Senior Broker-Dealer Regulatory Counsel
Edward Jones HQ
Edward Jones is seeking an experienced attorney to join its Legal-US Business Segments and Branch Support team in Tempe, Arizona. This role involves providing legal guidance on broker-dealer operations and compliance, working closely with various teams to navigate complex regulatory issues. The ideal candidate will possess a Juris Doctorate, be licensed in Missouri, and have at least ten years' experience in private practice, with a strong background in broker-dealer regulations and wealth management. #J-18808-Ljbffr Edward Jones
- ...Centauri Health Solutions, Inc. is seeking an Associate General Counsel in Tempe, Arizona. This role involves providing legal support for commercial contracts, regulatory matters, and compliance within various lines of business. The ideal candidate will have a Juris Doctor...RegulatoryContract work
$133.37k - $156.9k
...risk considerations, including potential litigation exposure and regulatory compliance matters. Support business partners with contract... ...Experience advising trustees, custodial banks, investment advisers, brokers, insurers, or similar financial institutions is preferred....SeniorRegulatoryContract workTemporary work3 days per week- Senior Counsel Department: Legal Employment Type: Full Time Location: US-Arizona-Tempe-Corp HQ Description This position is ideal for early-to-mid career lawyers to join the AMS Regional Legal Team as Counsel to serve as a strategic business partner providing support...SeniorHourly payFull timeContract workTemporary workInternshipLocal areaFlexible hours
- ...Description Position Overview We are seeking a seasoned Senior Electrical Superintendent to oversee electrical operations on... ...quality control measures to ensure adherence to technical and regulatory specifications. Resolve issues proactively, including technical...SeniorRegulatoryFor contractorsFor subcontractorLocal areaWeekend workAfternoon shift
- A leading multidiscipline consulting firm seeks a Senior Scientist, Engineer, or Geologist in Tempe, AZ, specializing in NEPA procedures... ...development. Ideal candidates have extensive experience with regulatory processes, a relevant bachelor's degree, and strong...SeniorRegulatory
- ...their Compensation Operations team in Tempe, Arizona. The role involves processing multi-state payrolls, ensuring compliance with regulatory statutes, and managing internal controls. Candidates should have a bachelor's in Accountancy, strong analytical skills, and...SeniorRegulatory
- ...and a minimum of 8 years in medical leadership, the role includes engaging with cross-functional teams and stakeholders, managing regulatory compliance, and fostering relationships in the medical device industry. A competitive salary range is offered, emphasizing...SeniorRegulatory
- ...approaches and collaboration. The right candidate will have a strong background in the merchant services industry and excellent communication skills. You’ll be part of an innovative team, striving for success while adhering to regulatory standards. #J-18808-Ljbffr ChaseSeniorRegulatory
- MillenniumSoft Inc is seeking a Sr. Regulatory Affairs Specialist in Tempe, AZ for a 12+ month contract. The role involves managing product remediation and regulatory submissions to market medical devices in the EU. Qualified candidates should have a Bachelor's degree...SeniorRegulatoryContract workLocal area
- ...A leading engineering firm is seeking a Senior Project Manager to lead the planning, design, and implementation of transit projects.... ...will oversee multi-disciplinary teams, ensuring compliance with regulatory requirements and managing budgets and schedules. Key qualifications...SeniorRegulatory
$178.85k - $234.74k
Hi, we're Oscar. We're hiring a Senior Counsel, Vendor Management and Contracting to join our Corporate Counsel team. Oscar is the first health insurance company built around a full stack technology platform and a relentless focus on serving our members. We started Oscar...SeniorFull timeContract workWork at officeFlexible hours- ...to excellence. Position Overview Join Verra Mobility as Senior Counsel, and become part of a dynamic legal team that operates in... ...support across a wide range of operational matters, including regulatory compliance, risk management, privacy, real estate, product development...SeniorRegulatoryContract workLocal area
- ...candidate has over 2 years of experience in procurement and subcontract administration, strong negotiation skills, and familiarity with regulatory compliance. You will work in a hybrid model, report to the Director of Strategic Sourcing, and will be involved in various...SeniorRegulatoryContract work
- ...and build lasting relationships in business banking, leveraging your expertise to recommend tailored solutions while adhering to regulatory requirements. Strong knowledge of merchant services and excellent communication skills are essential. A competitive rewards package...SeniorRegulatory
$46.14k - $48.64k
...multi-task, while navigating through multiple business applications Ability to apply knowledge and understanding of insurance regulatory and compliance requirements Acquire Property & Casualty licenses and state registrations within 90 days of hire depends on location...RegulatoryPermanent employmentContract workWork at officeLocal areaRemote workRelocation packageMonday to FridayShift workAfternoon shift2 days per weekWeekday work- U.S. Bank is seeking a Senior Operations Processor 6 - SBA Loan Processor based in Tempe, Arizona. This position involves processing SBA commercial loans, supporting regulatory requirements, and collaborating with internal teams to maintain process integrity. The ideal...SeniorRegulatory
- BioSpace seeks a Senior Verification Engineer in Tempe, Arizona. You will lead verification activities in the PDS&T Injection Device group, ensuring design outputs meet user needs and regulatory expectations. Ideal candidates have a Bachelor's or Master's degree in Engineering...SeniorRegulatory
- A major global medical technology company is seeking an R&D Engineer III in Tempe, AZ, who will focus on design validation and regulatory compliance for medical products. This role requires a Bachelor's degree in Engineering and at least 6 years of related experience....SeniorRegulatory
- ...including planning and compliance, and respond to inquiries from regulatory authorities Staying current on recent tax developments... ...leading technical tax training for staff Work closely with senior management in mentoring, supervising and evaluating staff...SeniorRegulatory
- A global leader in environmental consulting is seeking a Senior Geotechnical Engineer to join their Tempe, AZ team. The role involves... ...years of relevant experience, and the ability to coordinate with regulatory agencies. This position offers opportunities for growth and...SeniorRegulatory
- ...instruction, and evaluating training effectiveness. Ideal candidates will have at least 3 years of transit experience, expertise in regulatory policies, and excellent communication skills. Join us in fostering a diverse workforce and ensuring safety in all operations. #J...SeniorRegulatory
- ...group is looking for a Data Risk Vice President in Tempe, AZ. This senior role focuses on managing and overseeing data risk policies and... ..., engaging with stakeholders, and ensuring compliance with regulatory requirements. This position offers a competitive salary and benefits...SeniorRegulatory
- A leading automotive company in Tempe, Arizona, is hiring a Senior Associate in Real Estate. This role involves managing acquisitions and optimizing a large real estate portfolio supporting a significant annual revenue business. Candidates should have 5-10 years of experience...Senior
$71.54k - $93.9k
Oscar Health Insurance in Tempe, Arizona is hiring a Senior Specialist, Marketing to join our Marketing team. You will help create engagement... ...alignment with business goals, while respecting compliance and regulatory standards. The position comes with a competitive salary ranging...SeniorRegulatoryFull timeWork at office- Role, Inc. in Tempe, Arizona is seeking candidates for a Full-Time position focusing on commercial real estate. Successful applicants will possess a Bachelor’s degree and 5-7 years of relevant experience. This role requires strong financial analysis and problem-solving ...SeniorFull timeWork at office
- ...managing the Wellness department to ensure residents achieve their highest level of wellness. This role involves learning about regulatory compliance, medication management, and collaboration with interdisciplinary teams to deliver person-centered care. #J-18808-Ljbffr...SeniorRegulatory
- ...Technology is seeking a Sr. Financial Analyst in Tempe, Arizona. This mid to senior-level position involves driving financial planning and strategic analysis for Worldwide Legal, Regulatory, and HR organizations. The role requires partnership with senior leadership to...SeniorRegulatoryWorldwide
$80k - $120k
...with carriers. Communicate proactively to manage expectations and timelines. Documentation & Compliance Ensure all claims meet regulatory, carrier, and contractual requirements. Track key deadlines, submission milestones, and follow‑up tasks. Maintain audit‑ready...RegulatoryFull timeFor contractorsCasual workWork at officeAfternoon shift- Array Tech, Inc. in Chandler, Arizona, is seeking a skilled commercial contracts professional to manage the full lifecycle of various agreements. Key responsibilities include drafting, negotiating, and ensuring compliance with contract standards while providing timely legal...SeniorContract work
- FALL CREEK FARM & NURSERY is seeking an Assistant General Counsel to provide legal leadership across compliance, sustainability, and employment law. This role involves leading the global compliance program, overseeing litigation management, and offering legal support to...SeniorPrivate practice
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Broker-Dealer Regulatory Counsel. Be the first to apply!


