Finance Licensing Pathway: Trainee to Compliance Specialist
Dexian
A leading company in the financial sector is offering an opportunity for aspiring finance professionals to undergo training for key industry licenses, leading to a full-time position as a Compliance Specialist in Charlotte, NC. This role includes structured training, support for Financial Advisors, and a commitment to a long-term career in financial advisory. Candidates will gain hands-on experience while developing essential skills for success in the finance industry. #J-18808-Ljbffr Dexian
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Finance Licensing Pathway: Trainee to Compliance Specialist in Charlotte, NC vacancy
- Software Asset Management (SAM) & License Compliance Consultant Location: Chandler, AZ | Charlotte, NC | Minneapolis, MN (Hybrid) Duration... ...closely with technology, procurement, vendor management, finance, and leadership teams to ensure software assets are accurately...SuggestedContract work
- ...on training and obtaining necessary FINRA licenses with a structured training program. Candidates... ...client accounts. A Bachelor's degree in Finance or Business, alongside strong communication skills, is required. Successful trainees can expect long-term career opportunities...TraineeshipFull time
- Strategic Staffing Solutions is seeking an experienced Software Asset Management (SAM) & License Compliance Consultant to support enterprise software governance and compliance initiatives. The role involves performing compliance analysis, improving asset data quality,...Suggested
- Equitable Advisors is seeking an Entry Level Financial Advisor in Charlotte, NC. In this role, you will build client relationships, develop personalized financial strategies, and consult on financial products. A Bachelor’s degree or equivalent skills is required. We offer...TraineeshipFlexible hours
$18 per hour
TeleTech Holdings, Inc. is seeking an Insurance Agent Trainee in Charlotte, North Carolina. This role offers a unique pathway to a full-time, professional career, providing paid training and support to become a Licensed Property & Casualty Insurance Agent. The successful...TraineeshipHourly payFull time- ...Overview Mahogany Premium Home Inspections is seeking a part‑time Licensed Home Inspector to join our growing team. This role is ideal... .... Responsibilities Perform residential home inspections in compliance with North Carolina Standards of Practice Inspect major systems...Part timeFlexible hours
MAHOGANY PREMIUM HOME INSPECTIONS L
Charlotte, NC1 day ago - Cornerstone Support Llc in Charlotte, NC is seeking an experienced Licensing Specialist to join our operations team. You will prepare and submit license applications, manage renewals, and ensure compliance with state regulatory requirements across multiple jurisdictions....
- WizeHire, Inc is seeking a licensed Home Inspector in Charlotte, North Carolina. This role involves performing comprehensive residential inspections, identifying defects, and providing detailed reports. The ideal candidate will be professional, detail-oriented, and an...
- ...Are We are building one of the most recognized and respected inspection brands in the Charlotte market, and we are looking for a licensed home inspector who wants to grow with a high-performance company — not just collect a paycheck. If you’re driven, professional, and...
- A home inspection service in Charlotte, North Carolina, is seeking a part-time Licensed Home Inspector. This role is aimed at experienced inspectors who value flexibility and professionalism. Responsibilities include conducting home inspections per North Carolina Standards...Part timeFlexible hours
$18 per hour
TTEC in Charlotte, North Carolina, is hiring for an Insurance Agent Trainee. You will train to become a Licensed Property & Casualty Insurance Agent, with the company paying for licensing fees and required exams while you study. During training you will earn a base wage...TraineeshipHourly pay- A fast-growing inspection firm in Charlotte is seeking a licensed North Carolina home inspector. The role involves performing high-quality residential inspections, delivering timely and clear reports, and ensuring customer satisfaction. Ideal candidates will possess strong...
- ...customer service. Our organization prioritizes compassion and integrity, offering broad benefits including extensive training and licensing support. Join a diverse and inclusive team dedicated to empowering seniors through effective health insurance solutions. #J-18808...Remote job
- TTEC in Charlotte, North Carolina, is seeking an Insurance Agent Trainee to embark on a full‑time professional career. This position offers paid training, covering all licensing fees and continuing education credits. As an Insurance Agent Trainee, you will answer customer...TraineeshipFull time
- ...client relationships, delivering financial recommendations, and exceeding performance targets. Candidates should have Series 7 & 66 licenses, possess strong interpersonal skills, and ideally have prior experience in financial services. This position requires good...Traineeship
- ...member to own our financial recordkeeping and regulatory records compliance. This is a dual-function role: roughly half accounting, half... ...have Accounting degree or coursework Prior experience in a licensed firearm dealer, manufacturer, or distributor environment Familiarity...Full timeImmediate startMonday to Friday
- AND Digital is seeking a Vendor & Commercial Manager (Licensing Specialist) to lead vendor management, licensing strategy, and commercial negotiations for client engagements on the East Coast. The role is client-facing and delivery-focused, helping organisations reduce...
$75k
Licensed Healthcare Insurance Agent - Remote USA Your potential has a place here with TTEC’s award-winning employment experience. Licensed Healthcare Insurance Agent working remotely. Full-time Kemper Kemper is one of the nation’s leading specialized insurers. Our success...Remote jobHourly payFull timePart timeImmediate startWork visaRelocation package- ...Job Description Job Description Licensed Practical Nurse (LPN) Anuvia Prevention and... ...vital signs for all assigned clients in compliance with CCBHC standards Assist with... ...with preceptor duties for new staff and trainees related to organizational processes and...TraineeshipHourly payFull timeTemporary workWork at officeShift workWeekend work
Anuvia Prevention and Recovery Center, Inc.
Charlotte, NC18 days ago $60k
Description We’re Hiring an Experienced, Licensed Hearing Care Sales Professional! At Beltone Carolina / Virginia , we offer more than just a sales position—we provide a better work-life balance, uncapped earning potential , and the chance to help people improve their...Full timeTemporary workWork at officeMonday to FridayShift workNight shift- ...military families on managing day-to-day finances, building lifetime assets, and... ...Insurance/risk management Training and licensing support: ~ First Command offers a comprehensive... ...Successful completion of the paid trainee program opens the door to becoming an...TraineeshipHourly payTemporary workFor contractorsWork at officeLocal areaHome office
First Command Financial Services
Charlotte, NC3 days ago - ...Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 & 66) Charlotte, North Carolina To proceed with your application... ...teams and serving as a central entry point into a fully licensed financial services career. Job expectations include managing...TraineeshipWork at officeShift workDay shift
Bank of America
Charlotte, NC2 days ago $32k - $100k
...role. Description We are seeking a motivated and personable Licensed Sales Agent to join our growing team in our Charlotte,NC office... ...Specialized Licensed Health Insurance Representative Underwriting Trainee - Charlotte, NC (Hybrid) Charlotte, NC $64,000.00-$70,000.00 5...Traineeship16 hoursFull timeWork at officeLocal areaWorldwide- ...Advisory practice in Charlotte, NC. This role involves assisting clients in the financial services industry with payments, regulatory, licensing, and government enforcement matters. Duties Perform legal research on payments and consumer financial services regulatory matters....Temporary workWork at officeFlexible hours
- ...of experience assisting clients in the financial services industry. Responsibilities include conducting legal research, managing licensing reviews, and preparing legal documentation. The firm offers comprehensive health benefits, including insurance and flexible working...Flexible hours
$45k - $100k
...step of the way, providing: Paid training - Get registered and licensed and learn how to be a financial advisor with the industry's top... ...model. The new financial advisor compensation program includes trainee pay, a supplemental salary for up to five years, commissions...TraineeshipWork at officeLocal areaWork from homeHome officeFlexible hoursEdward Jones
Charlotte, NC3 days ago$45k - $100k
...regional advisors. Support Paid training - Get registered and licensed and learn how to be a financial advisor with the industry’s top... ...in our client‑first business model. The new program includes trainee pay, a supplemental salary for up to five years, commissions, and...TraineeshipWork at officeLocal areaWork from homeHome officeFlexible hours- Northwestern Mutual is seeking motivated individuals for a career in financial services in Charlotte, North Carolina. This role involves meeting clients to understand their goals and providing personalized financial strategies. With industry-leading training and mentorship...Traineeship
- Fifth Third Bank in Charlotte, NC is seeking candidates for Float Personal Banker 1. The role starts with a 4-8 week onboarding and education program, including rotations in operations and Sales & Service, culminating in a certification to perform family-specific duties...Traineeship
- ...We are building one of the most recognized and respected inspection brands in the Charlotte market, and we are looking for a licensed home inspector who wants to grow with a high-performance company — not just collect a paycheck. If you’re driven, professional,...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Finance Licensing Pathway: Trainee to Compliance Specialist. Be the first to apply!
Related searches
- regulatory reporting analyst Charlotte, NC
- legal compliance analyst Charlotte, NC
- senior compliance analyst Charlotte, NC
- regulatory compliance specialist Charlotte, NC
- trade compliance specialist Charlotte, NC
- regulatory affairs consultant Charlotte, NC
- regulatory affairs specialist Charlotte, NC
- compliance coordinator Charlotte, NC
- cybersecurity policy and compliance analyst Charlotte, NC
- compliance specialist Charlotte, NC