Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior Controller - FINRA Broker-Dealer

B. Riley FBR, Inc.

B. Riley FBR, Inc. in Los Angeles is seeking a Controller to lead the accounting function and ensure compliance with broker-dealer regulations. The ideal candidate has over 7 years of accounting experience, proficiency in FINRA reporting, and strong leadership skills. Responsibilities include managing the monthly close, preparing financial reports, and overseeing a growing accounting team. This is a critical, high-visibility role offering a competitive salary based on experience. #J-18808-Ljbffr B. Riley FBR, Inc.

Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Senior Controller - FINRA Broker-Dealer in Los Angeles, CA vacancy
  • B. Riley Securities in Los Angeles is looking for an experienced Controller to lead their accounting function. This senior role involves overseeing the general ledger, financial reporting, and developing a team. Ideal candidates will have a Bachelor’s degree in Accounting... 
    Senior
    Remote job

    B. Riley Securities

    Los Angeles, CA
    4 days ago
  •  ...A healthcare organization is hiring a Controller to build its accounting foundation during a growth phase. This remote role involves overseeing financial processes, ensuring audit readiness, and collaborating with executive leadership. Candidates should have over 10 years... 
    Senior
    Remote work
    Flexible hours

    Zócalo Health

    Los Angeles, CA
    4 days ago
  • $66k - $95k

     ...Broker Dealer Compliance Team Member The Broker Dealer (BD) Compliance team is responsible for ensuring that the Firm's policies and procedures...  ...Need to Have: ~1-3 years of BD Compliance experience ~ FINRA Series 7 & 24 required ~ HS Degree at minimum, with Bachelor... 
    Suggested
    Work at office
    Shift work

    Cetera Financial Group

    El Segundo, CA
    5 days ago
  • Zocalo Recruiting is seeking a strategic Controller based in Los Angeles, California. This role involves overseeing all accounting and financial operations across a diverse real estate portfolio. The ideal candidate will have 7-10+ years of accounting experience and will... 
    Senior

    Zocalo Recruiting

    Los Angeles, CA
    2 days ago
  • A dynamic company in Santa Monica, CA, is looking for a Controller to supervise accounting operations. The ideal candidate will have a Bachelor's degree in accounting or business administration and over 10 years of relevant experience. Responsibilities include producing... 
    Senior

    Randstad

    Santa Monica, CA
    3 days ago
  • An established industry player is seeking a Financial Controller to join its leadership team in Los Angeles. This hybrid-eligible role involves overseeing day-to-day accounting functions, leading a finance team, and ensuring compliance with grant and regulatory requirements... 
    Senior

    GHJ

    Los Angeles, CA
    2 days ago
  • A staffing and recruitment company is seeking a Controller in Santa Fe Springs, CA for a contract-to-direct hire role. The successful candidate will have 8-10 years of accounting experience, preferably in a construction environment. Responsibilities include producing financial... 
    Senior
    Contract work
    For contractors

    Amtec

    Santa Fe Springs, CA
    4 days ago
  • A dynamic construction technology company based in Santa Monica is looking for an experienced Controller to lead its financial operations. The ideal candidate will have over 7 years of accounting experience and a strong grasp of GAAP, managing cash flow, AR/AP, and financial... 
    Senior

    GoSource

    Santa Monica, CA
    5 days ago
  • A consumer goods company based in California is seeking a Controller to lead its accounting function and oversee financial closing while ensuring accuracy and compliance. This role requires strong technical accounting expertise and experience in fast-paced environments... 
    Senior

    Golden Pet Brands

    El Segundo, CA
    1 day ago
  • $182.6k

    University of California - Los Angeles Health is seeking a Controller to oversee enterprise accounting operations across its complex academic...  ...standards, and providing strategic financial analysis to senior leadership. The ideal candidate will have a Bachelor's degree in... 
    Senior

    University of California - Los Angeles Health

    Los Angeles, CA
    5 days ago
  • $100k

    An organization fighting hunger in Los Angeles is seeking a strategic Controller to manage all accounting, reporting, and payroll activities. This vital role involves overseeing a $10 million budget, coordinating budgeting processes, and ensuring compliance with regulations... 
    Senior

    Food Forward Inc.

    Los Angeles, CA
    4 days ago
  • $165k - $189k

    A luxury automotive service provider in Beverly Hills is seeking a Controller to oversee financial and risk management operations. The role requires a Bachelor's degree in Accounting and a minimum of 5 years of experience in an auto dealership business office. Responsibilities... 
    Senior
    Work at office

    O'Gara Coach Company LLC

    Beverly Hills, CA
    4 days ago
  • $170k - $220k

    SENIOR CONTROLLER COMPANY BH Properties is a privately held commercial real estate investment firm focused on value‑add acquisitions in office...  ...for information from our third party tax preparer, insurance broker, and property tax consultant. Initiate approved wire... 
    Senior
    Work at office

    BH Properties

    Los Angeles, CA
    4 days ago
  • $150k - $175k

    What This Is RDI is hiring a Senior Controller to own the finance function end to end. You will lead our monthly close, GAAP financial statements, ASC 606 revenue recognition, the billing tracker, lender reporting, and the forward forecast model. You will also oversee the... 
    Senior
    Contract work
    Work at office

    RDI

    Los Angeles, CA
    5 days ago
  •  ...Dealer Relationship Manager Develop and maintain strong relationships with dealers through in-person meetings, regular phone contact...  ..., Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, FINRA Rule 3110(e), and the Investment Advisors Act of 1940. Truist... 
    Senior
    Full time
    Part time
    Work at office

    Minnesota Jobs

    Los Angeles, CA
    1 day ago
  • $150k - $175k

    RDI is seeking a Senior Controller in Los Angeles to own the finance function end-to-end. You'll lead financial statements, manage the outsourced accounting team, and ensure compliance with revenue recognition standards. This role offers significant ownership and the chance... 
    Senior

    RDI

    Los Angeles, CA
    3 days ago
  • $182.6k

    A leading academic health system in California is seeking a Controller to oversee its enterprise accounting operations. This role involves...  ...in Accounting, CPA certification, and extensive experience in senior-level accounting within healthcare environments. The position offers... 
    Senior

    UCLA Health

    Los Angeles, CA
    3 days ago
  • $150k - $200k

    A national accounting recruitment firm is seeking an experienced Controller to lead accounting and financial operations in Commerce, CA. This fully onsite position requires oversight of financial reporting, multi-entity accounting, and banking relationships. The ideal... 
    Senior

    GHJ Search and Staffing

    Los Angeles, CA
    5 days ago
  •  ...Sales Manager Join the Asset Managers & Broker Dealers Payments Sales team! As a Payments...  ...solutions optimally. Engage clients at senior and strategic levels to provide...  ...with strong experience in AML/KYC risk and control process. FEDERAL DEPOSIT INSURANCE... 
    Overseas

    Chase

    Pasadena, CA
    4 days ago
  • The HT Group is looking for a qualified Controller in Los Angeles, CA. This role involves managing day-to-day accounting operations and providing accurate financial reporting. The ideal candidate should have a Bachelor's degree in accounting, CPA or CFA preferred, and... 
    Senior

    The HT Group

    Los Angeles, CA
    2 days ago
  • A recruitment firm seeks an experienced Controller to lead the accounting team and manage all financial functions. This hands-on leadership role is ideal for those who thrive in a small, entrepreneurial environment. Key responsibilities include overseeing all accounting... 
    Senior

    Top Hires International

    Los Angeles, CA
    3 days ago
  • $165k - $189k

    O'Gara Coach in Los Angeles is seeking a Controller responsible for financial, administrative, and risk management operations. The ideal candidate will prepare financial statements, supervise the business office, and ensure compliance with financial regulations. Requires... 
    Senior
    Work at office

    O'Gara Coach

    Los Angeles, CA
    4 days ago
  • A premier commercial real estate law firm is seeking an experienced California transactional real estate paralegal to join their team. This fully remote opportunity involves taking on a specialist role with significant title and survey responsibilities. Ideal candidates...
    Senior
    Remote work

    The Los Angeles County Bar Association - LACBA

    Los Angeles, CA
    4 days ago
  • $170k - $200k

    Buxbaum is looking for a Controller located in Los Angeles, California. In this role, you will manage the full accounting cycle, lead close processes, and prepare financial statements in accordance with GAAP standards. The ideal candidate will have over 10 years of accounting... 
    Senior
    Remote job
    Flexible hours

    Buxbaum

    Los Angeles, CA
    5 days ago
  • A leading water product company in Glendale, California, seeks a motivated Controller to oversee financial procedures and develop accounting policies. The ideal candidate will utilize their extensive experience in GAAP, risk management, budgeting, and accounting software... 
    Senior

    Home Organizers

    Glendale, CA
    4 days ago
  • COCO, a fast-growing robotics company located in Venice, CA, is seeking a Controller to oversee all financial activities and manage the accounting department. This role requires a Bachelor's degree in accounting or related field and at least 5 years of relevant experience... 
    Senior
    Local area

    COCO

    Los Angeles, CA
    1 day ago
  • $200k - $285k

     ...Senior Vice President/Broker III, Casualty Constructure & Infrastructure We currently have an exciting career opportunity for a Senior Vice President, Casualty Construction Broker position is hybrid in our Los Angeles, Denver, Chicago, St. Louis, Boston or Atlanta... 
    Senior
    Full time
    Temporary work
    Part time
    For contractors
    Work at office
    Local area

    Aon

    Los Angeles, CA
    4 days ago
  • $98k - $120k

     .... The ideal candidate will have over 7 years of experience, strong analytical and communication skills, and the ability to develop broker relationships. The base salary range is $98,000-$120,000, plus bonus potential. Join a collaborative culture that values your contributions... 
    Senior

    American International Group

    Los Angeles, CA
    5 days ago
  • $123.5k - $179k

    Payments Sales Manager- Asset Managers & Broker Dealers- Vice President Los Angeles, CA, United...  ...solutions optimally. Engage clients at senior and strategic levels to provide integrated...  ...strong experience in AML/KYC risk and control process. FEDERAL DEPOSIT INSURANCE ACT... 
    Full time
    Overseas
    Shift work

    TwinThread

    Los Angeles, CA
    5 days ago
  • $123.5k - $179k

    TwinThread is seeking a Payments Sales Manager in Los Angeles, CA. This role requires expertise in cash and liquidity management products and a proven track record in sales. You will be responsible for driving payments solutions sales and building client relationships. ...

    TwinThread

    Los Angeles, CA
    5 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior Controller - FINRA Broker-Dealer. Be the first to apply!