Investment Advisor

Institutional Senior Investment AdvisorWork Location: New York, New York, United States of AmericaHours: 40Pay Details: $124,280 - $186,160 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.Line of Business: TD WealthJob Description: The Institutional Senior Investment Advisor partners with the Institutional Relationship Manager to provide investment services including sophisticated investment products to Institutional clients.Depth & Scope:Accountable for positive net growth in assets under managementRefers Investment only clients to Relationship Manager to increase banking and lending product sales for both the institution and HNW individuals at the institutional clientDemonstrates a commitment to being customer-centric by ensuring a legendary service is provided during every customer interaction to maximize retention and growthExtensive track record for managed account solutions book of business with an institutional focus. (i.e. fiduciary vs. suitability)Partners closely with Institutional Relationship Managers to ascertain potential investment needs of TD Wealth clients to increase wallet shareMay work with more complex clientsPartners with Institutional Relationship Managers in support of securing new clients with potential investment needsMay act as primary point of contact for legacy institutional client relationships (i.e. Advisors legacy book of business)Contributes individually, as a team member and as a mentor to more junior staff, to ensure strong performance, collaboration and enthusiasm that sets TD Wealth Private Client apart from our competitorsUsing TD Wealth's comprehensive tool set, works with institutional clients to develop and define their investment strategyImplements investment objectives and strategies for institutional client baseProvides support and information to all TD Wealth team members and partners with respect to investment products with a focus on institutional client needsUses advanced knowledge of Investment Products and concepts to proactively introduce new investment ideas and solutions to enhance the clients portfolioMonitors client portfolios and recommends and implements changes as necessaryAnnually reviews fees and asset mix for each relationshipEnsures completion and consistent review of an Investment Policy Statement and Individual Wealth Plan for each relationshipUses expense budget appropriately to support Client and business activitiesRecords Client correspondence, communications, meetings and sales activity in SalesForce.com as appropriateEnsures proper administration of Client accounts and coordination of services in compliance with Company policies and applicable laws and regulationsEnsures all new relationships are following proper account acceptance guidelinesEnsures all client books conform to all legal and regulatory requirements and guidelines associated with FINRA, SEC and TD BankEnsures only approved products and services are sold to institutional clients in conjunction with Regulatory, Firm and division policiesRepresents TD Wealth to the general public in a professional mannerBe involved in your community and support TDBG charity and community initiativesFosters and contributes to a positive and constructive work environment with a focus on supporting the overall Wealth team. Provide Guidance to junior staffEducation & Experience:4-year degree required, MBA or advanced degree preferred10 Years financial services experience in a production capacity with an institutional client focus (i.e. track record for meeting sales goals) requiredSecurities Licensed: Series 7, 63 + 65 or 66Certified Financial Planner (CFP), preferredCIMA, CAIA or CFA designation preferred5+ years' experience in asset allocation and portfolio construction preferredConsultative investment sales experienceEnsures all Continuing Education requirements are attainedIn-depth knowledge of investment concepts, industry and practices, including understanding of domestic and international financial markets and related legal and regulatory guidelinesAdvanced ability to understand the clients investment goals and objectives and develop a diversified investment plan and strategyExtensive institutional Client management skills and experience, with proven ability to build and maintain strong and productive working relationshipsAbility to successfully operate on multiple investment platformsStrong financial analysis and general analytical ability, including understanding and experience with investment conceptsUnderstanding and experience with sophisticated concepts in general taxation and personal financial planningSystematic, integrated and critical thinker with flexibility and ability to think out of the box to provide solutions to meet a variety of business/market needsSuperior communication skills, both verbal and writtenSupervisory abilityStrong execution skills and action orientedMust have experience working within a highly collaborative team environmentWho We Are:TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we strive to make every interaction, product, and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to foster deeper relationships, ensure disciplined execution, and build a simpler, faster banking experience. TD is deeply committed to being a leader in client experience, that is why we believe that all colleagues, no matter where they work, are client facing. Together, we are reimagining what banking can be for our clients, colleagues and communities.Our Total Rewards PackageOur Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Learn moreAdditional Information: We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home. Colleague DevelopmentIf you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.If you're passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact.We're committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best.Training & Onboarding We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role. Interview Process We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.AccommodationTD Bank is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, status as a protected veteran or any other characteristic protected under applicable federal, state, or local law.If you are an applicant with a disability and need accommodations to complete the application process, please email TD Bank US Workplace Accommodations Program at View email address on click.appcast.io. Include your full name, best way to reach you and the accommodation needed to assist you with the applicant process.