Finance Licensing Pathway: Trainee to Compliance Specialist
Dexian
A leading company in the financial sector is offering an opportunity for aspiring finance professionals to undergo training for key industry licenses, leading to a full-time position as a Compliance Specialist in Charlotte, NC. This role includes structured training, support for Financial Advisors, and a commitment to a long-term career in financial advisory. Candidates will gain hands-on experience while developing essential skills for success in the finance industry. #J-18808-Ljbffr Dexian
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Finance Licensing Pathway: Trainee to Compliance Specialist in Charlotte, NC vacancy
- Software Asset Management (SAM) & License Compliance Consultant Location: Chandler, AZ | Charlotte, NC | Minneapolis, MN (Hybrid) Duration... ...closely with technology, procurement, vendor management, finance, and leadership teams to ensure software assets are accurately...SuggestedContract work
- Strategic Staffing Solutions is seeking an experienced Software Asset Management (SAM) & License Compliance Consultant to support enterprise software governance and compliance initiatives. The role involves performing compliance analysis, improving asset data quality,...Suggested
- ...client relationships, delivering financial recommendations, and exceeding performance targets. Candidates should have Series 7 & 66 licenses, possess strong interpersonal skills, and ideally have prior experience in financial services. This position requires good...Traineeship
Bank of America
Charlotte, NC2 days ago - ...Overview Mahogany Premium Home Inspections is seeking a part‑time Licensed Home Inspector to join our growing team. This role is ideal... .... Responsibilities Perform residential home inspections in compliance with North Carolina Standards of Practice Inspect major systems...SuggestedPart timeFlexible hours
MAHOGANY PREMIUM HOME INSPECTIONS L
Charlotte, NC4 days ago - ...the nation's leading inspection services firm, delivering residential inspections since 1987. We have openings for experienced NC licensed inspectors to join our team of highly skilled inspectors. Home Inspector Home Inspector is the most important role at US Inspect...SuggestedExtra incomeTemporary workWork at office
US Inspect
Charlotte, NC1 day ago - KeyBank is seeking a Compliance Support Specialist in Brooklyn, OH, to manage securities registrations and insurance licenses for Key Investment Services LLC and KeyCorp Insurance Agency USA Inc. This role emphasizes accurate record-keeping, regulatory compliance, and...Remote job
- A home inspection service in Charlotte, North Carolina, is seeking a part-time Licensed Home Inspector. This role is aimed at experienced inspectors who value flexibility and professionalism. Responsibilities include conducting home inspections per North Carolina Standards...Part timeFlexible hours
- ...We are building one of the most recognized and respected inspection brands in the Charlotte market, and we are looking for a licensed home inspector who wants to grow with a high-performance company — not just collect a paycheck. If you’re driven, professional,...
MAHOGANY PREMIUM HOME INSPECTIONS L
Charlotte, NC6 days ago - A fast-growing inspection firm in Charlotte is seeking a licensed North Carolina home inspector. The role involves performing high-quality residential inspections, delivering timely and clear reports, and ensuring customer satisfaction. Ideal candidates will possess strong...
- ...member to own our financial recordkeeping and regulatory records compliance. This is a dual-function role: roughly half accounting, half... ...have Accounting degree or coursework Prior experience in a licensed firearm dealer, manufacturer, or distributor environment Familiarity...Full timeImmediate startMonday to Friday
- North Carolina Department of Transportation (NCDMV) seeks a Driver License Examiner I to support licensing operations with a customer-first focus. The role includes processing transactions, explaining regulations, and ensuring accurate and timely services across offices...
- The North Carolina Department of Transportation is seeking a Driver License Examiner I for the Charlotte East Driver License Office to deliver accurate licensing services and guide customers through the licensing process with a customer-first mindset. Join a program that...Work at officeFlexible hours
- ...Charlotte, NC, seeks a Program Coordinator I (S) to support driver license and DMV operations. The role emphasizes customer-first service... ...in digital modernization, improve access to services, and maintain compliance with state regulations across #J-18808-Ljbffr NCDOTWork at officeFlexible hours
- North Carolina Department of Transportation (NCDOT) seeks a dedicated Driver License Examiner I to join our DMV team in Charlotte. This role requires strong customer service, adherence to licensing procedures, and a commitment to accurate, compliant processing of driver...Work at officeFlexible hours
- ...: Full Time Job Category: Corporate Compliance & Accounting Specialist The Compliance & Accounting Specialist... ...schedules used during acquisitions, financing, and audits. Perform revenue and... ...jurisdictions to obtain new business licenses, permits, certificates of occupancy,...Daily paidFull timeWork experience placementWork at officeLocal area
- ...Job Details Job Title Management Trainee Business Function Leasing Branch... ...Ensures all Branch units have the required licenses, permits, and identification required to... ...refrigeration locations, and a finance company which offers a complete array of...TraineeshipTemporary workRelocationFlexible hours
Murphy-Hoffman
Charlotte, NC1 day ago - ...Advisor Development Program Financial Solutions Advisor Stage I (ADP FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated study time for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you...TraineeshipWork at officeLocal areaImmediate startShift workDay shift
Bank of America Corporation
Charlotte, NCa month ago $21 per hour
TEKsystems seeks a Licensed Benefit Advisor for a 100% remote, direct-placement role based out of Charlotte, NC. You will sell and enroll retirees in health, prescription drug, vision, and dental plans, using Medicare education and needs analysis to guide plan selection...Remote jobSeasonal work$32k - $100k
...role. Description We are seeking a motivated and personable Licensed Sales Agent to join our growing team in our Charlotte,NC office... ...Specialized Licensed Health Insurance Representative Underwriting Trainee - Charlotte, NC (Hybrid) Charlotte, NC $64,000.00-$70,000.00 5...Traineeship16 hoursFull timeWork at officeLocal areaWorldwide- ...Advance to Financial Planning Advisor Program is a structured pathway designed to build the next generation of financial advisors—combining... ...to successfully pass the Series 7, and 63 (or equivalent licenses) within the time frame described in Vanguard’s FINRA Licensing...Full timeApprenticeshipInternshipWorldwide
$45k
...is 100% onsite.We have helped our customers meet their personal finance goals for more than 70 years by providing a variety of consumer... ...with Windows and Microsoft Office Suite.Valid driver's license, reliable transportation, and auto insurance, and a satisfactory...TraineeshipHourly payTemporary workWork at officeRelocationRelocation packageFlexible hoursRepublic Finance
Matthews, NC23 hours ago- ...of experience assisting clients in the financial services industry. Responsibilities include conducting legal research, managing licensing reviews, and preparing legal documentation. The firm offers comprehensive health benefits, including insurance and flexible working...Flexible hours
- Speedwell Construction in Matthews, NC is seeking an entry-level commercial construction estimator trainee. You will work closely with a seasoned estimator, gaining hands-on experience preparing bids for commercial projects and learning how to interpret plans and specs....TraineeshipFor subcontractor
$76.82k - $116.57k
Position Summary Ogletree Deakins has an opportunity for an experienced Billing Compliance Specialist to join the Firm’s expanding team. The Billing Compliance Specialist is responsible for ensuring accurate matter rate and discount setup, timekeeper proposals, new timekeeper...Work at officeLocal areaRemote workFlexible hours- Ogletree Deakins seeks a Billing Compliance Specialist to ensure accurate matter rate setup, discount posts, and compliant ebilling submissions. The role involves coordinating with attorneys and staff to uphold billing guidelines, preparing eBills, and supporting appeals...Remote job
- ...while on the road and provide constructive feedback. Identify unsafe driving habits and provide corrective training. Make sure trainees understand the company’s no-smoking policy and truck cleanliness expectations. Teach drivers how to properly care for company...TraineeshipImmediate start
Pope's Holding LLC
Charlotte, NC16 days ago - ...500 Categories Real Estate Credit Home Ownership Finance Credit Intermediation Insurance Money Transmission... ...agricultural & rural lending internship opportunities trainee program scholarships young beginning small farmer loan...TraineeshipInternship
- Sperry Rail, Inc. is seeking a Certified Trainee/Apprentice to join their Rail Flaw Detection team. This high-travel position involves... ...Certified Professional Operators. The role requires a valid driver’s license, a high school diploma, and strong communication skills. Enjoy...TraineeshipApprenticeship
$193 per day
...success. Career Growth: Clear pathways to advance and develop your career... ...Overview The Delivery Merchandiser Trainee is a fast-paced position responsible for... ...Class A CDL vehicle and obtain required licensing within 10 weeks of training start date....TraineeshipPermanent employmentShift workWeekend workCoca-Cola Consolidated, Inc.
Charlotte, NC8 hours ago- Overview Cinergy Entertainment is hiring Accounting and Compliance Specialists! At Cinergy, we ‘Cinergize’ people with the magic of movies and amusement. Cinergy Entertainment is looking for outgoing people to join our team in delivering a memorable experience and impressing...Flexible hoursNight shiftWeekend work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Finance Licensing Pathway: Trainee to Compliance Specialist. Be the first to apply!
Related searches
- regulatory reporting analyst Charlotte, NC
- regulatory affairs specialist Charlotte, NC
- medicare compliance specialist Charlotte, NC
- senior compliance analyst Charlotte, NC
- regulatory compliance analyst Charlotte, NC
- compliance specialist Charlotte, NC
- aml compliance analyst Charlotte, NC
- regulatory officer Charlotte, NC
- compliance data analyst Charlotte, NC
- healthcare compliance officer Charlotte, NC