Broker-Dealer Compliance Specialist
Blue Owl
Blue Owl in Millburn, New Jersey is seeking a Compliance Professional to manage compliance for the broker-dealer affiliate, Blue Owl Securities LLC. This role will implement policies, coordinate FINRA filings, and support compliance training and inspections. The ideal candidate has 2 years of related experience and holds the necessary Series licenses. Blue Owl is an Equal Opportunity Employer committed to a fair hiring process. #J-18808-Ljbffr Blue Owl
- Blue Owl Capital is looking for a compliance professional to manage the Compliance program for Blue Owl Securities LLC. The role involves... .... Candidates should have at least 2 years of experience in broker-dealer compliance within a FINRA-regulated environment and possess...SuggestedWork at office
- ...in office Monday to Thursday. The Role Blue Owl Capital is seeking a compliance professional to join the team responsible for managing the Compliance program for the firm's broker-dealer affiliate, Blue Owl Securities LLC. This role will sit within Blue Owl's...SuggestedPermanent employmentWork at office
$101k - $131k
A leading U.S. insurance firm is seeking a Regulatory Compliance Officer in Short Hills, NJ. The role involves ensuring compliance with insurance regulations, collaborating with business units on necessary changes, and providing support for regulatory inquiries. Ideal...Suggested$70.6k - $139.8k
Job Description We’re looking for Audit Senior Associates with experience in the Broker Dealer industry vertical. As an Audit Senior Associate, you will further learn to lead, gain deep industry insight, and grow relationships. With access to many resources and team support...SuggestedLocal areaHome office$70.6k - $139.8k
...in Livingston, New Jersey is seeking an Audit Senior Associate with a robust background in external audit, particularly in the Broker Dealer industry. The role includes overseeing client engagements, mentoring junior staff, and maintaining strong client relationships....Suggested$70.6k - $139.8k
...Senior Associates in Livingston, New Jersey, who possess 2+ years of public accounting audit experience, particularly focusing on Broker Dealer clients. This role encompasses leading engagements, mentoring staff, and fostering client relationships while ensuring a high...- ...residing in New Jersey strongly preferred Position Overview This role is heavily focused on Workplace Accommodations and Compliance , with responsibilities split approximately: 75% Workplace Accommodations 25% Compliance and related HR initiatives...Work at officeMonday to FridayFlexible hours2 days per week
$101k - $131k
...statutes and regulatory environment to new product development initiatives. All job duties and responsibilities must be carried out in compliance with applicable legal and regulatory requirements. Note: (For NJ candidates) This role will be located at our future...Interim roleRemote work$86.72k - $119.24k
...Trade Compliance Sr. Specialist Location: Chicago, IL; Newark, NJ Workstyle: Hybrid Mars does not sponsor visas for this role. This position... ...between freight forwarders, Government agencies, customs brokers and designated Mars associates in regard to trade...Visa sponsorshipRelocation package$65k - $80k
...lending services. We're deeply committed to enhancing the financial ecosystem for a broad network of credit unions, members and auto dealers. We invest in our greatest assets, our employees, and foster a culture of innovation and ownership through freedom and...Full timeContract workWork at officeLocal areaNight shift- Must live within a reasonable distance to the following market: New York City, NY Position Summary: The Dealer Relationship Manager (DRM) manages an assigned territory, comprised of Stellantis (STLA) OEM automobile dealerships, to achieve the desired product penetration...Contract workRemote workWork from homeHome officeNight shift
- ...Micro1 is seeking a Building Code Compliance Expert to join their remote team in the United States. In this critical role, you will ensure compliance with building codes and uphold safety standards across construction projects. Your responsibilities include reviewing...Remote work
- ...Micro1 is seeking a Building Code Compliance Expert for a remote role across the United States. This expert-level position involves ensuring compliance and safety in construction projects by leveraging extensive knowledge of building codes and blueprint analysis. The...Remote work
- ...A major utility company is seeking an experienced HR Compliance & Workplace Accommodations professional to support ADA/PWFA accommodations... .... Now Hiring: HR Compliance & Workplace Accommodations Specialist Newark, NJ (Hybrid – 2 days onsite weekly) Up to $52.49/hr...Permanent employmentContract workLocal areaImmediate startMonday to Friday2 days per week
$125k - $180k
Role Description Arcadis is seeking a highly skilled and motivated Permitting Compliance Specialist to support one of the most iconic and consequential infrastructure initiatives in the United States— the Gateway Hudson Tunnel Project (HTP). In this role, you will oversee...Temporary workFor contractorsFor subcontractorWork at officeLocal area- ...COMPANY Continental is a leading tire manufacturer and industry specialist. Founded in 1871, the company generated sales of €19.7 billion... ...growth within the Continental Retread Solutions (CRS) dealer channel, focusing on new tire and retread sales. This growth will...For contractorsLocal areaImmediate startRemote workWorldwideVisa sponsorshipWork visaRelocation packageNight shift
$18 per hour
...locations where the local minimum wage exceeds the base pay for this position are also not eligible for consideration. This is due to compliance with wage regulations and internal compensation practices.****Reasonable Accommodation Statement**Allstate provides reasonable...Minimum wageFull timeContract workWork at officeLocal areaRemote workWork from homeHome officeWork visaAfternoon shift$25.07 - $30.67 per hour
Maximus, located in Newark, New Jersey, is seeking a candidate for a clinical role to review service requests and conduct assessments. The position requires a Master’s Degree in Social Work or a related field and at least one year of clinical experience. Candidates ...Hourly payWork at office- ...or NYC metros. Position Summary: Create, implement and manage profitable growth within the Continental Retread Solutions (CRS) dealer channel, focusing on new tire and retread sales. This growth will be balanced with (1) supporting Continental’s channel strategic...For contractorsLocal areaImmediate startRemote workVisa sponsorshipWork visaRelocation packageNight shift
- A leading food service company located in Newark, New Jersey is seeking a HACCP Supervisor to oversee food safety procedures in Hot Foods Production. The role involves conducting temperature checks, performing quality assurance, and ensuring adherence to FDA regulations...Hourly payFull time
- The Fisher Organization, representing American Income Life, is seeking motivated, entrepreneurial individuals to join our remote life and benefits sales team. Launch your career, earn performance-based income, and advance quickly through our leadership development program...Weekly payRemote workWork from home
- A dynamic financial services organization is seeking a Remote Mortgage Protection Sales Representative. This role allows you to work from home, set your own hours, and provides the opportunity to earn commission-based compensation. You'll assist clients in selecting insurance...Remote workWork from homeFlexible hours
$150k
A leading mortgage bank in Newark, NJ seeks experienced Senior Mortgage Bankers aiming for high earnings of $150,000+. Responsibilities include originating loans nationwide, leveraging marketing resources, and collaborating with team members. Ideal candidates have a track...Remote work- A leading fintech company is looking for a Dealer Solutions Manager to enhance business relationships with dealer clientele in the United States. This role involves fostering relationships, training dealer personnel, and selling diverse financial products. The ideal candidate...
$70k
Job Classification: Sales - Sales What you will do The primary role of the Internal Wholesaler is to drive sales and build relationships with Financial Professionals selling PGIM Global Wealth Mutual Funds and Managed Accounts. The Internal Wholesaler must achieve...Part time$55k - $92.5k
...policyholders. This role will also be responsible for delivering the AXIS North America Claims value proposition engaging with stakeholders, brokers, and insureds to ensure constant communication and service engagement distinguishes AXIS claims every day. This role will lead...Work at office- Covenant House New Jersey is seeking a Billing Specialist to support financial leadership in Medicaid billing processes for housing support services. The role involves ensuring compliance with Medicaid guidelines, managing claims, and training staff. The ideal candidate...
$18 per hour
...locations where the local minimum wage exceeds the base pay for this position are also not eligible for consideration. This is due to compliance with wage regulations and internal compensation practices. DS01 Skills Customer Centricity, Customer Insights, Customer Sales,...Remote jobHourly payMinimum wageFull timeWork at officeLocal areaWork from homeHome officeWork visaWeekend workAfternoon shift$55k
...attention to detail. Consistently maintain a positive attitude and professional demeanor. Demonstrate ethical sales practices and ensure compliance with all relevant regulations. Failure to pass an internet speed test will suspend the employment onboarding process, as all...- LEW I S & ASSOCIATES is a leader in providing Legal and Administrative staffing services. We are a sole source staffing firm giving you convenient ways of working with us. We make every effort to ensure the highest degree of professionalism and integrity in the staffing...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Broker-Dealer Compliance Specialist. Be the first to apply!

