Senior Compliance Tester - Regulatory Transactions
Capital One
Capital One is seeking an experienced Compliance Tester II for its Corporate Compliance Testing team in Plano, Texas. The successful candidate will execute risk-based compliance testing to validate adherence to laws and regulations, requiring strong analytical skills, attention to detail, and excellent communication abilities. Responsibilities include conducting compliance tests, reviewing controls, and collaborating with multiple business areas. Preferred qualifications include a Bachelor's degree and experience in financial services compliance monitoring. #J-18808-Ljbffr
- Compliance Tester II Role Summary The Corporate Compliance Testing team is seeking an experienced Senior Associate who will be responsible for executing... ...risk‑based compliance transaction testing for the purpose... ...adherence to business and regulatory requirements Test risk...RegulatoryLocal area
- ...will light a fire within you. Senior Legal Counsel, Employment... ...HR and business leaders on compliance with applicable federal and... ...to your HR clients on legal, regulatory, and compliance questions, including... ...3+ billion financial transactions. Known as an innovation powerhouse...SeniorRegulatory
- ...Senior Paralegal Upbound Group, Inc. Upbound Group, Inc. (NASDAQ... ...that facilitate consumer transactions across a wide range of store... ...include legal project management, compliance review, and mentoring of... ...counsel. Consumer Claims & Regulatory Complaints Receive, process,...SeniorRegulatoryWork at office
- Senior Counsel, Corporate and Commercial Full-time Since opening... ..., corporate governance, and compliance. Draft, review, and... ...Support the business in strategic transactions, including due diligence, risk... ..., contract law, and regulatory compliance. Excellent drafting...SeniorRegulatoryFull timeContract work
- ...Job Description Business Litigation & Transaction Attorney Business Litigation & Transaction... ..., vendor and sale agreements, and regulatory filings with the Secretary of State. The... ...document commercial transactions, ensuring compliance with regulatory and licensing...RegulatoryOngoing contractContract workWork at officeLocal area
- ...systems where reliability, compliance, and speed are non-negotiable... ...Role Overview We are seeking a Senior Technical Business Analyst -... ...volume, high-risk financial transaction systems: This is a hands‑on... ...execution under tight regulatory and delivery timelines. We...SeniorRegulatory
$109.9k - $125.4k
Capital One is seeking a Compliance Tester III to join the Compliance Complaints Team in Plano, TX. This role involves executing compliance testing, managing testing schedules, analyzing data, and establishing strong relationships with business areas and compliance advisors...Senior- Role Overview The Senior Director, Revenue Operations (“Director... ...practices, ensuring compliance with accounting standards, and... ...established policies, procedures, and regulatory requirements and meet... ...fluctuations, investigating transactional drivers between forecasted revenue...SeniorRegulatory
- Compliance Risk Management Senior Officer - Associate Join to apply for the Compliance Risk Management Senior... ..., Capabilities And Skills Audit, Regulatory, or Testing experience a plus... ...banking, commercial banking, financial transaction processing and asset management....SeniorRegulatory
- ...you are a member of Risk Management and Compliance, you are at the center of keeping... ...Monitor loans for covenant, reporting, and regulatory compliance. Support special ad hoc projects... ...banking, commercial banking, financial transaction processing and asset management. We...SeniorRegulatoryWork at office
- ...ML solutions meet ethical standards and regulatory expectations. Key Responsibilities Model... ...acquisition, account management, transaction authorization, and collections. Advanced... ...Strategic Collaboration: Work closely with senior management to develop and implement ambitious...SeniorRegulatoryWork at office
- ...lending risk management initiatives, including analytical reporting and compliance monitoring. The ideal candidate has over five years of experience in fair lending compliance and possesses strong regulatory knowledge. The position offers a competitive compensation package...SeniorRegulatory
- JPMorgan Chase is seeking a Senior Home Lending Advisor in Frisco, Texas, to utilize your exceptional knowledge of home lending... ...point of contact throughout the loan process, ensuring compliance with regulatory requirements while promoting financial products. Join a motivated...SeniorRegulatory
- Crestron Electronics Inc. is seeking a Senior Information Security Compliance Engineer to manage security compliance initiatives. This includes working with multiple teams to ensure regulatory requirements are met and security controls are improved. The ideal candidate...SeniorRegulatory
- NTT Data Americas, Inc. is seeking a GRC Security Compliance Specialist in Plano, Texas. The role involves executing and supporting governance... ...activities related to information security and ensuring regulatory compliance. Key responsibilities include monitoring compliance...SeniorRegulatory
- JPMorganChase is seeking a motivated Senior Home Lending Advisor in Plano, Texas. This role involves guiding clients through the home loan process, maintaining compliance with regulatory standards, and promoting Chase financial products. Ideal candidates will have a Bachelor...SeniorRegulatory
- Quest Medical Inc. is looking for a Senior Regulatory Specialist in Allen, Texas. The ideal candidate will provide regulatory guidance to product development teams, ensuring compliance with FDA and international regulations. Candidates should have a relevant degree and...SeniorRegulatory
- ...department in Plano. The ideal candidate will oversee daily workflows, ensure high-quality loan decisions, and maintain compliance with regulatory standards. The Underwriting Manager should possess a BS degree in a related field and a minimum of 10 years of mortgage underwriting...SeniorRegulatory
- ...Plano, Texas. You will engage in monitoring security postures, compliance with organizational standards, and managing identities and... ...experience and demonstrated expertise in IAM management, along with an understanding of regulatory frameworks. #J-18808-Ljbffr NTT DATASeniorRegulatory
- ...Management - Control Manager - Senior Associate role at... ...Chase's Risk Management and Compliance team, where your expertise will... ...and remediation efforts for Regulatory, Second Line and Internal Audit... ...commercial banking, financial transaction processing and asset management...SeniorRegulatoryWork at office
- Ipro Networks Pte. Ltd. in Plano, TX is seeking a Compliance Senior Analyst to manage day-to-day compliance functions for a deposits portfolio... ...reviewing compliance risks, preparing documentation for regulatory reviews, and communicating findings to management and the Board...SeniorRegulatory
- JPMorganChase is looking for a Senior Home Lending Advisor in Plano, Texas. You will be the primary point of contact for customers... ...training, marketing financial products, and ensuring compliance with regulatory requirements. Candidates should have a bachelor's degree and...SeniorRegulatory
- Quest Medical Inc. in Allen, Texas, is seeking a Regulatory Affairs Manager to develop and maintain a comprehensive Quality & Regulatory Affairs system. You will lead a team, ensuring compliance with domestic and international regulations regarding medical devices. The...SeniorRegulatory
- ...) is looking for a qualified attorney to join our team as Senior Claims Counsel , handling a high volume of claim files in... ...close‑knit team Commitment to ethical legal practices and compliance with all regulatory/professional standards What We Offer TransEleven offers an...SeniorRegulatoryWork at officeRemote work
- ...Plano, TX is seeking a BSA/AML Operations Manager to lead the development of compliance programs. The ideal candidate should have experience with financial crimes investigations and regulatory interactions. Responsibilities include coordinating compliance activities, managing...SeniorRegulatory
$76.4k - $115k
Keurig Dr Pepper Inc. is seeking a Regulatory Affairs professional in Frisco, Texas, to analyze product formulations, ensure compliance with regulations, and support the launch of new products. The ideal candidate will have a university degree in a scientific field and...SeniorRegulatory- The Fannie Mae in Plano, TX seeks a Senior Manager for its Single Family - Risk Management team. You will lead efforts to identify... ...senior leadership to enhance operational effectiveness and regulatory compliance. Ideal candidates will have 6+ years of risk management...SeniorRegulatory
- ...This role involves end-to-end project delivery, stakeholder communication, and collaboration with various teams, ensuring compliance and regulatory alignment. Successful candidates will have 8+ years of Project Management experience in financial services, agility in managing...SeniorRegulatory
- Join JPMorganChase to drive excellence in compliance and risk management. Leverage your... ...As a Compliance and Operations Risk Test Senior Specialist in the Testing Center of Excellence... ...banking, commercial banking, financial transaction processing and asset management. We...Senior
$119.7k - $222.3k
Senior Specialist Legal Editor, Commercial & Law Department Role Summary: Practical... ...will: Develop commercial legal and compliance content that is of national and... ...Expertise in a variety of commercial transactional and regulatory matters, including one or more of the...SeniorRegulatoryContract workPrivate practiceLocal areaFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Tester - Regulatory Transactions. Be the first to apply!
- senior performance tester Plano, TX
- tester Plano, TX
- functional tester Plano, TX
- performance tester Plano, TX
- automated tester Plano, TX
- hotel tester Plano, TX
- senior cloud service delivery manager Plano, TX
- senior business analyst contract Plano, TX
- senior game producer Plano, TX
- senior software manager Plano, TX


