Senior Compliance Tester - Regulatory Transactions
Capital One
Capital One is seeking an experienced Compliance Tester II for its Corporate Compliance Testing team in Plano, Texas. The successful candidate will execute risk-based compliance testing to validate adherence to laws and regulations, requiring strong analytical skills, attention to detail, and excellent communication abilities. Responsibilities include conducting compliance tests, reviewing controls, and collaborating with multiple business areas. Preferred qualifications include a Bachelor's degree and experience in financial services compliance monitoring. #J-18808-Ljbffr
- ..., we will: · Have you read through ABS transaction documents to gain an understanding at a... ...as well as examining instances of non compliance with SEC mandated servicing criteria under... ...Experience with compliance (SOX, other regulatory) requirements and testing. · Experience...SeniorRegulatoryWork experience placement
$245.1k - $279.8k
...Senior Director, Commercial Risk Review Capital One’s Credit Review... ...emerging risks Reviewing transactional testing to assess the... ...management, credit review or regulatory Preferred Qualifications Master... ...committed to non‑discrimination in compliance with applicable federal,...SeniorRegulatoryFull timePart timeLocal area- ...lending risk management initiatives, including analytical reporting and compliance monitoring. The ideal candidate has over five years of experience in fair lending compliance and possesses strong regulatory knowledge. The position offers a competitive compensation package...SeniorRegulatory
- Compliance Risk Management Senior Officer - Associate Join to apply for the Compliance Risk Management Senior... ..., Capabilities And Skills Audit, Regulatory, or Testing experience a plus... ...banking, commercial banking, financial transaction processing and asset management....SeniorRegulatory
- ...Job Description Summary As a Senior Credit and Risk Analyst, the... ...role will focus on ensuring compliance, preventing risk, and... ...human judgment Monitor daily transactions to identify and investigate... ...compliance with card brand rules and regulatory guidelines Complete...SeniorRegulatoryFull timeTemporary workWork experience placementWork at officeLocal areaRemote workFlexible hours
- ...Auto line of business. You will be integral to driving profitability and operational objectives through analytical insights and regulatory negotiations. The ideal candidate should have at least 5-7 years of relevant experience, a bachelor's or master's degree, and strong...SeniorRegulatory
- ...Senior Vice President of Experience About the Company Well-established league... ...Categories Advice Banking Compliance Banking & Mortgages Financial Services... ...Advocacy Group Advocacy Regulatory Affairs Networking Charity Business...SeniorRegulatory
- ...Senior Security Assessor For over two decades, our expert team has successfully assisted organizations with the implementation... ...and oversight of their information security, privacy, and regulatory compliance programs. Our reputation is our own, built upon our steadfast...SeniorRegulatory
- ...Join to apply for the Senior In-House Litigation Attorney role at Epic . This position... ...Manage complex litigation and counsel on regulatory, competition, and healthcare law. Assist... ...vendors and industry collaborators to ensure compliance with evolving legal frameworks....SeniorRegulatoryFull timeRelocation
- ...We are currently seeking a Senior Business Analyst to join our team in Plano, Texas (US-TX), United States (US). Job Description... ...into actionable analytics assets while ensuring absolute regulatory compliance. Core Responsibilities Requirement Engineering: Lead discovery...SeniorRegulatory
$25 per hour
...Texas, 75075!.AHS Staffing is looking for a CT Tech Radiologic Technologist in Plano, TX for a Long Term (Tra... Show more Permanent Senior Allied Healthcare Recruiter.If these words inspire you and you're ready to join a team of high-performing recruiters, this role is...SeniorRegulatoryHourly payPermanent employmentFull timePart timeLocumImmediate startRemote workShift workDay shift- ...more complex problems to a senior manager. Job expectations include... ...Tax Policy & Global Tax Compliance. Service tax related client... ...Drive tax initiatives and tax regulatory implementations in... ...products, including complex transaction flows. Knowledge of U.S. Treasury...SeniorRegulatoryWork experience placementWork at officeShift workDay shift
- ...Senior Associate Control Manager Step into a pivotal role at JPMorganChase, where your expertise in compliance and risk management will shape the future of our operations. You'll have... ...control program projects, ensuring regulatory compliance and addressing key risks,...SeniorRegulatory
- Beacon Hill Legal is seeking a senior-level Corporate Transaction Paralegal with at least 10 years of corporate paralegal experience to support a sophisticated... ...documents, including multi-state entity formations, regulatory filings, merger documents, certificates, and licensing...SeniorRegulatoryWork at officeMonday to Friday
- ...Senior Associate In Home Lending Planning And Analysis (P&A) Join our team to lead the development and enhancement of advanced... ...for Home Lending Finance, driving strategic decisions and regulatory compliance through high-quality analytics and cross-functional collaboration...SeniorRegulatoryWork at office
- ...you are a member of Risk Management and Compliance, you are at the center of keeping... ...Monitor loans for covenant, reporting, and regulatory compliance. Support special ad hoc projects... ...banking, commercial banking, financial transaction processing and asset management....SeniorRegulatoryWork at office
$130.56k - $154.63k
...Senior Database Administrator – Workers Compensation Division Berkshire Hathaway Homestate Companies, Workers Compensation... ...policies, safeguarding sensitive data, ensuring compliance with organizational and regulatory standards, mentoring team members, and aligning...SeniorRegulatoryWork at officeImmediate startWork from homeFlexible hours2 days per week$78k - $156k
...opportunity for a Clinical Risk Evaluation (CRE) Senior Scientist/Program Manager . The... ..., Clinical R&D, Quality Engineering, regulatory affairs, product labeling, senior management... ...teams and sustaining teams. Compliance with applicable corporate and divisional...SeniorRegulatoryWork experience placementWorldwideShift work- ...fluctuation analysis. Reviews journal entries to ensure accuracy and compliance with accounting standards. Reviews balance sheet... ...resolution of discrepancies. Assists with internal audits and regulatory examinations. Works closely with the offshore accounting team...SeniorRegulatoryRemote work
- ...analyses of information affecting investment programs and ensure compliance with accounting-related policies and procedures. This role... ...earnings or expenses. Prepare special reports as required by regulatory authorities. Direct organizational budgets to meet financial goals...SeniorRegulatoryContract workWork experience placement
- ...Senior Product Manager (Banking, Investment Banking, Loan Services) Hybrid - Richardson... ...systems responsible for financial transactions, cash movement, and reconciliation . The... ...) Ensure alignment with financial and regulatory compliance requirements Drive stakeholder...SeniorRegulatory
- ...Join to apply for the Senior In-House Litigation Attorney role at Epic . This position... ...various areas of potential risk, including regulatory, competition, healthcare law, and more.... ...and industry collaborators, ensuring compliance with existing and developing legal frameworks...SeniorRegulatoryFull timeRelocationRelocation package
$110k - $120k
...Job Title: Senior Construction Accountant Location: University Park, FL Employment Type... ...orders to ensure financial accuracy and compliance. Partner with project teams to provide financial... ...policies, construction agreements, and regulatory requirements. Other Responsibilities:...SeniorRegulatoryWorldwide$70k - $75k
...Operations Manager to lead high-volume transactional print, mail, and insert operations... ...maximize uptime and preventive maintenance compliance. Oversee inventory management of paper... ...Ensure compliance with all client, regulatory, security, and Conduent policies and procedures...RegulatoryFull timeWork experience placementLocal areaFlexible hoursShift workDay shift- ...Partners are strategic and trusted advisors to senior leaders, responsible for aligning people... ...people strategy for our Borrow, Credit, Regulatory Relations & Business Controls... ...organizational health and performance. Ensure Compliance and Support: Balance employee and...SeniorRegulatoryRemote work
- ...identifying, analyzing, and resolving highly complex problems, ensuring compliance with policies, developing and implementing new processes,... ...Oversee end-to-end processes and ensure adherence to bank and regulatory policy and procedures. Develop and analyze procedures to...SeniorRegulatoryShift workDay shift
$217k - $247.7k
...Overview Senior Director, Compliance The Senior Director, Compliance will perform a key risk management role in the second line of defense... ...be expected to demonstrate proficiency in key areas: Regulatory Risk Assessment: Conduct impact assessments on...SeniorRegulatoryFull timePart timeLocal area$62k - $85.5k
...for supporting the production support compliance inbox and serving as a subject matter expert... ...Production teams by quickly analyzing regulatory requirements and responding to complex... ...simplify one of life's most complex transactions. With headquarters in Southern California...SeniorRegulatoryLocal area- ...Overview We are seeking an experienced Senior Counsel to join our Office of the... ...advisor on complex workforce matters, data compliance issues, and other legal representation matters... ...Experience in international regulatory law Pay & Benefits At Alliance Defending...SeniorRegulatoryWork at officeNight shift
- ...will apply a deep understanding of end-to-end financial transaction processes and regulatory requirements to execute a wide variety of time-... ...delivering on the following: Global Payroll Processing & Compliance: Perform daily, time-sensitive payroll operations tasks...RegulatoryFull timePart timeLocal area
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Tester - Regulatory Transactions. Be the first to apply!
- senior performance tester Plano, TX
- hotel tester Plano, TX
- tester Plano, TX
- senior hvac project manager Plano, TX
- senior technical product manager Plano, TX
- senior cloud infrastructure engineer Plano, TX
- senior medical science liaison Plano, TX
- senior accountant remote Plano, TX
- srs distribution Plano, TX
- senior marketing account manager Plano, TX

