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OSJ Compliance & Sales Lead

U.S. Bank

U.S. Bank is seeking a senior supervisor for OSJ oversight within Wealth Management. You will coach, monitor, and ensure compliance with FINRA, SEC, MSRB, and internal policies while coordinating annual reviews and regulatory training. The role involves working with Market Leaders and other leaders to maintain high standards of supervision and ethics across the branch network in the United States. A financial services background is essential. #J-18808-Ljbffr U.S. Bank

Vacancy posted 4 days ago
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