Senior Compliance Advisor, Futures & Broker-Dealer
Phaxis
Phaxis seeks a Senior Compliance Officer to provide real-time compliance advisory support for our Futures Commission Merchant (FCM) business and affiliated entities in the United States. You will lead regulatory filings, draft and refine policies, and advise front-office teams on day-to-day activities to ensure SEC, NFA, CFTC, and exchange compliance. Based in the Chicago area, the role involves BCAC reviews of new initiatives, ongoing calendar management, and close collaboration with Desk Heads #J-18808-Ljbffr Phaxis
Vacancy posted 4 days ago
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