Vice President of SOX Compliance
Confidential
Vice President of SOX Compliance
About the Company
A pioneering organization in the asset management industry.
Industry
Investment Management
Type
Privately Held
About the Role
The Company is seeking a Vice President of SOX Compliance to lead and oversee all aspects of SOX compliance, ensuring adherence to regulatory standards and operational efficiency. The successful candidate will be responsible for developing and implementing SOX compliance strategies, collaborating with external firms and internal teams to manage SOX processes and reporting requirements, and contributing to IT infrastructure projects to enhance systems and processes. This role requires a strategic leader who can provide insights and ensure compliance and operational excellence, as well as maintain up-to-date knowledge of SOX regulations and IT advancements. Applicants must have a Bachelor of Science degree in a relevant field, with a minimum of 5 years' experience in SOX compliance or related roles. A preferred 12 years' of experience in compliance, IT infrastructure, or asset management is also noted. The role demands a strong knowledge of SOX regulations and IT infrastructure processes, proven leadership skills, and the ability to manage cross-functional teams. Excellent communication and collaboration abilities are essential, as is the willingness to travel quarterly for organizational events. The ideal candidate will be a proactive and dynamic professional, capable of fostering collaboration and alignment with organizational goals in a remote work environment.
Functions
- Finance
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$110k - $160k
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...Inform the Audit Committee and senior leadership of emerging trends and best-practices in governance, risk, and compliance Own and evolve the SOX Compliance program, ensuring clarity of ownership, execution discipline, and auditor reliance Leverage analytics,...Full timeWork at officeFlexible hours- ...growth. We are bringing on a Chief Operating Officer to run the business day-to-day: project delivery, procurement, safety, quality, compliance, and the people systems that make them work. You will report to the CEO, sit on the executive team, and be the internal...
- ...are responsible for monitoring and evaluating the organization's activities to ensure they align with its goals. Legal and ethical compliance is a key aspect of the role, and Board Members must ensure the organization adheres to all relevant laws, regulations, and...
- ...efforts. Additionally, they serve as ambassadors for the organization, contribute to strategic planning, and ensure legal and ethical compliance. The ideal candidate for the Board Member position at the company will have a passion for the organization's mission and a...
$240k - $300k
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