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Senior Compliance Supervisor - Broker-Dealer Oversight

Lincoln Financial Group

Lincoln Financial Group in Madison, Wisconsin is seeking a qualified candidate for a supervision role. Responsibilities include reviewing non-cash compensation and monitoring compliance with FINRA requirements. The ideal candidate will have 3–5 years of experience in supervision or compliance, along with relevant FINRA licenses.

Lincoln values diversity and empowers employees through leadership development and comprehensive benefits, including PTO, tuition assistance, and a competitive pay range of $72,900 - $131,600.

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Vacancy posted more than 2 months ago

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