Asset & Wealth Management Operations - Senior Auditor
Chase
Senior Auditor, Senior Associate Within Internal AuditInternal Audit at JPMorganChase is a globally respected team of 1,200+ professionals dedicated to protecting and enhancing the firm through risk-based assurance, advice, and insight. We leverage cutting-edge technology, data, and methodology to evaluate governance, risk management, and controls across every Line of Business and Corporate Function. Our people-first culture — rooted in diversity, opportunity, inclusion, and continuous learning — has made us a destination for top audit talent worldwide.As a Senior Auditor, Senior Associate within Internal Audit, you will lead all aspects of the audit lifecycle — from planning and fieldwork through reporting, validation, and continuous monitoring — across a dynamic and complex financial services environment. You will serve as a trusted partner to business stakeholders, risk management, compliance, and regulators while maintaining the independence that defines our function. You will operate in a highly visible capacity with direct exposure to senior executives outside of Internal Audit, positioning you for accelerated career growth and expanded influence across the firm.Job responsibilitiesPlan, execute and document audit reports, including risk assessments, audit planning, audit testing, control evaluation, report drafting and follow-up and verification of issue closure while ensuring audits are completed timely and within budgetWork closely with global Audit colleagues in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholdersRecognize the confidential nature of Internal Audit communications and access to information; you must be disciplined in protecting the confidentiality and security of information in accordance with firm policyPartner with stakeholders, business management, other control groups (i.e. risk management, compliance, fraud prevention), external auditors, and regulators establishing strong working relationships while maintaining independenceFinalize audit findings and use judgment to provide an overall opinion on the control environment through developing recommendations to strengthen internal controlsTake ownership of self-development, including stretch assignments, to prepare for greater responsibilities and career growth, and take initiative to seek out opportunity for continued learningStay up to date with industry trends to identify opportunities for game changing innovations or strategic partnershipsRequired qualifications, capabilities, and skills5+ years of internal or external auditing experience, or relevant business experienceBachelor's degree (or relevant financial services experience)Experience with internal audit methodology and applying concepts in audit delivery and executionSolid understanding of internal control concepts, with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated mannerStrong interpersonal and influencing skills, with the ability to establish credibility and build strong partnerships with senior business and control partnersStrong analytical skills particularly in regard to assessing the probability and impact of an internal control weaknessFlexible to changing business priorities and ability to multitask in a constantly changing environmentPreferred qualifications, capabilities, and skillsAdvanced Degree in relevant disciplinePrior experience with Big 4 accounting firm and/or internal audit department in financial services industryAbout UsJPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location. Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions. We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more. Additional details about total compensation and benefits will be provided during the hiring process.We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.JPMorgan Chase & Co. is an Equal Opportunity Employer, including Disability/VeteransAbout the TeamOur professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we're setting our businesses, clients, customers and employees up for success. The Audit department provides independent assessments to evaluate, test and report on the adequacy and effectiveness of our governance, risk management and internal controls. The team's priorities are focused on strong governance, transparency, strategic engagement, and fostering a diverse and inclusive culture that develops our talent.
$110.7k - $218.3k
Position Summary Enterprise Operations & Risk - Wealth Management and Trust Operations - Investment Management Senior Consultant Our Deloitte Regulatory, Risk & Forensic... ...investment management operations, such as asset managers, wealth managers, hedge funds, private...OperationsSeniorAssetWork at officeNight shift$176.72k - $265.08k
...CitiTechnology Lead for Wealth Investments... ...Business, Product Owner, Operations, Testing Teams and Technology... ...and negotiate with senior leaders and communicate... ...Citigroup, its clients and assets, by driving compliance... ..., and escalating, managing and reporting control...OperationsSeniorAssetFull timeWork experience placement- ...deliver top-notch technology products. As a Senior Lead Software Engineer at JPMorganChase within the Asset & Wealth Management, Alternatives Team, you are an integral... ...across system design, development, testing, and operational stability. You will shape distributed...OperationsSeniorAssetFor contractors
- ...deliver top-notch technology products. As a Senior Lead Software Engineer - Python/AWS/AI/LLM at JPMorganChase within the Asset Wealth Management team, you are an integral part of an... ...functionality, and technical operations and processes Serves as a function-wide...OperationsSeniorAssetFor contractors
$68k - $160k
Vice President, Auditor, Markets and Wealth Services At BNY, our culture... ...world’s investible assets. Every day, our teams... ...issues to the Audit Manager and business management... ..., test the design, operating effectiveness, and sustainability... ...to influence at a senior level.A robust...OperationsAssetTemporary workWork experience placementWorldwideFlexible hours- ...Audit Senior Associate | Asset & Wealth Management We are seeking experienced Audit Senior Associates to support a leading Big 4 firm's Asset & Wealth Management practice during the upcoming audit busy season. In this role, you will work with sophisticated investment...SeniorAssetContract work
$250k
...Senior Wealth Advisor Midtown Manhattan Boutique Wealth Advisory Firm Firm Overview Dynamic 800M+ AUM RIA seeks... ...relationships to provide comprehensive financial planning and asset management. Not a sales role; no portable book of business...SeniorAsset- ...changing, high-quality solutions. As a Senior Lead Architect (Business Architect) at JPMorganChase within Asset and Wealth Management, you will support a critical Agentic... ...capabilities will reshape the bank’s operating model, client journeys, and value delivery...OperationsSeniorAsset
- ...top‑notch technology products. As a Java Senior Lead Software Engineer at JPMorganChase within the Asset and Wealth Management Technology Team, you are an integral part... ..., application functionality, and technical operations and processes Actively engages with and...OperationsSeniorAssetFor contractors
- ...Engineering at JPMorgan Chase within Asset and Wealth Management, you define and drive the technical vision... ..., testing, deployment, and operations across the SDLCEstablish AI-enabled patterns... .../engineering teams at scale.Proven senior/principal architect experience defining...OperationsAsset
$131k - $218.3k
Position Summary Enterprise Operations & Risk - Middle and Back Office Oversight - Investment Management Senior Consultant Our Deloitte Regulatory, Risk & Forensic... ...management operations, such as asset managers, wealth managers, hedge funds, private equity, fund...OperationsSeniorAsset$110.7k - $218.3k
Position Summary Enterprise Operations & Risk - Transfer Agency and Tokenization - Investment Management Senior Consultant Our Deloitte Regulatory, Risk & Forensic... ...in one or more of the following: asset management, wealth management, hedge funds, private equity,...OperationsSeniorAssetWork at officeNight shift- ...Be the front-line owner of how Asset & Wealth Management teams onboard, get access, and certify use... ...)-building a scalable, control-ready operating model in ServiceNow. As a Data Mesh... ...teams, and represent the process with senior stakeholders Preferred...OperationsAsset
- ...EY is seeking technology professionals to transform wealth and asset management platforms with cloud-based architectures, data ecosystems and... ...architecture and product management to digitize investment operations and drive efficiency. The role spans product design,...OperationsAsset
$142.32k - $213.48k
..., transaction services, and wealth management.As a bank with a brain and a... ...shapes your daily life, our Operations & Technology teams are charged... ...together.The Role:This Senior Full-stack Java Engineer role... ...'s standards for client and asset protection.Drive engineering...OperationsSeniorAssetFull timeWork at office- ...JPMC is hiring to join the growing Asset and Wealth Management AI Engineering team. We are executing like a startup and building next-generation... ...communication skills and ability to communicate with senior technical and business partners Preferred Qualifications...SeniorAsset
$100k - $265k
Summary:Work within the AWM (Asset & Wealth Management) Public Product Control team, which is responsible for oversight of equity, fixed income... ...team and traders, as well as support areas such as Operations, Risk, Technology, Fund Accounting, Legal, Compliance, Independent...OperationsAssetFull timeTemporary workPart time- ...client is a leading global alternative asset manager with a broad platform spanning... ...investment strategies. The firm’s Private Wealth business is a significant and... ...closely with investment professionals, senior management, operations, finance, tax, compliance, and other...OperationsAsset
- ...Testing Site - JPMC in New Jersey seeks a Senior Program Manager within the Transformation Team to drive end-to-end programs across business... ...coordinating diverse stakeholders to deliver real value to Operations. This senior role requires strong analytical skills, excellent...OperationsSeniorAsset
- ...EY in the United States seeks a Senior Manager to lead large-scale SAP Core Supply Chain transformation programs, focusing on Asset Management and S/4HANA initiatives. You will... ...Procurement, Manufacturing and Digital Operations, shaping strategy and ensuring successful...OperationsSeniorAsset
$70k - $90k
...Service Company seeking IT Auditor & Senior IT AuditorJob DescriptionIT... ...system controls (e.g., change management, information security, business... ...and/or IT experience in an asset management or insurance... ...asset management businesses and operations. Additional Information$70K-...OperationsSeniorAsset- ...ecosystem. Within this organization, the Managed Account Offers team guides the... ...managed account solutions.As Senior Manager, Proprietary Managed... ...collaborative relationships across Asset Management, Legal, Compliance, Finance, Operations, and Technology to influence priorities...OperationsSeniorAssetFull timeWork at office
$99k - $176k
...Description SR AUDIT MANAGER- WEALTH MANAGEMENT WHAT... ...The Wealth Management Senior Audit Manager position... ...leadership role as an auditor-in-charge for managing... ...evaluate the adequacy of the operational processes to meet bank... ...Specialty Wealth Assets Investment Advisory...OperationsSeniorAssetRemote work- ...formation function into the retail wealth channel. A relatively new platform managing just under $2B in AUM, our client... ...agile, vertically integrated operator recognized for generating consistent... ..., industrial, and retail assets. The Mandate This is a high...OperationsAssetWork at office
$163.6k - $245.4k
...00.00 - $245,400.00Category: Operations - Transaction Services, Professional... ...Sr. Lead Analyst is a senior level position responsible for... ...Citigroup, its clients and assets, by driving compliance with applicable... ...practices, and escalating, managing and reporting control issues...OperationsSeniorAssetFull timeTemporary work$127.9k - $291.9k
...dynamic new entrants across Banking and Capital Markets, Wealth and Asset Management, Insurance, and Real Estate, Hospitality and Construction... ...clients with mission‑critical tax and customer reporting operations. Specifically, our experienced practitioners work across...OperationsSeniorAssetSummer holidayFlexible hours$134.5k - $265.1k
Position Summary Enterprise Operations & Risk - Wealth Management and Trust Operations - Investment Management... ...management operations, such as asset managers, wealth managers, hedge... ...development From entry-level employees to senior leaders, we believe there’s always...OperationsAssetWork at officeNight shift$210k - $380k
...opportunity to shape cybersecurity excellence and risk management across RBC’s US operations. As the Senior Director of US Cybersecurity Services, you will... ...maintains regulatory standing, and protect enterprise assets. You will own accountability for ensuring all US operations...OperationsSeniorAssetFull timeLocal areaFlexible hours- ...SVP – Private Credit Operations Join a leading trading and investment platform in a senior leadership role overseeing the full operational... .... Agent & Administrator Management: Serve as a primary liaison... ...credit fund, alternative asset manager, hedge fund, or other...OperationsSeniorAsset
- ...Senior Associate, Portfolio Management & Corporate Finance (Renewable Energy) Company Overview: Soltage is... ...leader in the development, financing, and operation of distributed utility-scale solar, storage and solar + storage assets for commercial, industrial, municipal...OperationsSeniorAssetFull time
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