams Ensure TSA compliance Train and mentor officers Manage checkpoint operations...Shift workNight shiftWeekend work- ...Control of Your Career Path? Looking to gain a broad range of financial auditing experience on international clients that are... ...Let's connect! The Firm UHY Advisors, Inc. is one of the leading professional services firms in the US. UHY LLP, certified public accountants,...Full timeWork at officeImmediate start
- Anduril Industries is seeking a Supplier Quality Control Supervisor to lead a team of quality inspectors. This position focuses on developing quality control standards and ensuring compliance with AS9100 standards across various product lines. The ideal candidate will...
- ...Junior Accountant/Office Manager to handle day-to-day office tasks and assist with bookkeeping. Responsibilities include managing financial transactions, preparing reports, reconciliation, and overseeing office operations. The ideal candidate should have excellent organizational...Work at office
- Lead Business Analyst - Microsoft Dynamics 365 Customer Engagement Summary The Lead Business... ...Engagement, including CRM, Field Service, and Customer Service modules. This role... ...improvement opportunities. Governance, Compliance & Security Support governance for process...Work at office
$110k - $165k
...looking for an experienced Mission Manager in Laguna Beach to lead launch operations for defense and commercial missions. This... ...to ensure successful mission execution while maintaining regulatory compliance and safety standards. The compensation package includes a base...$75k - $85k
...Accountant to join our finance team. You will manage and oversee daily accounting operations and ensure compliance with accounting standards. The role includes preparing financial statements, coordinating audits, and providing financial analysis. The ideal candidate will have...- KE Camps is seeking a Camp Director for their program at Mesa Verde Country Club in Costa Mesa, CA. This role involves managing camp operations, supervising counselors, and creating an engaging environment for campers. Responsibilities include planning activities, handling...Summer work
$23 - $27 per hour
...apply form to send your application to Julibeth Canafax, the Jobot Pro hosting this job. Compensation Based on Experience. Receiving Lead $23 - $27 per hour | Newport Beach, CA | On-Site | Consulting Benefits 401K Medical Dental Vision Life and AD&D Disability Voluntary...Hourly payLocal areaMonday to Friday$175k - $210k
...committed to excellence in advocacy and client service. Our team thrives on collaboration,... ...Job Details Responsibilities: Lead complex litigation matters from inception... ...hearings, depositions, and mediations Ensure compliance with all procedural and ethical standards...Part timeWork at officeLocal areaRemote workFlexible hours$20 - $25 per hour
...an ambassador of our brand, all while providing 5-star food and service! We look for those who are passionate about growth as we offer... ...training environment for all kitchen member to ensure culinary and financial success Set the course – Possess complete knowledge and ensure...Hourly payLocal area- ...California, is seeking a Staff Physician to lead medical policies and programs. You will... ...care, manage clinical staff, and ensure compliance with medical regulations. This role offers... ...license, and outstanding customer service skills. #J-18808-Ljbffr Agile Occupational...
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