Senior Compliance Tester - Regulatory Transactions
Capital One
Capital One is seeking an experienced Compliance Tester II for its Corporate Compliance Testing team in Plano, Texas. The successful candidate will execute risk-based compliance testing to validate adherence to laws and regulations, requiring strong analytical skills, attention to detail, and excellent communication abilities. Responsibilities include conducting compliance tests, reviewing controls, and collaborating with multiple business areas. Preferred qualifications include a Bachelor's degree and experience in financial services compliance monitoring. #J-18808-Ljbffr
- ..., we will: · Have you read through ABS transaction documents to gain an understanding at a... ...as well as examining instances of non compliance with SEC mandated servicing criteria under... ...Experience with compliance (SOX, other regulatory) requirements and testing. · Experience...SeniorRegulatoryWork experience placement
- ...lending risk management initiatives, including analytical reporting and compliance monitoring. The ideal candidate has over five years of experience in fair lending compliance and possesses strong regulatory knowledge. The position offers a competitive compensation package...SeniorRegulatory
- Compliance Risk Management Senior Officer - Associate Join to apply for the Compliance Risk Management Senior... ..., Capabilities And Skills Audit, Regulatory, or Testing experience a plus... ...banking, commercial banking, financial transaction processing and asset management....SeniorRegulatory
$245.1k - $279.8k
Senior Director, Commercial Risk Review Capital One’s Credit Review... ...emerging risks Reviewing transactional testing to assess the... ...management, credit review or regulatory Preferred Qualifications Master... ...to non‑discrimination in compliance with applicable federal, state...SeniorRegulatoryFull timePart timeLocal area- ...Job Description Summary As a Senior Credit and Risk Analyst, the... ...role will focus on ensuring compliance, preventing risk, and... ...human judgment Monitor daily transactions to identify and investigate... ...compliance with card brand rules and regulatory guidelines Complete...SeniorRegulatoryFull timeTemporary workWork experience placementWork at officeLocal areaRemote workFlexible hours
- ...Join to apply for the Senior In-House Litigation Attorney role at Epic . This position... ...Manage complex litigation and counsel on regulatory, competition, and healthcare law. Assist... ...vendors and industry collaborators to ensure compliance with evolving legal frameworks....SeniorRegulatoryFull timeRelocation
- ...your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and... ...Research and assess emerging risk trends in the housing market, regulatory landscape, and consumer behavior, recommending adaptive...SeniorRegulatoryWork at officeVisa sponsorship
- ...Beacon Hill Legal is seeking a senior-level Corporate Transaction Paralegal with at least 10 years of corporate paralegal experience to support a... ...transactional documents, including multi-state entity formations, regulatory filings, merger documents, certificates, and licensing...SeniorRegulatoryWork at officeMonday to Friday
- ...We are currently seeking a Senior Business Analyst to join our team in Plano, Texas (US-TX), United States (US). Job Description... ...into actionable analytics assets while ensuring absolute regulatory compliance. Core Responsibilities Requirement Engineering: Lead discovery...SeniorRegulatory
$70k - $75k
...Operations Manager to lead high-volume transactional print, mail, and insert operations... ...maximize uptime and preventive maintenance compliance. Oversee inventory management of paper... ...Ensure compliance with all client, regulatory, security, and Conduent policies and procedures...RegulatoryWork experience placementLocal areaFlexible hoursShift workDay shift- ...more complex problems to a senior manager. Job expectations include... ...Tax Policy & Global Tax Compliance. Service tax related client... ...Drive tax initiatives and tax regulatory implementations in... ...products, including complex transaction flows. Knowledge of U.S. Treasury...SeniorRegulatoryWork experience placementWork at officeShift workDay shift
$110k - $135k
...combination products, or Assembly, Labeling, and Packaging (ALP) manufacturing. This role is critical to ensuring product quality, regulatory compliance, and operational excellence across the full manufacturing lifecycle. You will play a key role in sustaining engineering...SeniorRegulatoryLocal area$78k - $156k
...currently have an opportunity for a Clinical Risk Evaluation (CRE) Senior Scientist/Program Manager . The Clinical Risk Evaluation (CRE)... ..., medical affairs, Clinical R&D, Quality Engineering, regulatory affairs, product labeling, senior management, and external CROs...SeniorRegulatoryWork experience placementWorldwide- ...you are a member of Risk Management and Compliance, you are at the center of keeping... ...Monitor loans for covenant, reporting, and regulatory compliance. Support special ad hoc projects... ...banking, commercial banking, financial transaction processing and asset management....SeniorRegulatoryWork at office
- ...Workers Compensation Division, has an immediate need for a Senior Database Administrator to design, manage, and optimize... ...policies, safeguarding sensitive data, and ensuring compliance with organizational and regulatory standards while mentoring team members and aligning...SeniorRegulatoryWork at officeImmediate startWork from homeFlexible hours2 days per week
- ...fluctuation analysis. Reviews journal entries to ensure accuracy and compliance with accounting standards. Reviews balance sheet... ...resolution of discrepancies. Assists with internal audits and regulatory examinations. Works closely with the offshore accounting...SeniorRegulatoryRemote work
- ...) is looking for a qualified attorney to join our team as Senior Claims Counsel , handling a high volume of claim files in... ...close‑knit team Commitment to ethical legal practices and compliance with all regulatory/professional standards What We Offer TransEleven offers an...SeniorRegulatoryWork at officeRemote work
- ...statements in accordance with U.S. GAAP and applicable regulatory standards, ensuring accuracy, compliance, and consistency. Conduct high-level variance... ...support for mergers, acquisitions, and other strategic transactions involving firm clients. Develop advanced financial...SeniorRegulatory
- ...analyses of information affecting investment programs and ensure compliance with accounting-related policies and procedures. This role... ...earnings or expenses. Prepare special reports as required by regulatory authorities. Direct organizational budgets to meet financial goals...SeniorRegulatoryContract workWork experience placement
- ...Join to apply for the Senior In-House Litigation Attorney role at Epic . This position... ...various areas of potential risk, including regulatory, competition, healthcare law, and more.... ...and industry collaborators, ensuring compliance with existing and developing legal frameworks...SeniorRegulatoryFull timeRelocationRelocation package
- ...Partners are strategic and trusted advisors to senior leaders, responsible for aligning people... ...people strategy for our Borrow, Credit, Regulatory Relations & Business Controls... ...organizational health and performance. Ensure Compliance and Support: Balance employee and...SeniorRegulatoryRemote work
- Senior Product Manager (Banking, Investment Banking, Loan Services) Hybrid - Richardson... ...systems responsible for financial transactions, cash movement, and reconciliation . The... ...Ensure alignment with financial and regulatory compliance requirements Drive stakeholder communication...SeniorRegulatory
$110k - $120k
...Job Title: Senior Construction Accountant Location: University Park, FL Employment Type... ...orders to ensure financial accuracy and compliance. Partner with project teams to provide financial... ...policies, construction agreements, and regulatory requirements. Other Responsibilities:...SeniorRegulatoryWorldwide$120k - $150k
...for a qualified attorney to join our team in the role of Senior Claims Counsel , handling a high volume of claim files in... ...-knit team Commitment to ethical legal practices and compliance with all regulatory and professional standards. What We Offer...SeniorRegulatoryFull timeLive inWork at officeRemote workFlexible hours- ...responsible for the monitoring and investigation of credit cards, debit cards, and ACH transactions to identify fraud, credit and compliance risks associated with the payments. The Senior Risk Analyst will also be responsible for researching, resolving, and analyzing...SeniorWork at office
- ...coordinating and monitoring day-to-day BSA/AML compliance along with managing all aspects of the... ...the bank's compliance with BSA regulatory requirements. Lead BSA/AML/OFAC risk assessments... ...financing, red flags for various transaction activities, fraud, etc. Experience...RegulatoryWork experience placementWork at office
- ...Full-time Description The Senior Legal Assistant supports the General... ...of legal, real estate, commercial, and transactional matters and serves as a key operational... ...calendars, and document management systems in compliance with firm records protocols. Conduct...SeniorFull timeWork at office
- ...protects Merchant Services (MS) from fraud and compliance-related losses by providing detection... ...and execution. As a Data Scientist Senior Associate within the Fraud Strategy team... ...banking, commercial banking, financial transaction processing and asset management. We...Senior
- ...financial decisions. As a Senior Associate - Mortgage Finance... ...insights, forecasting, and regulatory analytics while partnering closely... ...monitoring Ensure compliance with regulatory requirements... ...commercial banking, financial transaction processing and asset...SeniorRegulatoryBank staff
$62k - $85.5k
...for supporting the production support compliance inbox and serving as a subject matter expert... ...Production teams by quickly analyzing regulatory requirements and responding to complex... ...simplify one of life's most complex transactions. With headquarters in Southern California...SeniorRegulatoryLocal area
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