Senior Wealth Management Branch Examiner | Compliance & Risk
PowerToFly
PowerToFly is seeking a Director level Branch Examiner to oversee risk-based examinations across retail locations, ensuring compliance with regulatory standards. The role involves conducting inspections, evaluating testing results, and collaborating with management to mitigate business risks. Ideal candidates will have over 3 years of experience in the Financial Services industry, possess strong analytical and communication skills, and be willing to travel 30-40%. Comprehensive benefits include medical, dental, 401(k), and paid time off. #J-18808-Ljbffr PowerToFly
$70k - $125k
...’re seeking someone to join our team as a Branch Examiner in WM Compliance to perform independent oversight and execution of risk-based branch examinations across retail locations... ...by facilitating and overseeing the Firm’s management of legal, regulatory and franchise risk....RiskTemporary workWork at officeLocal areaRemote work$77k - $214k
Industry/SectorAsset and Wealth... ...clients on tax planning, compliance, and strategy. These individuals... ...obligations while minimising risks of non-compliance.Focused... ...connections, and learning how to manage and inspire others.... ...tax solutions. As a Senior Associate you will analyze...SeniorRiskFull timeH1b$77k - $214k
...Senior Associate, Financial Services Tax At PwC, our people in... ...to clients on tax planning, compliance, and strategy. These individuals... ...obligations while minimising risks of non-compliance. Focused... ..., and learning how to manage and inspire others. Navigating...SeniorRisk- ...Branch Manager At Nicolet National Bank, our culture is based on the principles of community... ...(mortgage, commercial banking, wealth) to ensure a comprehensive financial experience... ...and loan accounts. Operations, Risk, & Compliance Ensure compliance with regulatory...RiskLocal area
- ...opportunity to contribute to the company's success. As a Branch Manager within PNC's retail branch organization, you will be... ...with a broad range of eco-system partners. Accountable for risk management and compliance . Builds a high performing team through the attraction,...RiskFull timeTemporary workPart timeWork experience placementWork at office
$133.37k - $156.9k
...integral member of the Wealth, Corporate, Commercial... ...) Credit and Lending Risk group. The purpose of... ...standard is applied to exam management across all WCIB... ...of upcoming exams to Senior Management and exam partners... ...projects that ensure compliance with Credit Policy, BU...RiskFull timeWork experience placementWork at officeLocal area3 days per week- ...Associated Bank is seeking an experienced Financial Crimes Model Risk Manager‑Emerging Threats to strengthen fraud detection capabilities.... ...improvements, and support governance and regulatory compliance in a dynamic financial services environment. #J-18808-Ljbffr...SeniorRisk
- Goldman Sachs seeks a Wealth Management Professional to manage relationships with ultra-high net worth clients from our Dallas office. You will... ...strong communication, integrity, and a proactive approach to risk and fiduciary duties. #J-18808-Ljbffr The Goldman Sachs...SeniorRiskWork at office
- Description POSITION SUMMARY The Branch Manager is responsible for overseeing the daily... ...and ensure operational excellence and compliance. This role fosters a collaborative and... ...development by example. Operations, Risk, and Compliance Oversee daily branch...RiskWork experience placementWork at office
- ...ability to think outside the box? Associates on the Wealth Management Risk Team will gain exposure and access to senior managers in PWM, build expertise in business... ..., Regional Management Teams, Regional Compliance Managers, and PWM teams to review and advise on...RiskWork at office
- ...Responsibilities of this Position Excellent management skills Primary Office... ...your future. Position Title: Branch Manager Business Unit: Retail... ...ensuring adherence to audit, compliance, security, and operational... ...accountability to serve as risk managers for their businesses...RiskWork at office
$124k - $335k
Industry/SectorAsset and Wealth ManagementSpecialismIndustry... ...an Asset & Wealth Management - Renewable Energy Tax Senior Manager, you will play a... ...addressing operational tax risks and structuring tax strategies... ...- Leading tax compliance and consulting projects for...SeniorRiskFull timeH1bLocal area$51.8k - $95.9k
...Proactively builds and manages an assigned portfolio of mass affluent clients across multiple branch locations. Acts as the primary client... ...meaningful solutions in compliance with regulatory and compliance... ...and procedures. Identifies risks and takes appropriate actions...SeniorRiskContract workPart timeLocal area- ...standards across a distributed branch network Drive operational... ...vehicle uptime and registration compliance Establish process discipline... ...mitigate operational and compliance risks through proactive monitoring and process improvement Manage day-to-day execution and...SeniorRisk
$124k - $335k
Industry/SectorAsset and Wealth... ...tax obligations while managing the impact tax has on their... ...management of operational tax risks, and tax implications of... ...and in the future.As a Senior Manager, you'll work as... ...In-depth knowledge of compliance for financial partnerships...SeniorRiskFull timeH1bLocal areaOverseas- ...Website . Position Summary The Branch Sales Manager (BSM) is a performance-based position... ...and standards are being met. Ensure compliance with federal, state, and local law, as... ...Specialists to observe and detect potential risks for non-compliance. Training:...RiskCasual workBank staffLocal area
- F.N.B. Corporation is seeking a Branch Manager to lead the Retail unit’s sales and operations... ...new customer acquisition, and ensuring compliance with bank standards. The role emphasizes... ...focus on growth, service quality, and risk management in daily operations. #J-188...Risk
$61k - $71.9k
...High-Performing Team. Drive Branch Growth. Make an Impact. Are... ...Credit Union is seeking a Branch Manager for our West Bend - Meijer... ...branch operations, ensuring compliance, efficiency, and an exceptional... ...decisions while promoting sound risk management. Analyze branch...RiskLocal area- ...NATURE AND SCOPE Reports to the Regional/Market Manager. Oversees branch operations related to sales, service, security, and compliance. Develops new procedures and improves... ...regulations and guidelines, including audit and risk management. Acts as a loan officer within...Risk
$5,000 per month
...heavy equipment in our insatiable drive to be the best. Our work improves lives. Find out how a career as a Senior Risk Manager of Insurance and Contract Compliance can change yours.The Senior Risk Manager of Insurance and Contract Compliance has strong experience in...SeniorRiskContract workTemporary workWork at officeFlexible hours$160k - $240k
...research and other actuarial work required to properly advise Senior Management of matters related but not limited to product pricing,... ...financial implications of different underwriting decisions, analyze risk, adjusting premiums or changing coverage limits.Insurance...SeniorRiskFull time$132.7k - $303.2k
...across Banking and Capital Markets, Wealth and Asset Management, Insurance, and Real Estate, Hospitality... ...as the Tax Functional Leader across compliance, advisory or annuity tax service... ...provide advice and assistance managing risks and across tax compliance and/or advisory...SeniorRiskWork experience placementSummer holidayFlexible hours- ...core business areas, providing tailored guidance and proactive risk mitigation strategies relative to their specific business lines... ...procedures, and operational guidelines. Design and optimize risk management processes, tools, templates, and job aids. Craft and deliver...SeniorRisk
- Fidelity Investments is hiring an Audit Manager to assess risks and controls across financial processes and systems with a focus on technology... ...remediation with business and IT teams, reporting findings to senior leadership. The role requires managing priorities and...SeniorRisk
- YOUR IMPACT Accelerate your career at the pinnacle of global wealth management. Goldman Sachs is looking for ambitious Wealth Management Professionals... ...of their investment objectives, proactively mitigating fraud risk, executing critical trades, and optimizing liquidity. This...SeniorRiskWork at office
- ...Description Description: The Branch Manager is responsible for... ...robust controls to ensure full compliance with applicable laws and regulations... ...such as Mortgage, Commercial, Wealth Management, and Private... ...overall success. Participate in risk assessments Establish and...RiskTemporary workWork at office
- ...The Senior Human Resources Business Partner serves as a strategic... ...employee relations, performance management, organizational effectiveness... ...solutions while ensuring compliance with employment laws and company... ...efforts. Compliance & Risk Management Ensure compliance...SeniorRiskHourly payCasual workWork at officeLocal area
- ...Senior Manager, Operations Work Model: This is a fully onsite role, with work performed at your designated Regal Rexnord office... ...customer commitments, and strategic growth initiatives. Risk, EHS & Compliance Oversight — Maintain consistent adherence to EHS, regulatory...SeniorRiskWork at office
- ...Function & Organization The Senior Manager, Operations is responsible for... ...efficiency and results OPS Compliance: Utilize the OPS System... ...resources, and tools across branches as needed Team Leadership &... ...processes Proven ability to manage risk and profitability...SeniorRiskWork at office
- Generac Power Systems Inc. seeks a seasoned Security Compliance Analyst to join the Enterprise IT Compliance & Governance team. This role... ...NIST CSF, NIST 800-171, and related standards. You will work with risk, privacy, legal, and audit teams to implement security controls...SeniorRisk
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Wealth Management Branch Examiner | Compliance & Risk. Be the first to apply!
- driving examiner Wisconsin
- examiner Wisconsin
- compliance examiner Wisconsin
- srs distribution Wisconsin
- senior operations coordinator Wisconsin
- senior associate architect Wisconsin
- senior dynamics crm developer Wisconsin
- senior application security Wisconsin
- senior account director Wisconsin
- sr hr business partner Wisconsin


