Compliance Director
$100k - $120kSpruce Street Compliance
Compliance Director
Spruce Street Compliance is a compliance and operations consulting firm based out of Philadelphia, PA and Washington, DC. Our firm is committed to supporting progressive causes and candidates nation-wide. Some of our past and current clients include Pennsylvania Democratic Party, For Our Future, Asian Pacific Islander Political Alliance, Becca Balint for Congress, Josh Riley for Congress, and Zohran for New York City.
We are looking for a Compliance Director based in our Philadelphia office to oversee the day-to-day financial management of a client portfolio. This position will report to the firm's President.
Responsibilities
- Manage compliance team including Managers and Associates
- Serve as primary point of contact for clients
- Lead preparation and filing of federal and non-federal campaign finance reports
- Maintain client bookkeeping file, budget, and cashflow
- Provide financial reports to clients
- Perform bank and compliance software reconciliations
- Register and terminate client's federal and nonfederal registrations
- Process disbursements and track outstanding invoices
- Oversee and process client payroll and staff benefit programs
- On-boarding and off-boarding client staff
- Maintain compliance with GAAP
- Oversee compliance correspondence
- Create, implement, and administer efficient workflows
- Develop relationships with vendors and assist with client procurement
Experience and Skills
- 5+ years of experience working with political or non-profit organizations, at least 3 years in financial compliance
- At least 2 years experience filing FEC reports required
- Strong bookkeeping/accounting and budget building and tracking experience
- Extensive experience with Quickbooks Online
- Prior management experience and ability to create organizational systems for a team
- Extensive experience with Word and Excel, including formulas, conditional formatting, macros, etc.
- Experience with Google Business Suite and Dropbox
- Strong attention to detail and ability to stay organized
- Ability to manage multiple projects at once and meet strict deadlines
- Ability to work evenings and weekends to meet deadlines
- Willingness to take initiative and problem solve
- Commitment to supporting progressive causes
- Commitment to working within a diverse and inclusive work space
Salary range: $100,000-$120,000/annually + generous benefits package including premium health insurance, retirement program, life insurance and professional development opportunities.
A background check will be conducted after a conditional offer of employment has been made to a candidate.
Spruce Street Compliance is an equal opportunity employer and committed to diversity, equity, and inclusion among its staff. The firm strongly encourages candidates from diverse backgrounds to apply and will hire based on qualifications of the candidate without regard to race, religion, color, national origin, ancestry, physical disability, mental disability, medical condition, genetic information, marital status, sex, gender, gender identity, gender expression, age, sexual orientation, and military or veteran status.
$170.9k - $231.3k
Overview The Associate Director, Regulatory Affairs CMC Development is responsible for developing and implementating global CMC regulatory strategies for development-stage programs. This role will play a critical part in shaping regulatory strategies for emerging therapeutic...SuggestedFull timeTemporary workWork at officeLocal areaFlexible hours$90k - $200k
...Senior Manager, Financial Investigations Kroll's North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Senior Manager will develop and manage...SuggestedTemporary workFlexible hours- ...Full-timeMin. Experience: ManagerJob Description - Manager, GLP Compliance- Remote- Philadelphia, PAPhiladelphia, PACabaletta Bio (Nasdaq... ...Place to WorkManager, GLP ComplianceReporting to the Senior Director of GCP Compliance, the GLP Quality Control Specialist is responsible...SuggestedWork at officeLocal areaRemote work
- ...A boutique registered investment advisory firm is seeking a hands‑on compliance leader to manage the firm's compliance program. This is an excellent opportunity for an experienced compliance professional who enjoys operating as a strategic partner to leadership while...Suggested
- ...we welcome you! Position Summary: Larimar is seeking a Director, Regulatory Affairs, to support the global regulatory strategy... ...program development, submissions and approval, while ensuring compliance with applicable global regulatory requirements Lead...SuggestedLocal area
$1,000 per month
...empowering our employees, encouraging innovative solutions and recognizing great performance.POSITION SUMMARY:The Senior Manager Compliance Systems - Originations supports the Company’s compliance management plan through the oversight and management of the Company’s Compliance...Full timeLocal area$100k - $150k
...Job Description Job Description SBIC Compliance Manager (Investment Fund Reporting & Compliance) Location: Philadelphia, PA (Hybrid) | Open to Remote Overview We are seeking an experienced SBIC Compliance Manager to oversee financial reporting and regulatory...Remote work$112.88k - $165.53k
...Piper is a place you can engage in meaningful work and grow your career. Let’s see what we can achieve. Together.Summary The HR Compliance Manager leads the firm’s employment compliance function, ensuring alignment with federal, state, and local employment laws, regulatory...Full timeWork at officeLocal areaRemote workRelocationVisa sponsorshipRelocation package$1,000 per month
...structure.Demonstrated attention to detail and organizational skill.Superior work ethicProficient in Microsoft Office, Servicing Director, and OnBase Imaging software.Analytical, problem solving, and mathematical skills with the ability to gain agreement from multiple...Full timeWork at officeLocal area- Overview We are seeking a highly motivated individual to join our team as a Senior Fixed Income Compliance Officer. In this role the individual will provide real-time regulatory guidance and oversight to the firm’s fixed income trading and sales teams. The role ensures...
- OverviewLutron is seeking a detail-oriented and driven Trade Compliance Specialist to join our Trade Compliance team at Lutron's Annex office location in Center Valley, PA. In this role, you will play a key part in supporting our global operations by ensuring adherence...Work at officeWorldwide
- ...superior claims handling expertise and local operations globally. At Chubb, we are committed to equal employment opportunity and compliance with all laws and regulations pertaining to it. Our policy is to provide employment, training, compensation, promotion, and other...Local area
- ...practice at Withum is experiencing significant growth driven by market demand for assurance services. Our team is seeking a Contract Compliance Senior Consultant with experience performing royalty audits, franchise compliance audits, revenue participation audits, lease...Full timeContract workWork at officeLocal area
$163k - $204k
...the investment assets of AIG, including affiliated insurance companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s Investments group, along with assisting in the oversight of external managers...Full timeWork at office$150k - $200k
...your potential, but also to contribute to our clients’ success.About the PositionThe successful candidate will support the firm's compliance program across registered private equity funds, private debt funds, and exchange-traded funds (ETFs), ensuring adherence to...Full timeLocal area3 days per week- ...and executes vendor oversight activities for assigned trials / indications to ensure quality in the execution of clinical trials, compliance with regulatory requirements and SOPs, and to ensure a continued state of inspection readiness. Monitors risks and mitigation...
- ...Senior Director, IT Compliance & Governance (Contractor) About the Company Innovative company designing & developing gene therapeutic products Industry Biotechnology Type Public Company Founded 2013 Employees 51-200 Categories Biotechnology...For contractors
$148.5k - $174.7k
At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life,...Work at officeLocal areaRemote workFlexible hours3 days per week- ...you’ll love from top to bottom - we give you the tools you need to succeed and the autonomy to reach your goals. We are seeking a Director to join our growing assurance practice in North America. We are seeking someone who thrives in a growing environment and providing...Full timeLocal area
- ...a key member of the extended Regulatory Leadership Team, providing strategic direction and operational oversight for promotional compliance to ensure the alignment with commercial execution. The role involves leading and developing a global team, owning the global material...
$161.93k - $269.88k
...chance hiring and ban-the-box laws where available. Fair Chance Hiring and Ban-the-Box Notices | Deloitte US Careers Requisition code: 362186 Job ID 362186 Risk, Compliance, and Governance | Risk Technology and AnalyticsSame job available in 17 locationsFull timeLocal areaVisa sponsorship- ...strategy includes building teams across our global network to pioneer and shape the future of PCI.Summary of Objective:The Executive Director, End-to-End Planning is responsible for building, leading, and continuously improving the planning function across the full PCI...Full timeTemporary work
- ...Diversity, Equity, Inclusion, and Access) strategies. The CPO serves as a senior executive and trusted advisor to the George D. Widener Director and Chief Executive Officer, to whom the position reports. Key duties include overseeing, planning and managing of all human...Work at office
$56.65k
...Philadelphia community since 1970. JOB SUMMARY The Compliance Specialist is responsible for ensuring that the Child, Youth and... ...guidelines, and contractual requirements and informing the Director of any new and/or revised regulations. Compiles observational...Full timeTemporary workWork at officeMonday to FridayFlexible hours- ...Lutron Electronics is seeking a detail-oriented Trade Compliance Specialist for our Annex office in Center Valley, PA, to join the Trade Compliance team. You will assign HTS codes, coordinate with customs brokers, review invoices, create Schedule B numbers, and track...Work at office
- ...Compliance AnalystMake your mark at Comcast -- a Fortune 30 global media and technology company. From the connectivity and platforms we provide, to the content and experiences we create, we reach hundreds of millions of customers, viewers, and guests worldwide. Become...Full timeWorldwide
- ...looking for a Senior Regulatory Affairs Specialist to assist the Director in regulatory strategy across innovative medical device... ...projectsPrepare global submissions for Australia, USA, and EuropeEnsure compliance with ISO 13485, EU MDR, and 21 CFR 820Develop technical...
$23 - $25 per hour
...this passion at the forefront of our business, Michaels teammates can be proud to be a part of the extraordinary, every day. The Compliance Specialist will join a reputable and well-equipped Compliance team which supports occupancy and compliance efforts for 400+...Hourly payNight shift- ...Job Description Job Description SUMMARY Direct and control the company's overall import trade compliance strategy with U.S. Customs and Border Protection (CBP) regulations and interaction with participating government agencies (PGA) such as Department of Transportation...Temporary workWork experience placement
- ...State. Ideal preference is Pennsylvania, Ohio, Virginia, North Carolina, or Michigan. What the Role Is The Associate Manager, Compliance leads sales compliance activities for Heaven Hill's Control State Division, overseeing pricing administration, product...Remote work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Director. Be the first to apply!
- regulatory manager Philadelphia, PA
- director global regulatory affairs Philadelphia, PA
- manager regulatory affairs Philadelphia, PA
- head compliance Philadelphia, PA
- compliance manager Philadelphia, PA
- compliance director Philadelphia, PA
- regulatory affairs director Philadelphia, PA
- regulatory & compliance manager Philadelphia, PA
- compliance technician Philadelphia, PA
- vendor compliance Philadelphia, PA



