Senior Compliance Officer II: Policy & Training Lead
Edward Jones HQ
Edward Jones is seeking a Compliance Officer II to support the Compliance Service Department. The role includes educating staff on policies, interpreting regulations, and mentoring new associates in a fast-paced environment. You will collaborate with branches and home office, escalate issues when needed, and help update policy documentation while ensuring adherence to regulatory standards. Commuting to Tempe, AZ or St. Louis, MO is expected. #J-18808-Ljbffr Edward Jones
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Senior Compliance Officer II: Policy & Training Lead in Tempe, AZ vacancy
- ...waiting for you in our Compliance Service Department... ...teams and home office areas to... ...apply compliance policies that enable and accelerate... ...Compliance Officer II has a relatively broad... ...implementation of training materials as well... ...CSO and COI May lead small department...PolicyTemporary workWork experience placementWork at officeHome officeFlexible hours
- ...OverviewOur Culture of Compliance defines how we uphold the... ...Leaders and Home Office Stakeholders to strengthen... ...ethical standards.As a Senior Culture of Compliance Consultant... ....What You'll Do:Lead and advance Culture of... ...regulatory requirements, firm policies, emerging compliance...SeniorPolicyTemporary workInterim roleWork at officeHome officeFlexible hours
- ...Vanguard is seeking a Senior Compliance Advisor to support Vanguard Personalized Indexing Management (VPIM). You will partner with business... ...emphasizes proactive compliance design, implementation of policies, and ongoing testing to sustain fiduciary excellence while enabling...SeniorPolicy
Vanguard
Chandler, AZ3 hours ago - ...Compliance AdvisorJoin a forward-thinking compliance team at the forefront... ...maintenance of compliance policies and procedures. Support new... ...or equivalent combination of training and experience.Preferred QualificationsKnowledge... ...wellbeing of our clients. To lead through product and services...SeniorPolicyWork experience placement
Hackajob
Chandler, AZ1 day ago - ...tight deadlines. This role requires Concur experience, Microsoft Office proficiency, and the ability to work independently in a high-volume, multi-state payroll environment while adhering to company policy and regulatory requirements. #J-18808-Ljbffr Interactive CAD...SeniorPolicyWork at office
- ...current HR/Employee Handbook/Drug-Free Workplace practices and policies. Identifies gaps and inefficiencies. Provides recommendations... ...HR products and services, to maximize client satisfaction and compliance. Assists clients and internal associates with developing and implementing...PolicyHourly payLocal area
- Senior Engineering Technician II, Field Service As a Senior Engineering Technician II, you are a key technical expert at the intersection of process... ...service activities with customer production plans. Visa policy : This position is not eligible for visa sponsorship for...SeniorPolicyShift workNight shift
$125k - $300k
Carrington Mortgage Services in Tempe, AZ seeks a Loan Officer II to function as a Consumer Direct inside sales mortgage... .../first lien or home equity processes, ensuring compliance with laws and company policies. Target pay range is $125,000 - $300,000+ annually. Responsibilities...SeniorPolicy$91k - $150k
...America is committed to an in-office culture that supports... ...standards and comply with bank policies and procedures. Strong credit... ...authorityFormal commercial credit training or equivalent work experience... ...eligible. We provide industry-leading benefits, access to paid time...SeniorPolicyFull timeWork experience placementWork at officeFlexible hoursDay shift- ...Description:Microchip's Product Security Office (PSO) is committed to managing and... ...practices for secure development lifecycle compliance, streamline processes, and drive continuous... ...and providing feedback on processes and policies defined by PSO leadership.Requirements/...SeniorPolicyFull timeWork at office
$45k - $56k
...Global Services We’re a leading provider of business... ...Corporate Operational Risk and Compliance Department in Hanover,... ...to Allegis Group's Policy and Procedures.Core... ...Specialist, TEKsystems’ field offices, and corporate... ...results and assist Analyst II/Backgrounds Leadership...PolicyContract workTEKsystems
Tempe, AZ2 hours ago- ...one of the world’s leading financial groups. Across... ...work at an MUFG office or client sites... ...and collaborate with Senior Architects and other... ...and informal user training and general user support... ...As per MUFG’s work policy, must work onsite 4... ...Chance Ordinance, (ii) the City of Los...SeniorPolicyFull timeWork experience placementWork at officeLocal areaRemote work
- Rosendin Electric is seeking a Project Manager II in Tempe, AZ, responsible for overseeing multiple projects from planning to completion... ..., and mentoring team members. This full-time position at a leading electrical contractor offers competitive pay, benefits, and an opportunity...SeniorFull timeFor contractors
$130k - $170k
DescriptionKforce has a client that is seeking a Senior Network Engineer in Tempe, AZ.Summary:We are seeking a Senior Network Engineer... ...)* Collaborate with security teams to enforce network security policies, manage access controls, and ensure timely patching and...SeniorPolicyLocal area$164.6k - $288k
...sophisticated clients using leading technology and exceptional service. Position SummaryThe Senior Principal, Identity & Access... ...business stakeholders, risk, compliance, and audit functions to advance... ...regulatory requirements, security policies, and control frameworks....SeniorPolicyFull timeH1bWorldwideFlexible hours- The American Heart Association seeks a Senior Development Director in the Greater Phoenix area, based in Tempe. This hybrid role drives... ...collaboration to align with organizational goals while respecting fiscal policies and local #J-18808-Ljbffr American Heart AssociationSeniorPolicyLocal area
- ...contribute to our business success. As an Account Service Specialist II within JPMorganChase, you will be the first point of contact for... ...evenings and weekends. This position requires that you attend trainings as scheduled. Training hours may not coincide with your...SeniorAfternoon shift
- Edward Jones is seeking a Senior Analyst in Accounting to support the Canadian Trust Company’s controllership activities, including close, reporting and policy research. The role partners with leadership to ensure accurate financial results and ongoing policy governance...SeniorPolicy
$19.15 - $19.4 per hour
...staff, controlling expenses and shrinkage as well as all aspects of merchandising and inventory control in adherence with all Company policies and procedures. This position will work up to 38 hours per week. The minimum age requirement for an Assistant Store Manager is...SeniorPolicyHourly payLocal areaSpencer Gifts
Tempe, AZ2 days ago- ...case trends and develop proactive strategies that improve retention and engagement across the organization. The role emphasizes coaching leaders, delivering training on performance and discipline, and ensuring consistent application of policies. #J-18808-Ljbffr PaychexSeniorPolicy
- ...complex governance and advisory work within wealth management services. You will interact with committees and senior management, lead initiatives, and help shape policies and procedures to become an area expert. Candidates bring deep analytical, consultative, and...SeniorPolicy
- ...Debt Settlement Providers (DSPs) as the primary contact. You will lead monthly touchpoints, present trends and performance metrics, and... ...investigation, proactive DSP needs assessment, and ensuring policy updates are communicated. #J-18808-Ljbffr GLOBAL HOLDINGS TULSA...SeniorPolicy
$126k - $234k
...healthcare leader is looking for an Associate Director of Case Management in Tempe, AZ. This role involves leading a dedicated team, ensuring compliance with policies, and improving patient experiences. Candidates should have strong leadership skills, a Bachelor's degree,...SeniorPolicy- Northern Trust Corp in Tempe, Arizona is seeking a Senior Accountant in Private Equity Accounting. You will handle... ...communication skills, and a strong grasp of accounting policies. The role may lead projects and train junior staff, with a focus on maintaining procedures and...SeniorPolicy
$35 - $40 per hour
...business partners to ensure compliance with industry regulations and firm policies. The ideal candidate... ...initiatives, and training efforts.Maintain a high... ...Proficiency with Microsoft Office applications, including... ...Global Services We’re a leading provider of business...SeniorPolicyContract workTemporary workWork at office- ...and fluency in English and Japanese. You will investigate cybersecurity events across environments, develop information security policies, lead junior analysts, and provide actionable threat intel. You will coordinate with IT risk management and auditors, supporting...SeniorPolicy
- ...employee relations. You will oversee onboarding/offboarding, policies, performance management, compensation, training, and culture initiatives across the site. Strong leadership and communication are essential to drive engagement and compliance. #J-18808-Ljbffr InteProsSeniorPolicy
- ...managing complex investigations, drafting detailed reports, and coordinating with administrators, faculty, and students to uphold policy and law. The position requires a JD from an ABA-accredited school with several years of relevant practice, including employment/discrimination...SeniorPolicy
$149.04k - $195.62k
...re Oscar. We're hiring a Senior IT Engineer to join our Engineering... ...delivery. You will lead the end-to-end onboarding... ...based in our Tempe, AZ office, requiring a hybrid work... ...Workspace. Security & Compliance: Enforce platform security policies to ensure compliance with...SeniorPolicyFull timeWork at officeFlexible hoursOscar Health
Tempe, AZ14 days ago- JE Dunn Construction in Tempe, AZ is seeking a Senior Safety Specialist to coordinate and implement the field... ...to support the company safety strategy. You will lead safety training, oversee drug and alcohol policy compliance, attend project meetings, and drive continuous...SeniorPolicy
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Officer II: Policy & Training Lead. Be the first to apply!
Related searches
- regulatory compliance analyst Tempe, AZ
- medicare compliance specialist Tempe, AZ
- regulatory analyst Tempe, AZ
- regulatory specialist Tempe, AZ
- risk and compliance analyst Tempe, AZ
- aml compliance analyst Tempe, AZ
- regulatory compliance associate Tempe, AZ
- compliance officer Tempe, AZ
- compliance associate Tempe, AZ
- compliance consultant Tempe, AZ