Manager, Capital Markets & Risk- Collateral Management

Manager, Capital Markets & Risk – Collateral Management Corporate Treasury is looking for a highly motivated and detail-oriented Manager to join its Collateral Management team. This high‑impact role is crucial for providing operational support for margin operations across multiple trading and investment portfolios, including Derivatives, Securities, and Repo activities. In this role you will support the pledging of assets to secure funding capacities. The team provides collateral advisory support to Capital Markets initiatives where relevant, and works with broad stakeholder groups such as Derivatives Front Office, Asset and Liability Management, Investment Portfolio Management, Treasury Accounting, Regulatory Reporting and Legal. The team provides key collateral data to both internal and external stakeholders through daily, monthly and quarterly reports. Responsibilities Oversee daily collateral margining processes and effectively partner with broker‑dealers. Act as the primary point of contact and subject matter expert for the firm’s collateral margining tools and infrastructure. Proactively manage margin calls, disputes, and settlement processes, ensuring timely and accurate execution in accordance with relevant agreements (e.g., ISDA, MSFTA). Cultivate strong, professional relationships with external broker‑dealer counterparties to facilitate and resolve discrepancies timely and efficiently, and stay abreast of Swap Dealer operational processes and requirements. This includes ensuring compliance with regulatory margin rules. Recommend and implement process changes to improve operational efficiency. Continuously analyze and improve current collateral management workflows, manual intervention points, and areas prone to error or risk. Design, propose, and spearhead the implementation of strategic and tactical enhancements, leveraging technology and automation tools to streamline operations, reduce processing time, and lower operating costs. Develop and maintain comprehensive procedure documentation for all new and existing processes to ensure consistency and facilitate knowledge transfer. Serve as the Capital Markets Ops subject matter expert on industry‑wide initiatives and legislation and its impact on collateral processes. Maintain an in‑depth understanding of current and pending regulatory changes impacting collateral management and capital markets operations. Proactively assess the operational impact of new regulations on existing processes and infrastructure, developing remediation strategies as necessary. Cultivate productive relationships with key internal and external partners. Build and nurture robust working relationships with critical internal stakeholders, including Trading Desks, Legal, Treasury, Risk Management, Finance, and Technology teams. Serve as the operational liaison for collateral-related inquiries and projects, ensuring seamless communication and alignment of goals. Support all corporate collateral management programs and reporting. Generate and distribute critical daily, weekly, and monthly collateral management reports, providing insightful analysis on portfolio performance, margin utilization, and operational key performance indicators. Ensure reporting meets all internal governance standards and external regulatory mandates. Collaborate with cross‑functional teams to launch new initiatives. Actively participate in, and often lead, operational workstreams for new product launches, system migrations, or strategic business initiatives related to Capital Markets. Partner closely with Technology and Business teams to define requirements, execute user acceptance testing (UAT), and successfully transition new capabilities into the production environment. Anticipate and mitigate risks through proactive process controls and governance frameworks. Establish and monitor robust internal controls and governance frameworks within the collateral management function to identify, assess, and mitigate operational, credit, and liquidity risks. Support control testing and internal audits. Basic Qualifications Bachelor's Degree or Military Experience At least 5 years of experience in Capital Markets, Financial Analysis, or a combination Preferred Qualifications 7+ years of experience in a capital market operations role 7+ years of experience using SQL, Python, or a combination 7+ years of experience with collateral or margin management, derivatives, mortgage‑backed securities, or a combination Previous experience using Google Suite or Microsoft Office Benefits At this time, Capital One will not sponsor a new applicant for employment authorization for this position. The minimum and maximum full‑time annual salaries for this role are listed below, by location. This role is eligible to earn performance‑based incentive compensation, which may include cash bonus(es) and/or long‑term incentives (LTI). Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits to support your total well‑being. Learn more at the Capital One Careers website. McLean, VA: $164,800 – $188,100. Equal Opportunity Statement Capital One is an equal‑opportunity employer (EOE, including disability/veteran). Capital One promotes a drug‑free workplace and complies with applicable federal, state, and local laws regarding discrimination and background checks. #J-18808-Ljbffr Capital One National Association