Trader

Responsibilities Execute daily trade operations workflows, including cash, position, and trade reconciliations, ensuring operational procedures and risk controls are followed and properly documented. Ensure timely, accurate settlement of trades and client allocations; investigate and resolve trade breaks (client-side and street-side). Maintain accuracy of positions, cash balances, and broker/clearing data across firm systems. Monitor and process mandatory and voluntary corporate action events, including dividends, interest payments, and splits. Support account maintenance and review of new and existing account activity for trading eligibility. Partner with Compliance, Finance, Product and Engineering teams to support regulatory reporting, trade surveillance, and system enhancements. Identify and escalate operational risk issues; contribute to process improvement and control documentation. Support internal audits, regulatory exams, and control testing related to trade operations. Requirements Bachelor's degree in Finance, Economics, or a related quantitative field. 4+ years of experience in brokerage or trade operations at a broker-dealer, exchange, or clearing firm. Working knowledge of the FINRA/SEC regulatory framework applicable to broker-dealers. Strong attention to detail and reconciliation/analytical skills. Intermediate or advanced in Excel/GoogleSheets and comfort working within trading and clearing systems. Intermediate skills in SQL and managing large data sets. FINRA Series 99 required (or ability to obtain within 90 days of hire). FINRA Series 7 and Series 63 preferred. Core Competencies Demonstrates expertise in trade operations, including cash and position reconciliations, regulatory compliance, and risk management. Proficient in data analysis and reporting, with strong skills in Excel, SQL, and trading systems. #J-18808-Ljbffr