Ethics & Compliance Risk Principal
$172k - $234kFannie Mae
Playing an essential role in the U.S. economy, Fannie Mae is foundational to housing finance. Here, your expertise can help fuel purpose-driven innovation that expands access to homeownership and affordable rental housing across the country. Join Fannie Mae to grow your career and help people find a place to call home. Job Description As a valued contributor to our Ethics & Investigations team, you will be responsible for the vendor management, program management and process improvement of third parties responsible for ethics investigations to foster an ethical culture across the organization. The Impact You Will Make Responsibilities Act as the primary liaison with the external ethics vendor responsible for investigations, case management, and ethics program delivery. Ensure vendor compliance with contractual obligations, regulatory requirements, and company standards. Monitor vendor handling of case intake, triage, referral, tracking, and closure of ethics inquiries and complaints. Review investigation summaries and validate findings for accuracy and completeness. Oversee preparation of ethics program reports and investigation outcomes provided by the vendor. Present consolidated insights and program status to senior management, executive leadership, and the Board. Ensure vendor effectively manages Conflicts of Interest (COI) and Business Courtesies (BC) disclosures, including evaluation and resolution. Review and approve guidance provided to employees and business units. Validate vendor-developed governance documents, policies, procedures, and training materials. Ensure alignment with organizational ethics standards and regulatory expectations. Maintain collaborative relationships with internal teams (Legal, HR, Audit) and external regulators, law enforcement, and compliance peers. Coordinate responses to escalated issues and regulatory inquiries. Minimum Required Experiences 8 years of experience in ethics program management, vendor management, or process improvement Demonstrated experience in assessing complex investigations and evaluating conflicts of interest Excellent analytical capabilities, with strong written and oral communication skills Commitment to promoting an ethical culture and strong corporate values Professional discretion and ability to maintain confidentiality of sensitive matters Ability to excel in a fast-paced environment, demonstrate flexibility, and maintain positive working relationships across the company Excellent project management and organizational skills Desired Experience Juris Doctorate degree Experience in internal or government investigations, or corporate/government ethics positions Experience with financial services industry regulatory environment Experience analyzing inquiries and complaints, interpreting corporate policies related to financial reporting, fraud, data exfiltration, harassment, discrimination, conflicts of interest, and retaliation Experience with program-level management and overseeing multiple ongoing projects Experience implementing technology, including onboarding, change management, and data analysis/visualization Experience with risk assessment, mitigation, and management Target Salary $172,000 - $234,000 a year Qualifications Business, Business Objectives, Business Strategies, Corporate Governance, Decision Making, Ethics, Internal Controls, Policy Development, Risk Management, Strategic Planning Education Bachelor's Level Degree Seniority level Mid-Senior level Employment type Full-time Job function Education and Training Requisition Compensation 175000 - 239000 Equal Opportunity Employer Statement Fannie Mae is an equal opportunity employer and considers qualified applicants for employment without regard to race, color, religion, sex, national origin, disability, age, sexual orientation, gender identity/gender expression, marital or parental status, or any other protected factor. Fannie Mae is committed to providing reasonable accommodations to qualified individuals with disabilities who are employees or applicants for employment, unless to do so would cause undue hardship to the company. #J-18808-Ljbffr Fannie Mae
$195.4k - $218.4k
Principal Officer, Deputy Senior Counsel (Hybrid)Position Overview:Pew is seeking a client... ...property, data sharing, lobbying/ethics compliance, foreign corrupt practices, sanctions and... ...domestic and international laws.· Provide risk-calibrated, legally informed business...PrincipalRiskFull timeWork at officeRemote workFlexible hours$120.8k - $137.9k
Principal Risk Specialist, Compliance Governance Analyst The Compliance Governance, Oversight and Validation (CGOV) team within Compliance & Ethics is seeking a collaborative, analytically-focused risk management professional to support our well-managed governance processes...PrincipalRiskFull timePart timeLocal areaImmediate start$128k - $212.5k
...resolving disputes, navigating crises, managing risk and optimizing performance, our teams... ...the RoleFTI Consulting, Inc.’s Risk& Compliance Department is seeking a Senior Manager/Director... ...the Company’s risk, compliance and ethics programs in the Company’s North American...RiskFull timeWork at office$112.3k - $211.4k
Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director. Essential Job Functions: This is a senior-level position reporting to a Risk Monitoring Director and supports both that direct...PrincipalRiskFull timeTemporary workFor contractorsFor subcontractorLocal areaImmediate start$145.5k - $241.5k
FTI Consulting is seeking a Director of Compliance to oversee risk, compliance, and ethics programs for North America and Latin America. The position is located in Washington, DC and involves collaboration with business units to ensure adherence to compliance strategies...Risk- ...Mexico S de RL de CV is seeking an attorney to support Nasdaq's ethics and compliance program in Washington, DC. The role involves managing... ...processes, providing legal advice, and ensuring integration with risk management. The ideal candidate will have over 8 years of...Risk
$172k - $234k
...housing finance organization in Washington, D.C. is seeking an Ethics & Investigations team member with 8+ years in ethics program management... .... Responsibilities include vendor management, monitoring compliance, and ensuring ethical standards. The ideal candidate will have...RiskFull time$131.5k - $178k
...significant experience in corporate investigations and compliance programs to join its Business Conduct & Ethics Investigations Program.Key job responsibilitiesAs... ...law firm and in-house work- Experience in fraud/risk investigationsAmazon is an equal opportunity employer...RiskWork experience placementFlexible hours- ...Big Bang, Iron Bank, etc), and bridge the gap between strict DoD compliance requirements and modern DevOps velocity. You will partner... ...boundary, ensuring that operational drift does not introduce security risks or break compliance postures. ~ Measure success through a...PrincipalRisk
$107.71k - $161.56k
...Risk Monitoring Director Responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. Essential Job Functions: This is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager...PrincipalRisk$134k - $248k
Attorney responsible for supporting corporate ethics and compliance program including program structuring, regulatory monitoring, anti‑financial... ...engaging with other teams within the Legal, Regulatory and Risk Department on implementing regulatory changes in a...RiskTemporary workHome officeFlexible hours$75.04k - $112.56k
...and E-commerce, Technology and more. Primary Purpose The ADUSA Compliance & Ethics Support role is responsible for implementing, monitoring, and... ...established expectations, identify emerging and existing risk areas, and support the development and execution of effective...RiskFull timeWork at officeLocal areaRemote workFlexible hours$240k - $290k
...powers the future. About The Role We’re hiring a Vice President, Compliance & Ethics (US) to lead Nscale’s U.S. compliance program and translate... ...compliance culture, managing regulatory and reputational risk, and enabling Nscale to scale in the U.S. with integrity and...RiskFlexible hours- The principal consultant serves as a technical consultant and project lead for maritime client engagements involving risk management, safety, and regulatory compliance. Supports project planning, execution, quality assurance, client communication, and preparation of technical...PrincipalRiskRemote workFlexible hours
- ...Job Description: We are seeking a Principal Program Manager to drive high-visibility,... ...and cross-functional teams to align, de-risk, and implement complex technology portfolio... ...and urgency. Organizational Change & Compliance: Align impacted teams to new processes,...PrincipalRiskTemporary workWork at office
- About The Role As our Principal Analyst for Loss Mitigation & Forecasting , you will occupy one of the most vital strategic seats within... ...collection vendors and software solutions. Requirements Elite Credit Risk Background: 5+years of proven quantitative experience in Credit...PrincipalRiskRemote work
$120.8k - $137.9k
Principal Associate, Compliance Specialist Capital One, a Fortune 500 company and one of the nation’s top... ...of Interest (COI) Specialist in the Ethics Office, you will be responsible for administering... ...triage and assign matters based on risk, severity and policy applicability;...PrincipalRiskFull timePart timeWork at officeLocal areaFlexible hours$98.9k - $124.3k
Principal Process Manager As a Principal Process Manager in the Centralized Team, you will... ...Execute tasks and responsibilities in compliance with Bank and Agency regulations and guidelines... ...alerts to automate and flag compliance risks Reconcile reports across Salesforce...PrincipalRiskFull timePart timeWork at officeLocal area$109.9k - $125.4k
...company and a leader in the world of data-driven decision-making. In Capital One’s Compliance and Ethics Organization, we support the business in managing regulatory compliance risk through advice and effective challenge. Model, Adverse Action, and Script Enhancement...PrincipalRiskFull timeTemporary workPart timeLocal area$185k - $237.5k
...management and operation of Circle’s Product Risk Management function. The goal of this... ...to business activities, including compliance, legal, security, finance and 3rd parties... ...across teams. What You'll Bring To Circle Principal Product Operations and Risk Analyst 10+...PrincipalRiskFlexible hours- ...create a safer, smarter world while building new skills to propel your career forward. Job Description IT RISK AND COMPLIANCE SPECIALIST PRINCIPAL The TSS Governance, Risk, and Compliance (GRC) Team is seeking a IT Risk and Compliance Specialist Principal in...PrincipalRiskContract workRemote work3 days per week
$77.6k - $176k
Legal, Ethics & Compliance AI Solution Architect The Opportunity: Design and implement effective AI solution architecture or strategy utilizing... ..., regulatory and policy compliance, investigations, risk assessment, and ethics-related workflows Experience working...RiskFull timeContract workPart timeWork at officeLocal areaRemote work- ...announce an opportunity for a Senior or Principal level coastal engineer to join our team... ...other category protected under law. In compliance with federal law, all persons hired will... ...including integration of climate change risk and resiliency. Trust and Respect...PrincipalRiskHourly payLive inWork at officeLocal areaRemote workWork from home
- ...Associate General Counsel, Global Ethics & Compliance Program About the Company Well-known securities exchange & financial services platform... ...processes, and integrating compliance into the company's risk management frameworks. They will also serve as primary legal...Risk
$145.5k - $241.5k
FTI Consulting in Washington, DC is looking for a Director of Compliance — Americas to lead the risk and compliance programs across North and Latin America. This role collaborates closely with the Global Chief Risk & Compliance Officer on enterprise-wide compliance initiatives...Risk$106.3k - $234.6k
...the world’s biggest challenges. As a Principal Hardware Security Engineer you will be involved... ...meets the security bar to ensure compliance with our security posture. You will be get... ...they can’t be compromised. Assess risk from findings and threat models and identify...PrincipalRiskTemporary workFlexible hours$183.1k - $340k
Principal EngineerAre you inspired by the opportunity to shape the future of AI-driven technology... ...the technical direction for our US tax compliance solutions. In this role, you will play a... ...processes. Assess technology risks, evaluate trade-offs, and make informed...PrincipalRiskFull timeWork at officeLocal areaFlexible hours- Capital One is seeking a Principal Associate in the Tech, Cyber, Data, and Resiliency (TCDR... ...measuring, and mitigating complex TCDR risks while partnering with Tech, Business, and... ...partner to engineering teams, drive compliance pathways, and contribute to ongoing RCSA...PrincipalRisk
$193k - $301k
...strategy at the intersection of technology and risk ~ Dual reporting to CIO and General... ...may access data subject to regulatory or ethical requirements ~ Assess and advise on... ...AI governance frameworks and regulatory compliance Successful candidates will be...RiskFull timeWork at office$80.9k - $127.05k
...identifies regulatory requirements and risks for products and develops plans for product... ...or Mansfield, MA. Job Summary The Principal Regulatory Affairs Specialist supports... ...product changes, regulatory submissions, compliance initiatives, and commercial support....PrincipalRiskFull timeTemporary workWork experience placementLocal areaImmediate startRemote workFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Ethics & Compliance Risk Principal. Be the first to apply!



