Senior Supervisory Consultant, Broker-Dealer Compliance
Lincoln Financial Services
Lincoln Financial is seeking a Supervisory Principal Consultant in Saint Petersburg, Florida. This role involves day-to-day oversight of registered representatives and ensures compliance with FINRA requirements while managing high-volume operations.
The ideal candidate has over 4 years of broker-dealer supervision experience, strong communication skills, and will oversee critical supervisory areas including compliance and risk management. Competitive benefits including career development and financial counseling are provided.
#J-18808-LjbffrVacancy posted 2 days ago
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