Broker-Dealer Compliance & Marketing Associate
TPG
TPG, a leading global alternative asset management firm, is seeking an Associate for its broker-dealer Compliance team in New York. You will conduct compliance oversight of fundraising and capital market activities and design policies to ensure legal and regulatory obligations are met. Responsibilities include reviewing marketing materials, preparing regulatory filings, and supporting licensing for broker-dealer personnel, with emphasis on FINRA and Advisers Act standards. #J-18808-Ljbffr TPG
Vacancy posted 4 days ago
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