Compliance Analyst II: Employee & IB Oversight
UNAVAILABLE
StoneX Group is seeking a Compliance Analyst II to support employee and Introducing Broker compliance programs with registration, recordkeeping, and ongoing monitoring under CFTC/NFA rules. You will assist with audits, investigations, and control enhancements, coordinating with internal teams. A Bachelor's degree and 3–5 years in financial services compliance are required. Four days in the office per week preferred. #J-18808-Ljbffr UNAVAILABLE
$80k - $85k
...to opportunity.With 5,400+ employees and over 80,000 institutional... ...human resources and operational oversight, you’ll have the opportunity... ....Position Purpose: The Compliance Analyst II supports the firm’s employee and Introducing Broker (IB) compliance programs by administering...SuggestedWork at office$65k - $70k
StoneX Group Inc. is seeking a Compliance Analyst II in Chicago to support their compliance programs for employees and Introducing Brokers. This role involves managing regulatory requirements, conducting audits, and ensuring accurate registration and monitoring. Candidates...SuggestedWork at office$61.62k - $128.28k
...This Role This role combines strategic compliance work with hands‑on program support. You... ...Develop and deliver compliance training for employees, registered representatives, and... ...surveillance, advertising review, sales practice oversight, gifts and entertainment, or branch...SuggestedWork at officeRemote work- Invenergy LLC in Chicago is seeking an Analyst II, Information and Cyber Security to join a growing governance, risk, and compliance program. You will support security controls, policy governance, and regulatory compliance across the enterprise, working with Legal, IT,...Suggested
- ...at the Commodity Futures Trading Commission seeks a qualified professional to lead examination activities and oversee regulatory compliance within cleared derivatives markets. The role emphasizes effective governance, risk assessment, and coordination of supervision across...Suggested
- Job-ID32200182Reference26-00335Compliance Analyst As a CLE Compliance Analyst II, you will play a key role within the Risk Management Compliance team, supporting attorneys and Firm leadership in managing Continuing Legal Education (CLE) compliance across multiple jurisdictions...Work at office
$34.89 - $50.63 per hour
...University Medical Center Department: Employee Service Center Work Type: Full Time Work... .... The Supervisor provides operational oversight, coaching, and guidance to team members,... ...Maintains up‑to‑date knowledge of and ensures compliance with all Federal, State and local...Hourly payFull timeWork experience placementLocal area$41.44 - $60.14 per hour
...Location: Chicago, Illinois Department: Employee Service Center Work Type: Full Time... ...employee data accuracy, integrity, and compliance, including participation in audits and adherence... ...services. Provide leadership and oversight for multiple ESC functional teams through...Hourly payFull timeLocal areaShift work$30 - $38 per hour
Partnership Manager, Chicago (Part-Time Employee) Chicago, IL Location: Chicago metro area (required) Type: Part-Time Employee Hours... ...to manage your own pipeline and follow through without daily oversight Comfortable with office‑side work: managing an inbox, editing...Full timePart timeWork at officeFlexible hours$44 - $52 per hour
Senior Partnership Manager, Chicago (Part-Time Employee) Chicago, IL Location: Chicago metro area (required) Type: Part-Time Employee... ..., prioritize your time, and report up cleanly without daily oversight Ideal Background One example of a background that could work...Full timePart timeFlexible hours$100k - $135k
Metropolis is seeking a Governance, Risk, and Compliance (GRC) Analyst to join our Security team in Chicago. You will mature information security policies, drive employee security awareness, and pioneer our AI governance framework across Technology, Legal, Internal Audit...Work at office- ...positive change. Job Description The Compliance Analyst supports the firm’s Compliance Program... ...with policies and procedures, including employee and trade surveillance, monitoring and... ...compliance duties, supporting daily oversight and issue resolution. Support ad hoc...Full timeTemporary workWork at officeLocal areaWorldwideFlexible hours
$100k - $135k
...Who you are Metropolis is seeking a Governance, Risk, and Compliance (GRC) Analyst to join our expanding Security team. Reporting to the Senior... ...GRC, you will mature information security policies, drive employee security awareness, and pioneer our AI governance framework...Temporary workWork at officeLocal area- ...matching and lifecycle benefits, our goal is to take care of our employees. Ready to join our quest for better? Responsibilities... ...complex issues or investigations. Help manage all aspects of the Compliance Hotline and compliance issues received via e-mail and phone....Work at officeLocal areaRelocation package
- ...Governance, Risk & Compliance (GRC) Analyst (AI Training) About the Role We partner with the world's leading AI research labs to build smarter, safer AI systems - and we need practitioners who know how compliance and risk management actually work in the real...Hourly payOngoing contractContract workFreelanceRemote workWorldwideFlexible hours
- A leading recruitment firm is seeking a Governance, Risk & Compliance (GRC) Analyst in Chicago to enhance risk management strategies within the healthcare sector. The successful candidate will coordinate vendor assessments, manage audits, and maintain compliance with regulatory...
$100k - $140k
...75 facilities in 13 countries across 6 continents. Amsted is employee owned, which allows our employees to share in the success of the... ...in Chicago. In this role, you will lead the administration, compliance, communication, and continuous improvement of our employee benefits...Full timeLocal area- ...solutions to challenges that impact various groups. This role will engage deeply with subject matter expertise in SAP SuccessFactors Employee Central Time Off, fostering an environment where collaboration and thoughtful decision-making drive success. Join us to make a...Full timeWork experience placementLive inWork at officeLocal areaRemote work
$225.6k - $338.4k
...future. The Hartford is hiring a Vice President, Applied AI - Employee Benefits & Operations to define and lead the next generation of... ...posture and model governance, ensuring alignment with Legal, Compliance, Model Risk, Privacy, Security, and Audit partners and maintaining...Full timeTemporary workWork at officeRemote work3 days per week- ...Make an impact in the role of United Airlines Ramp Service Employee to perform daily responsibilities with dedication. Stay adaptable in a dynamic, fast-paced environment. Work with your team to maintain efficiency and service quality. Perks include competitive pay, flexible...Flexible hours
$19.64 per hour
...using our extensive route network.Come join us to create what's next. Let's define tomorrow, together.DescriptionThe Ramp Service Employee (RSE) is responsible for processing baggage, boxes, and/or cargo between baggage/cargo areas in the airport facilities and aircraft...Full timeNight shiftWeekend workDay shift$110k - $130k
...FLMI, CPDM and/or CEBS preferred.Life and Disability insurance license for all states within the office’s assigned territory.Travel: Employees in this role are eligible for fully remote work (other than for in-person meetings or other periodic business trips). Occasional...Full timeWork at officeLocal areaRemote work$99.1k - $166.2k
...culture that empowers diverse individuals to work together and create the impossible. We’re seeking change leaders, talent strategists, employee advocates and culture architects to enable our teams, partners, and businesses to do and be their best.In this position...Our team...Work at officeImmediate startFlexible hoursShift work- Above Lending is seeking a detail-oriented compliance professional to support testing and third-party risk oversight in a hybrid Chicago role. You will lead BSA/AML/OFAC testing, assess controls, and help manage the TPRM program while ensuring regulatory alignment. Ideal...
$86k - $126k
Eaton Electrical Division is seeking a Trade Compliance Analyst to lead Trade Agreements Act (TAA) and Country of Origin (COO) compliance for... ...equal employment opportunities for all job applicants and employees. Employment decisions are based upon job-related reasons regardless...H1bWork at officeLocal areaRelocationHome officeVisa sponsorship$98.18k - $115.5k
...position within RSS will serve as support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series trusts containing mutual... ...position will assist the CCO in the continuous compliance oversight of service providers to the Trusts including numerous independent...Full timeWork at officeLocal areaRemote workFlexible hours3 days per week$72k - $141k
...something important, ensuring the abilities of all employees are used to their fullest potential. The Compliance Senior Consultant is a strategic individual... ...in strengthening the organization’s second-line oversight capabilities, advancing key compliance programs,...Full timeWork experience placementWork at office$163k - $204k
...and external managers. The Investments Compliance team provides compliance and regulatory... ...Investments group, along with assisting in the oversight of external managers. The ideal... ...learning, cultural awareness activities and Employee Resource Groups (ERGs). With global chapters...Full timeWork at office$130k - $145k
...team; you're part of a movement. We empower employees to reach new heights in their careers by... ...-level GRC Engineer to help us scale our compliance program through automation and run audits... ...audits for SOC 2 (Type I and Type II), ISO 27001, and SOX, including scoping,...Work at officeWorldwideMonday to FridayFlexible hours$100k - $115k
...Premier Global Partnership.William Blair is seeking to add a Compliance Analyst to its William Blair Investment Management (WBIM) dedicated... ...Form PF, other non-US filings as needed)Assist in addressing employee Code of Ethics questions and resolving associated exceptions...Temporary workWork at office
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