Series 3 Compliance and Onboarding Associate, MX1 Holdings
MX1 Holdings
Job Description
About MX1 MX1 is an algorithmic trading firm focused on digital assets and futures. We are a growing team building out our regulatory and operational infrastructure. The Role We are hiring a Compliance and Onboarding professional in the West Palm Beach area. This person will be a registered individual with the firm and will own compliance and onboarding day to day. Responsibilities \n
- \n
- Support the firm's National Futures Association registration and ongoing regulatory obligations \n
- Build and maintain compliance policies and procedures, including Anti Money Laundering and Know Your Customer \n
- Manage onboarding with trading venues, custodians, and banking partners \n
- Onboard investors and trading clients, including account documentation and verification \n
- Monitor trading activity and escalate issues \n
- Maintain regulatory filings, records, and audit readiness \n
- Serve as the point of contact with regulators and counterparties on compliance matters \n
- \n
- Active Series 3 license \n
- Clean background: no regulatory disciplinary history, \n
Vacancy posted 3 days ago
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