Investment Compliance Automation Associate
CFA Institute
PIMCO in Newport Beach seeks an Associate for the Legal & Compliance department to contribute to building and automating the firm's investment guideline framework. You will translate complex guidelines into scalable automated controls and work with Legal, Compliance, Technology, and Trading teams to support the global platform. The role blends investment compliance, technology, and data analytics, with opportunities to gain end-to-end exposure, develop SME knowledge, and advance rule coding #J-18808-Ljbffr CFA Institute
$87k - $93k
PIMCO Ltd. - Pacific Investment Management Company is seeking an Associate for its Legal & Compliance department. This role focuses on coding and automating compliance guidelines. The position requires a bachelor's degree and at least 2 years of experience in compliance...Suggested- ...global leader in fixed income, is seeking an Associate in the Legal & Compliance department to support the proprietary Rule Automation system. The role involves coding and... ...regulatory, and internal guidelines, bridging investment compliance, technology, and data analytics...Suggested
- Canterbury Consulting, Inc. in Newport Beach, CA, seeks a Compliance Associate to engage broadly in regulatory matters across the firm. The role involves supporting the Chief Compliance Officer and performing ongoing testing of policies and procedures. Candidates should...SuggestedWork at office
$75k - $85k
Canterbury Consulting Incorporated is seeking a Compliance Associate for their Newport Beach, California office. This role involves managing... ..., supporting regulatory filings, and enhancing the investment adviser compliance program. Ideal candidates should have 2+...SuggestedWork at office$75k - $85k
...Health insurance Paid time off Parental leave Profit sharing Compliance Associate Location: Newport Beach (Note that this position is located... ...fund manager. Support the ongoing development of the investment adviser compliance program, working closely with the Chief...SuggestedWork at officeWork from homeMonday to FridayFlexible hours$60 per hour
A globally recognized investment management organization is seeking a detail-oriented and motivated Compliance Consultant for a temporary opportunity within its Legal and Compliance team. The firm is known for its strong presence in fixed income markets and its growing...Contract workTemporary workWork at officeRemote work$50 - $60 per hour
ProPivotal in Newport Beach, CA, seeks a detail-oriented Compliance Consultant for a temporary assignment within its Legal and Compliance team. The hybrid schedule is 4 days onsite and 1 day remote, with a pay range of $50-60/hour. You will support regulatory monitoring...Temporary workRemote work$38.46 - $40.87 per hour
...Job Title: Compliance Specialist Location: Irvine, CA 92612 Salary Range: $38.46 - $40.87 Hourly Position Type: Full Time Description Position Overview *THIS POSITION WILL BE LOCATED AT 450 KING AVE, WILMINGTON, CA 90744* Ensure...Hourly payFull timeWork at officeFlexible hours$30 - $45 per hour
...Competitive Compensation Paid Time Off Career Growth Opportunities Job Summary We are seeking a skilled Labor Compliance Coordinator to join our team. In this role, your aim is to ensure employees are compensated accurately and promptly. Your responsibilities...Hourly pay$215k - $260k
...income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit... ...seeking a seasoned and strategic Senior Vice President, Senior Compliance Officer to lead critical components of the firm's global...Flexible hours$103.14k - $126.06k
...including your own. We're actively seeking a talented Senior Compliance Analyst to join our Distribution & Marketing Compliance Team... ...including producers, suppliers, vendors, and end clients. Leverage automation technology to improve efficiency, accuracy, and develop new...Work at officeFlexible hours$108k - $135k
...income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit... ...activities, PIMCO seeks a dynamic individual to serve as a Compliance Officer within PIMCO’s Legal and Compliance Department. This role...Work at officeFlexible hoursShift work- Bank of America is seeking a Financial Solutions Advisor Stage I in Newport Beach, CA. The position involves obtaining securities licenses and developing client relationships to help them manage their finances effectively. You will receive comprehensive training, coaching...
- ...Compliance Analyst (IT/Cybersecurity Focus) opportunity in Huntington Beach, CA Are you an IT professional with a strong cybersecurity background who enjoys bridging technology and compliance? Family-owned for over 75 years, Precision Resource is a leading global supplier...Permanent employmentWork at officeFlexible hours
$113k - $149k
...military in months, not years. About the Job The Supply Chain Compliance Analyst builds and maintains the compliance infrastructure that... ...benefits for full‑time employees, including: Benefits At Anduril, we invest in our people. Our comprehensive, competitive benefits package...Full timeWork experience placement- Ever, located in Costa Mesa, is seeking a detail-oriented Business Office Coordinator to manage title processing, registrations, compliance, and vehicle acquisition documentation. You will collaborate with Finance, Sales, Operations, and Purchasing to ensure accurate title...Work at office
$120k - $155k
...submission meetings and formal interactions with FDA and MHRA Collaborate with clinical, quality, and R&D teams to ensure regulatory compliance throughout product development Maintain regulatory intelligence on combination product pathways and competitive landscape...Local areaFlexible hours- Requisition ID: 181105 Job Level: Mid Level Home District/Group: Southern California District Department: Compliance Market: Water/Wastewater Employment Type: Full Time Position Overview As a vital member of the Compliance team, your role is essential to ensuring...Full timeContract workFor contractorsApprenticeshipFor subcontractorWork at officeLocal areaRelocationWeekend work
$77k - $102k
Slope is seeking a detail-oriented Expense Analyst to manage employee expenses and ensure compliance with company policies. This role involves reviewing travel expenses, ensuring policy compliance, and supporting month-end close processes. The ideal candidate will have...$30 - $45 per hour
We are seeking a skilled Labor Compliance Coordinator to join our team. In this role, your aim is to ensure employees are compensated accurately and promptly. Your responsibilities will include processing timesheets, updating records, overseeing payroll payments, and answering...Hourly pay- Ever in Costa Mesa seeks a detail-oriented Business Office Coordinator to manage title processing, registrations, and compliance across states. You will coordinate with Finance, Sales, Operations, and Purchasing to ensure accurate title work and timely documentation. You...Work at office
$60 per hour
We are seeking a Compliance Officer to join a high-performing compliance team focused on managing material non-public information (MNPI... ...up to $60/hour based on experience Work closely with legal, investment, and compliance teams across international offices Gain exposure...Hourly payRemote work- Acuity Inc. is seeking a Trade Compliance professional to ensure US, Mexico, Canada and LATAM adherence to trade laws and corporate policies. This role coordinates import/export activities, conducts audits, and implements corrective actions to sustain a robust compliance...
$22.3 - $25.65 per hour
Job ID: 288779Store Name/Number: CA-Huntington Beach (0914)Address:21040 Pacific Coast Highway Space F120, Huntington Beach, CA 92648, United States (US)Hourly/Salaried: Hourly (Non-Exempt)Full Time/Part Time:Part TimePosition Type: Regular Your Role at Sephora: As a Licensed...Hourly payFull timePart timeShift workNight shiftWeekend work- ...audits of Boeing-supplied materials, parts, and assemblies in Huntington Beach, CA. You will assess supplier capability and ensure compliance with Boeing specs and regulatory requirements. You will create executive-level presentations, perform root cause analyses, mentor...
- Job Description Job Description We are seeking a motivated and detail-oriented Mortgage Loan Officer to join our dynamic team. In this role, you will be responsible for selling your clients. After collecting minimum documentation, we handle the rest for you. Our average...Monday to FridayShift work
- ...questions, Metropolitan Home Mortgage invites you to take a closer look at our unique career proposition for loan officers. $10K+NEW ASSOCIATE BONUS FOR NMLS-CA DOC LICENSED LOAN OFFICERS! MTM is a 20 year old direct-lender based in Irvine; we handle the entire loan...Work at officeImmediate start
- JobRx, Inc. is seeking a QA Specialist in Costa Mesa, California, responsible for reviewing batch production records and ensuring compliance with FDA, EMA, and internal QMS requirements. The candidate will apply knowledge of cGMP regulations and quality systems to...
$30 - $45 per hour
JLM Strategic Talent Partners in Costa Mesa, California, is seeking a skilled Labor Compliance Coordinator to ensure accurate and prompt employee compensation. Responsibilities include processing timesheets, overseeing payroll payments, and maintaining salary records....Hourly pay$65k - $70k
...of this job. JBI, Ltd. - a rapidly expanding leader in government consulting and professional services, is seeking a Training & Compliance Specialist to join our dedicated team in Newport Beach, CA. Job Type: Full-time Pay: $65,000.00 - $70,000.00 per year 401(k) Disability...Full timeWork at officeLocal areaTrial periodMonday to FridayFlexible hoursShift work
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