Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Financial Consultant-FINRA Licensing Opportunity

Associate Staffing

Who We Are

A Fortune 500 financial services corporation, with a heritage spanning nearly a century and a half, specializes in a comprehensive suite of investment, insurance, and retirement solutions. Catering to a diverse clientele that ranges from individual investors to corporate entities, the firm is dedicated to forging partnerships that prioritize financial prosperity and security. Through a commitment to innovation and customization, it empowers clients to achieve their financial aspirations both today and, in the years, to come.

What You Will Be Doing

We are seeking empathetic and trustworthy individuals looking to grow their career within investment and finance solutions. Financial Counselor’s will spend time cultivating client relationships regarding personal Retirement Accounts to provide education and assistance based on each client’s needs. You will review client’s accounts and provide retirement account options and solutions.

Prior to the full-time role you will complete a 90-day paid study program to obtain the licenses required when handling client’s accounts. Placement is contingent upon obtaining all three licenses. In this role, you will obtain your SIE, Series 7 and Series 66 licenses.

Responsibilities

  • Demonstrates expertise in areas of investments, markets, finance, and economic conditions with the ability to refer investment and retirement solutions
  • Acting as primary support person for internal and external clients, supporting clients by answering questions and solving problems; transactional and navigational support
  • Provide benefit event information regarding personal Retirement Accounts

Qualifications

  • Bachelors Degree or higher required
  • Brokerage industry experience/knowledge
  • Ability to provide strong customer service while listening, eliciting information, and comprehending customer issues
  • Basic computer skills including the ability to navigate multiple windows, applications, and utilize search tools to find information
  • Excellent verbal, written, and interpersonal communication skills
  • Knowledge and understanding of banking products, policies, and procedures; within a call center environment.

Equal Opportunity Employer

Associate Staffing is an Equal Opportunity Employer and does not discriminate against any employee or applicant for employment based on race, color, religion, sex, national origin, age, disability, veteran status, sexual orientation, gender identity, or any other protected status under applicable law. We are committed to creating a diverse and inclusive work environment and welcome applicants from all backgrounds to apply for open positions with our company.

Vacancy posted 17 hours ago
Similar jobs that could be interesting for youBased on the Financial Consultant-FINRA Licensing Opportunity in Charlotte, NC vacancy
  •  ...process experience. • Successfully completed Financial Industry Regulatory Authority (Client)...  .... • Maintaining appropriate Client license(s) is required for ongoing employment in...  ...background check. EEO: “Mindlance is an Equal Opportunity Employer and does not discriminate in... 
    Suggested
    Ongoing contract
    Immediate start
    Remote work

    Mindlance

    Charlotte, NC
    7 days ago
  •  ...Job Description FINANCIAL REPRESENTATIVE WITH FORTUNE 500 COMPANY \n \n Get More...  ...Positively Impact Lives \n · Sponsorship of Licensing/Credentialing \n · Personalized...  ...Benefits \n \n Income Growth Opportunity: This performance-based career offers... 
    Suggested
    Immediate start

    Northwestern Mutual

    Charlotte, NC
    11 days ago
  •  ...for investment success. We're seeking Financial Sales Consultants to build meaningful relationships...  ...understand financial goals, identify opportunities, and deliver exceptional client experience...  ...and financial services is preferred.Licensing RequirementsActive SIE and Series 7... 
    Suggested
    Full time
    Work at office

    Vanguard

    Charlotte, NC
    4 days ago
  • $106.7k

     ...The Protiviti Career provides opportunity to learn, inspire, and...  ...be the most trusted global consulting firm. Where We Need You Protiviti...  ...applications to streamline financial processes and enhance business...  ..., Alaska.Protiviti is not licensed or registered as a public accounting... 
    Suggested
    Full time
    Temporary work
    Work at office
    Local area
    Remote work
    Flexible hours

    Protiviti

    Charlotte, NC
    8 days ago
  • $61k - $119k

     ...Job title: Financial Advisor Description: Becoming a Financial Advisor...  ...Mutual is a unique opportunity to start a business where you...  ...client-building and obtaining licenses. Our award-winning training programs...  ...broker-dealer, and member of FINRA and SIPC, and Northwestern... 
    Suggested
    Full time
    Contract work
    For contractors
    Work at office

    Northwestern Mutual

    Charlotte, NC
    17 hours ago
  •  ...bring the core capabilities of a Workday Financials / FDM Lead, with a particular focus on...  ....As a Workday Record to Report Consultant your primary responsibilities may include...  ...bold Workday solutions that create new opportunities for clients. Work with the best. Join a... 
    Full time
    Contract work
    Work experience placement
    Live in
    Work at office
    Local area

    Accenture

    Charlotte, NC
    5 days ago
  • Are you a Certified Financial Planner (CFP) with a passion for transforming lives...  ..., Arizona & Texas! This is your opportunity to thrive with competitive...  ...requires a Series 7, 63 or 66 regulatory license and/or registration (e.g. FINRA, state, SFC) as well as the SIE or... 
    Full time
    Work at office
    Local area
    Remote work
    Relocation
    Monday to Friday

    Vanguard

    Charlotte, NC
    8 days ago
  •  ...DescriptionProSidian is a Management and Operations Consulting Services Firm focusing on providing...  ..., Pharmaceuticals, Banking & Financial Services, Transportation, Federal and State...  ...ApplyProSidian Consulting is an equal opportunity employer and considers qualified... 
    Full time
    Contract work
    Temporary work
    For contractors
    Work at office
    Remote work
    Flexible hours

    Prosidian Consultng

    Charlotte, NC
    8 days ago
  • As a Workday Financials Integrations Developer Consultant, your primary responsibilities may include: Lead the design of integrations from point to point...  ...solutions that push boundaries and create new opportunities for our clients. Lead with the industry’s best. Join... 
    Full time
    Work experience placement
    Live in
    Work at office
    Local area

    Accenture

    Charlotte, NC
    5 days ago
  •  ...product platform and top resources in the financial industry, while you nurture...  ...recommending solutionsFINRA Series 7 & 66 licensed and hold appropriate state registrations...  ...remote roles.Certifications:Series 07 - FINRA, Series 66 - FINRACategory:SalesPlease be... 
    Full time

    Fidelity Investments

    Charlotte, NC
    8 days ago
  •  ...Reinvention and we help the world's leading Financial Services organizations reinvent finance...  ...analysis, or EPM implementation — in a consulting, professional services, or corporate...  ...coverage, a 401(k) plan, bonus opportunities, paid holidays, and paid time off.See more... 
    Full time
    Live in
    Work at office
    Local area

    Accenture

    Charlotte, NC
    5 days ago
  • $95.55k - $195.25k

     ...compliance and advisory services. This is an opportunity to be part of an innovative team within...  ...Tax Strategy and Transformation Senior Consultant supporting Transformation in Operations...  ...process or willing and able to obtain:Licensed CPA in state of practice/primary office... 
    Work at office
    Local area
    Visa sponsorship

    Deloitte

    Charlotte, NC
    6 days ago
  •  ...Workplace Financial Consultant, Senior Specialist This is a highly visible, consultative sales role for a financial professional who...  ...activity goals as set by the leadership team. Identifies opportunities and moves clients through the sales process driving outcomes... 

    Vanguard

    Charlotte, NC
    2 days ago
  • $139k - $217k

     ...clients. We focus on our clients' overall financial needs, with consideration and respect...  ...Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment...  ...Employees may also be eligible for incentive opportunities. $139,000.00 - $217,000.00 Benefits... 
    Ongoing contract
    Work experience placement
    Work at office
    Immediate start

    Wells Fargo

    Charlotte, NC
    2 days ago
  • $140k - $175k

     ...to make better and smarter financial decisions and enabling the communities...  ...wide, ever-growing range of opportunities to discover what makes you...  ...requires National Mortgage Licensing System (NMLS) registration...  ...to the requirements of FINRA, NMLS registration, Reg Z, Reg... 
    Full time
    Work experience placement
    Local area

    US Bank

    Charlotte, NC
    7 days ago
  • $88k - $176k

     ...individual to join our Government Healthcare Consulting team (GHC) at Marsh. The Government Healthcare Financial Consulting Manager partners with state governments...  ...be your best through professional development opportunities, interesting work and supportive leaders.... 
    Minimum wage
    Local area
    Remote work
    Flexible hours
    3 days per week
    1 day per week

    Mercer Consulting

    Charlotte, NC
    5 days ago
  •  ...integrated, payroll, cloud-based HR and financial management solutions that put...  ...As a Workday Workday Financials P2P/WSS Consultant, your primary responsibilities may include...  ...solutions that push boundaries and create new opportunities for our clients. Lead with the industry... 
    Full time
    Work experience placement
    Live in
    Work at office
    Local area

    Accenture

    Charlotte, NC
    6 days ago
  •  ...committed to providing exceptional client service. Must be licensed or eligible to be immediately licensed to practice law in North...  ...your candidacy. Please direct any inquiries regarding this opportunity to Maggie Brewer, Director of Recruiting (****@*****.***... 
    Immediate start

    Womble Bond Dickinson (US) LLP

    Matthews, NC
    17 hours ago
  • $75k - $150k

     ...discover top talent. We are recruiting for a Financial Consultant. Candidates must be located in the...  .... Actively seek new business opportunities. Develop essential knowledge of our...  ...preferred. Must be able to pass a FINRA BrokerCheck with no disclosures on their... 
    Remote work

    Powerwell

    Charlotte, NC
    4 days ago
  • $150k

     ...ready to make a meaningful impact in the financial services industry? As an Endowment and...  ...and the ability to work independently.Licenses: Series 65 or must obtain within 90 days...  ...a quality team surrounding you with opportunities for personal growth.Our Employee Benefits... 
    Temporary work
    Work at office
    Local area
    Flexible hours

    CAPTRUST

    Charlotte, NC
    22 hours ago
  •  ...Please Note: This opportunity is not a direct position with Cetera Financial Group. Accepted applicants will become affiliated with Cetera Investment Services...  ...) and Financial Industry Regulatory Authority (FINRA) licensing. Reviews the work of licensed bankers for... 
    Work at office

    Cetera Financial Group

    Charlotte, NC
    17 hours ago
  •  ...individual client goals, objectives and current financial standing Provide for timely execution...  .../or 66 (or equivalent) Life Insurance license Strong educational background or...  ...responsibilities . Equal Opportunity Employer/Protected Veterans/Individuals... 
    Local area

    TowneBank

    Charlotte, NC
    4 days ago
  • $110k

     ...is a next-generation, global management consulting group. Founded in 1999, we were born...  ...clients to mitigate downside and maximize opportunity. With expertise across a broad range of...  ...and sanctions compliance within the financial services industry or consulting firm Knowledge... 
    H1b
    Work at office
    Worldwide
    Visa sponsorship
    Work visa
    Flexible hours
    3 days per week

    SIA

    Charlotte, NC
    2 days ago
  •  ...been focused on securing futures with financial guidance and products. Our representatives...  ..., MWA supports obtaining industry licenses! Pay range and compensation package...  ..., and exciting incentives Equal Opportunity Statement Modern Woodmen is an equal... 
    Work at office
    Local area

    Modern Woodmen

    Charlotte, NC
    4 days ago
  • $100k

     ...Tristate Financial Advisors provides the ability to create your own...  ...time Provide ongoing consultation and support TFA is different...  ...Significant career growth opportunities within the company, including...  ...field Must obtain series licenses and qualify to be approved... 
    Permanent employment
    Full time
    Work at office
    Local area

    Tristate Financial Advisors

    Charlotte, NC
    3 days ago
  •  ...Thrivent Financial Advisor Is your CV ready If so, and you are...  ...receive the support, stability and opportunity of a Fortune 500 leader. We...  ...coaching as you obtain your FINRA Series 7 and 66 registrations...  ...SIE, state life and health licenses before contracting. Satisfactory... 
    Immediate start

    Thrivent Financial

    Charlotte, NC
    17 hours ago
  • $65k

     ...US At the forefront of specialized financial services, we help families safeguard their...  ...continuous learning and development opportunities. Application Process: # Submit Your...  ...performance. State and federal laws require licensing to sell certain insurance products.... 
    Full time
    Flexible hours

    Chamberlain Agencies

    Matthews, NC
    5 hours ago
  •  ...Financial AdvisorThe Financial Advisor works in concert with the retail branch banking...  ...remain product/solution fluent and maintain licensing capability.Qualifications:Series 7,...  ...or job descriptions at any time.Equal Opportunity Employer. All qualified applicants will... 
    Contract work
    Work at office

    United Bankshares

    Charlotte, NC
    3 days ago
  •  ...common purpose to help make financial lives better through the power...  ...where every teammate has the opportunity to succeed, build a career and...  ...by completing required licenses and trainings. This position...  ...Qualifications Currently holds FINRA Securities Industry... 
    Temporary work
    Work at office
    Flexible hours
    Shift work
    Day shift

    Bank of America

    Matthews, NC
    3 hours ago
  •  ...Financial Representative The purpose of the Financial Representative...  ...Western & Southern Life consultative practices and processes....  ...transportation, maintain a driver's license, and have at least the...  ...contact strategy and identify new opportunities for business. - Preferred... 
    Work at office
    Local area

    Western & Southern Life

    Charlotte, NC
    17 hours ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Financial Consultant-FINRA Licensing Opportunity. Be the first to apply!