Compliance Officer

Compliance SpecialistPerform required compliance functions in coordination with and under the direction of the firm's Chief Compliance Officer and Vice President of Compliance;Review advertising and marketing materials, including but not limited to promotional material, radio, podcast and television review;Play a lead role in building relationships with financial professionals and conduct compliance-training consultations when needed;Research regulations by reviewing insurance and securities rules and regulations;Develop, review, and maintain compliance policies, procedures, and forms;Prepare team analytic reports by collecting, analyzing, and summarizing information;Contribute to the team effort by accomplishing related results and goals as required.ExperienceMinimum of two years of financial services industry experience;Insurance licensing required within 90 days. Series 7, 24, 65 or 66 a plus, but not required.Bachelor's degree or equivalent combination of education and work experience;Strong computer skills for managing data, report creation, developing presentations, etc.; andTime management and the ability to handle multiple tasks in a fast-paced environment;Detail oriented, focused on quality in all aspects of your work;Thorough knowledge of life insurance and annuity products;Strong problem-solving and researching skills. Staff Financial Group