Wells Fargo Advisors Supervisory Control Specialist
Phenom People
Supervisory Control SpecialistWells Fargo Advisors (WFA) is seeking a Supervisory Control Specialist responsible for providing remote sales supervision and support within assigned branches and/or regions for the Private Client Group (PCG) and Wealth Brokerage Services (WBS) channels.In this role, you will:Participate and consult regarding policies and procedures, controls, tools and trainingIdentify opportunities for additional synergies and to maximize efficiencies within the private client groupReview and analyze controls to manage high risk investment strategies and complex productsEvaluate resources to monitor risk and exercise independent judgment to guide process changes, process improvements, and technology enhancementsPresent recommendations for resolving complex analysis in search of current and best practicesGather and analyze data, identify trends and present analysis through meaningful statisticsDevelop expertise in firm, compliance and regulatory policies and proceduresCollaborate and consult with Financial Advisors, Regional and more experienced Management, Private Client Group, Branch Managers, Operation Managers, Supervision Managers, and varying Business UnitsRequired Qualifications:2+ years of Supervisory Control, Corporate Insurance Risk, Risk Management Consulting, Property or Casualty Insurance, Insurance Brokerage experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, educationSuccessfully completed Financial Industry Regulatory Authority (FINRA) Series 7 and 66 (63 and 65) examinations (or FINRA recognized equivalents) sufficient to qualify for immediate FINRA registrationDesired Qualifications:Conflict management and decision-making skillsIntermediate Microsoft Office skillsAbility to navigate multiple computer systems, applications, and utilize search tools to find informationStrong negotiation skillsExcellent verbal, written, and interpersonal communication skillsAbility to interact with all levels of branch associates and business unitsStrong attention to detail and accuracy skillsFINRA registration including Series 9/10 (or FINRA recognized equivalents)Job Expectations:Ability to travel up to 25 percent of the timeObtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. In addition, state registration, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA review process at the time of offer acceptance.Registration for FINRA Series 9/10 must be completed within a 90 or 180-day time period contingent upon number of license(s) needed if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This will be communicated at time of offer acceptance.This position is Not Eligible for a Visa SponsorshipJob Posting Locations:2801 Market St., F & L Bldg., St. Louis, Missouri 63103401 S Tryon St., Charlotte, North Carolina 2820290 S 7th St. Minneapolis, Minnesota 55402-3903We Value DiversityAt Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.
$96k - $154k
...Senior Supervisory Control Specialist Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Marketing and Advertising Review Supervision... ...and Marketing Review Group Partner with Financial Advisors and Practices to help them gain supervisory and...SuggestedOngoing contractWork experience placementWork at officeImmediate startFlexible hours$133.5k - $207.5k
...part of a dynamic team that's transforming the global retail supply chain!Position Summary:We're hiring a Senior Manager, Risk & Controls to own and elevate our SOX compliance program at SPS Commerce. This is a high-visibility role where you'll serve as the organization...SuggestedFull timeRemote workFlexible hoursShift work$70k - $80k
...creative partner, not replacement. Visual Brand Stewardship & Quality Control : You'll review and refine all content before publishing to... ...Benefits Salary: $70,000-$80,000 annually (full-time) Health & Wellness: Monthly wellness stipend + access to personalized and group...SuggestedFull timeRemote work- ...Associate Fund Controller – GP Fund Solutions As an Associate Fund Controller at GPFS, your work drives client success, supports investors, and strengthens lasting relationships; all while growing your own career! Join GP Fund Solutions (GPFS) - a people-first...SuggestedFull timeWork at officeTrial period
$52.38 - $78.58 per hour
...Staff Acoustics & Noise Control Specialist In this role as an Staff Acoustics & Noise Control Specialist, you will have the opportunity... ...dental and vision insurances along with disability and a robust wellness program. To support a healthy work-life balance, we offer...SuggestedWork experience placementWork at officeLocal areaRemote workFlexible hours- Our client, a large and growing Commercial Bank, is looking for an accomplished risk and controls leader to strengthen first-line risk oversight across the enterprise in Minneapolis, Minnesota. This role will shape practical, scalable approaches for control monitoring,...
- ...Controller – GP Fund Solutions As a Controller at GPFS, your work drives client success, supports investors, and strengthens lasting... ...clients. Coordinate and oversee the external audit process, as well as annual tax reporting in partnership with third-party...Work at officeTrial period
$38 - $40 per hour
...Assistant Project Controls Specialist (Cost/Reporting) Immediate need for a talented Assistant Project Controls Specialist (Cost/Reporting). This is a 06+ months contract opportunity with long-term potential and is located in Bloomington, MN / Duluth, MN (Onsite)....Contract workWork at officeLocal areaImmediate start- ...Assistant Project Controls Specialist The Assistant Project Controls Specialist will support all aspects of project controls and reporting, including, project change management, cost control, progress measurement, schedule development and schedule control. Assist...Contract workWork at office
$17 per hour
...work effectively with multiple stakeholders. ~ Ability to work well on a team and independently. ~ Ability to manage specific... ...parking in the Hawthorne ramp and free meals before home games. Supervisory Responsibility, if any This position does not have a...Hourly payPart timeSeasonal workWork at officeFlexible hoursNight shift$26.44 - $32.69 per hour
.... The role of the Import Specialist is to process and handle air... ...with laws and regulations, as well as JAS Forwarding operating... ...duties as requested SUPERVISORY RESPONSIBILITIES: ~ None... ...100% performed in climate-controlled internal office environment...Hourly payContract workWork at officeImmediate startOverseasShift work- A leading health services organization is looking for a Financial Clearance Representative Associate in Minneapolis, MN. This role focuses on completing the financial clearance process and ensuring timely authorizations for patient services. Ideal candidates will have strong...Remote job
$105.5k - $131.9k
...POSITION SPECIFICATION Position : Controls Specialist Department: Performance Group (PG) Reporting Relationship: Controls Manager... ...systems fundamentals. May include classroom-style sessions as well as traditional on the job field testing training. Regular...Permanent employmentFull timeTemporary workFor subcontractorFlexible hours$103.2k - $129k
...the global workplace.About the role:As a Principal Project Controls Specialist, you will be responsible for project control scheduling activities... ...the diverse needs of our employees, while also promoting wellness and career growth. The following are representative of what...Local areaRemote workFlexible hours$99k - $176k
...policy requirements and design supporting processes and controls, including field procedures, supervisory procedures and system controlsProvide guidance to... ...operational risk, policy and disclosure management teams, as well as functional groups, such as Compliance, Law Group...Full timeFlexible hours$20 per hour
...at meal sites, warehouse, and events) POSITION SUMMARY Loaves & Fishes is seeking a dynamic, on-the-ground Social Media & Content Specialist to execute and elevate our established social media strategy. This is not a remote-only content role. The Social Media & Content...Hourly payPart timeFlexible hoursShift work$95.86k - $208.27k
...KPMG is currently seeking a Senior Associate, SAP Business Process Controls & Security to join our Advisory Technology Organization.... ...business-process knowledge to help design secure, simplified, and well-controlled SAP environments by translating business requirements...H1bLocal area- ...Assess and evaluate the design and operating effectiveness of SAP controls (GITCs and business process controls) throughout the business... ...and life insurance, 401(k) plans, and a robust suite of personal well-being benefits to support your mental health. Depending on job classification...H1bLocal area
$26.44 - $31.25 per hour
Overview Placement Type: Temporary Salary: $26.44-31.25 Hourly Start Date: Aug 24, 2026 Aquent is thrilled to partner with a pioneering organization that stands at the forefront of its industry, dedicated to shaping the future through innovation and...Hourly payTemporary workFlexible hours- ...policy requirements and design supporting processes and controls, including field procedures, supervisory procedures and system controls Provide guidance to... ...operational risk, policy and disclosure management teams, as well as functional groups, such as Compliance, Law Group...Flexible hours
- ...driving to win together, energizing others, and building lasting relationships that make the work fun and rewarding.The Senior Controls Specialist serves as a senior technical resource supporting the implementation, validation, commissioning, troubleshooting, and...
$98k - $114k
...customized solutions, backed by targeted risk control and claims services. Our employees are... ...for a Senior Analyst Financial Controls Advisor to join our Finance team in our Plymouth,... ....Maintain accurate, complete, and well-organized documentation to support SOX compliance...Full timeWork at officeFlexible hours- Chip Theory Games is seeking a full-time specialist who will manage all social media platforms for both the Chip Theory Games and Neon Knight... ...and in front of a camera, and have the ability to create well-edited shortform video content regularly and quickly. Graphic design...Full timeWork at officeWork from home
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- Napleton's Lexus of Maplewood is seeking an Automotive Parts Counter Sales Associate to be a liaison for internal and external customers, promoting parts, labor, and accessories. The role combines customer service with parts knowledge in a fast-paced, team-oriented environment...Monday to Friday
- Hyundai Motor America in Brooklyn Park is looking for a Parts Counterperson to assist customers with parts and accessories. This role involves order processing, inventory management, and providing exemplary customer service to both internal and external clients. The ideal...
- ...Chevrolet is seeking an organized, customer-focused Automotive Parts Counter person in Minnesota. You’ll assist technicians, service advisors, wholesale accounts, and retail guests by identifying and selling OEM Chevrolet parts and accessories. Strong communication,...
$85k - $150k
...Description What is the opportunity? The Supervisory Risk Manager (SRM) role is critical to... ...FAs and support staff in the field as well as performing oversight of certain... ...Complex Directors in modifying Financial Advisor behaviors and sales practices that are identified...Full timeWork at officeFlexible hours$93.4k - $128.4k
...focus on regulatory reporting, controls, committee governance, risk... ...assessmentsMaintain policy, procedure, and supervisory control governance routines,... ...our stakeholders — clients, advisors, employees and shareholders.... ...aspects of your health and well-being, including but not...Full timeContract workH1bWork at officeWork from homeVisa sponsorship1 day per week- ...We are looking for a talented Senior GIS Specialist to join our team. You would be joining a... ...and maintain data integrity and quality control procedures.Serve as GIS lead on projects... ..., primarily ArcPro and ArcGIS Online, as well as ArcGIS Experience Builder, ArcGIS Field...Full timeTemporary workPart timeCasual workLocal areaWorldwideFlexible hours
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