Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior Compliance Officer II: Policy & Training Lead

Edward Jones

Edward Jones is seeking a Compliance Officer II to support the Compliance Service Department. The role includes educating staff on policies, interpreting regulations, and mentoring new associates in a fast-paced environment. You will collaborate with branches and home office, escalate issues when needed, and help update policy documentation while ensuring adherence to regulatory standards. Commuting to Tempe, AZ or St. Louis, MO is expected. #J-18808-Ljbffr Edward Jones

Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Senior Compliance Officer II: Policy & Training Lead in Tempe, AZ vacancy
  •  ...waiting for you in our Compliance Service Department...  ...teams and home office areas to...  ...apply compliance policies that enable and accelerate...  ...Compliance Officer II has a relatively broad...  ...implementation of training materials as well...  ...CSO and COI May lead small department... 
    Policy
    Temporary work
    Work experience placement
    Work at office
    Home office
    Flexible hours

    Edward Jones

    Tempe, AZ
    1 day ago
  •  ...OverviewOur Culture of Compliance defines how we uphold the...  ...Leaders and Home Office Stakeholders to strengthen...  ...ethical standards.As a Senior Culture of Compliance Consultant...  ....What You'll Do:Lead and advance Culture of...  ...regulatory requirements, firm policies, emerging compliance... 
    Senior
    Policy
    Temporary work
    Interim role
    Work at office
    Home office
    Flexible hours

    Edward Jones

    Tempe, AZ
    1 day ago
  • Edward Jones is seeking a senior member of the U.S. Segment Compliance team to guide strategic compliance initiatives across securities, regulatory, and policy matters. The role emphasizes building cross-functional partnerships with business, legal, risk, and advisory stakeholders... 
    Senior
    Policy

    Edward Jones

    Tempe, AZ
    3 days ago
  •  ...tight deadlines. This role requires Concur experience, Microsoft Office proficiency, and the ability to work independently in a high-volume, multi-state payroll environment while adhering to company policy and regulatory requirements. #J-18808-Ljbffr Interactive CAD... 
    Senior
    Policy
    Work at office

    Interactive CAD Services, Inc.

    Tempe, AZ
    2 days ago
  •  ...As part of the U.S. Segment Compliance team, you'll partner with Business...  ..., regulations, and internal policies. Advise business partners on...  ..., filings, responses, training materials, and Reg BI-related...  ...Tempe, AZ and St. Louis, MO home office locations are expected to work... 
    Senior
    Policy
    Temporary work
    Work at office
    Home office
    Flexible hours

    Edward Jones

    Tempe, AZ
    3 days ago
  •  ...current HR/Employee Handbook/Drug-Free Workplace practices and policies. Identifies gaps and inefficiencies. Provides recommendations...  ...HR products and services, to maximize client satisfaction and compliance. Assists clients and internal associates with developing and implementing... 
    Policy
    Hourly pay
    Local area

    ADP - Automatic Data Processing

    Tempe, AZ
    2 days ago
  • Senior Engineering Technician II, Field Service As a Senior Engineering Technician II, you are a key technical expert at the intersection of process...  ...service activities with customer production plans. Visa policy : This position is not eligible for visa sponsorship for... 
    Senior
    Policy
    Shift work
    Night shift

    ASM International

    Chandler, AZ
    1 day ago
  • Vanguard is seeking a Senior Compliance Advisor to support Vanguard Personalized Indexing Management (VPIM). You will partner with business...  ...emphasizes proactive compliance design, implementation of policies, and ongoing testing to sustain fiduciary excellence while enabling... 
    Senior
    Policy

    Vanguard

    Chandler, AZ
    1 day ago
  • Join a forward-thinking compliance team at the forefront...  ...services. As a Senior Compliance Advisor supporting...  ...of compliance policies and procedures. Support...  ...equivalent combination of training and experience. Preferred...  ...of our clients. To lead through product and services... 
    Senior
    Policy
    Work experience placement

    Vanguard

    Chandler, AZ
    2 days ago
  • About This RoleWells Fargo is seeking a Lead Compliance Officer to join our Home Lending Compliance...  ...legal, and regulatory and/or Corporate Policy requirements.In This Role, You WillProvide...  ...of the following: work experience, training, military experience, educationDesired... 
    Policy
    Full time
    Work experience placement

    Wells Fargo

    Tempe, AZ
    1 day ago
  • $125k - $164k

     ...one of the world’s leading financial groups....  ...will work at an MUFG office or client sites...  ...risk partners at a senior level to...  ...Teams and establishes policies, procedures and objectives...  ..., discipline, training, coaching, writing...  ...Chance Ordinance, (ii) the City of Los Angeles... 
    Senior
    Policy
    Full time
    Work at office
    Local area
    Remote work
    Night shift

    MUFG

    Tempe, AZ
    4 days ago
  •  ...Description:Microchip's Product Security Office (PSO) is committed to managing and...  ...practices for secure development lifecycle compliance, streamline processes, and drive continuous...  ...and providing feedback on processes and policies defined by PSO leadership.Requirements/... 
    Senior
    Policy
    Full time
    Work at office

    Microchip Technology

    Chandler, AZ
    13 hours ago
  •  ...one of the world’s leading financial groups. Across...  ...work at an MUFG office or client sites...  ...and collaborate with Senior Architects and other...  ...and informal user training and general user support...  ...As per MUFG’s work policy, must work onsite 4...  ...Chance Ordinance, (ii) the City of Los... 
    Senior
    Policy
    Full time
    Work experience placement
    Work at office
    Local area
    Remote work

    MUFG

    Tempe, AZ
    1 day ago
  • ENFRA Solutions in Tempe, AZ is seeking a Mechanical Engineer PE II to apply standard engineering techniques to design, analyze, test...  ...products and systems. You will sign and seal engineering documents, lead projects, interact with clients, and mentor junior staff while... 
    Senior

    ENFRA Solutions

    Tempe, AZ
    3 days ago
  •  ...other basis prohibited by applicable law. What You'll Do Provide education and training on general Compliance policies and processes in response to inquiries from branch team and home office associates, via phones, written case requests and other tools or systems; common... 
    Policy
    Temporary work
    Work experience placement
    Work at office
    Home office
    Flexible hours

    Socket.dev

    Tempe, AZ
    13 hours ago
  •  ...to oversee issues management and risk treatment across the lines of defense. You will partner with 1st line, lead governance, and ensure adherence to policies and standards while guiding thematic analysis and reporting. The role requires extensive risk management experience... 
    Senior
    Policy

    ACCA Careers

    Tempe, AZ
    1 day ago
  • Rosendin Electric is seeking a Project Manager II in Tempe, AZ, responsible for overseeing multiple projects from planning to completion...  ..., and mentoring team members. This full-time position at a leading electrical contractor offers competitive pay, benefits, and an opportunity... 
    Senior
    Full time
    For contractors

    Rosendin Electric

    Tempe, AZ
    4 days ago
  • $164.6k - $288k

     ...sophisticated clients using leading technology and exceptional service. Position SummaryThe Senior Principal, Identity & Access...  ...business stakeholders, risk, compliance, and audit functions to advance...  ...regulatory requirements, security policies, and control frameworks.... 
    Senior
    Policy
    Full time
    H1b
    Worldwide
    Flexible hours

    Northern Trust

    Tempe, AZ
    2 days ago
  • $130k - $170k

    DescriptionKforce has a client that is seeking a Senior Network Engineer in Tempe, AZ.Summary:We are seeking a Senior Network Engineer...  ...)* Collaborate with security teams to enforce network security policies, manage access controls, and ensure timely patching and... 
    Senior
    Policy
    Local area

    KForce

    Tempe, AZ
    13 hours ago
  • The American Heart Association seeks a Senior Development Director in the Greater Phoenix area, based in Tempe. This hybrid role drives...  ...collaboration to align with organizational goals while respecting fiscal policies and local #J-18808-Ljbffr American Heart Association
    Senior
    Policy
    Local area

    American Heart Association

    Tempe, AZ
    13 hours ago
  •  ...Sr. Manager of IT Governance, Risk and Compliance (GRC) to lead IT SOX audit readiness and risk...  ...develop remediation plans, and maintain IT policies to ensure regulatory compliance and control...  .... The position reports to senior leadership and supports risk-informed... 
    Senior
    Policy

    Amkor Technology

    Tempe, AZ
    1 day ago
  •  ...is seeking a Department Talent Acquisition Coordinator, Senior to lead full-life cycle recruitment within FDM. You will partner...  ...manage interviews, coordinate background checks, and ensure compliance with policies while maintaining confidential records. The role requires... 
    Senior
    Policy

    Arizona State University

    Tempe, AZ
    3 days ago
  •  ...seeks an experienced enrollment services assistant to support student records systems and registration services. You will communicate policies to students, faculty, staff and the public in person, by phone and email. The role includes processing registrations,... 
    Senior
    Policy

    Jobtailor

    Tempe, AZ
    2 days ago
  • $87k - $147k

     ...of the world’s leading financial groups...  ...at an MUFG office or client sites...  ..., and NSFR, in compliance with applicable...  ...requirements, internal policies, and accounting...  ....• Exposure to senior management and...  ...assistance and training programs,...  ...Chance Ordinance, (ii) the City of... 
    Policy
    Work at office
    Local area
    Remote work

    Mufgamericas

    Tempe, AZ
    3 days ago
  • JPMorgan Chase is seeking a Senior Business Relationship Manager to manage a portfolio of large business clients in Tempe...  ...solutions, client retention, and growth while ensuring compliance with risk management policies. The ideal candidate will have a minimum of 5 years... 
    Senior
    Policy

    JPMorgan Chase

    Tempe, AZ
    4 days ago
  •  ...the United States to manage complex, high-profile activities and provide direct interaction with committees and senior management. The role focuses on policy maintenance and building area expertise, with a key responsibility as the day-to-day reference and liaison to related... 
    Senior
    Policy

    NACBA

    Tempe, AZ
    1 day ago
  •  ...high-profile activities with committees and senior leadership. You will serve as the first reference...  ...and liaise with related areas. You may lead projects and train junior staff while maintaining and implementing policies to become an area expert. Strong analytical,... 
    Senior
    Policy

    ACCA Careers

    Tempe, AZ
    1 day ago
  • $84.15k - $140.18k

     ...while helping clients pursue their financial goals. Job Overview Home Office Supervision Principal will have an understanding of the financial services industry; rules, regulations, and policies of LPL Financial and our various regulatory bodies; and excellent customer... 
    Senior
    Policy
    Work from home
    Home office

    LPL Financial

    Tempe, AZ
    1 day ago
  • $126k - $234k

     ...healthcare leader is looking for an Associate Director of Case Management in Tempe, AZ. This role involves leading a dedicated team, ensuring compliance with policies, and improving patient experiences. Candidates should have strong leadership skills, a Bachelor's degree,... 
    Senior
    Policy

    Novartis

    Tempe, AZ
    1 day ago
  • Paychex is seeking a senior product leader to develop strategy and experience for high impact products. You will drive vision, roadmap,...  ...needs. You will manage the customer experience across technical and policy dimensions, and work with executives to improve product line... 
    Senior
    Policy

    Paychex

    Tempe, AZ
    1 day ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior Compliance Officer II: Policy & Training Lead. Be the first to apply!