Senior Financial Planning Associate

The Senior FPS Associate interacts with Financial Representative teams and FPS team members to complete investment paperwork and analysis tasks for their clients. Roles and Responsibilities Complete, submit, and track new account investment paperwork Partner with leadership in leading elite financial planning operations team Maintain client contact, track changes, and update CRM details accordingly Onboard clients for established advisor teams, maintain detailed notes and records in CRM and ensure the completion of tasks Monitor daily team volume to reassign resources as applicable Assist in long term planning to help advisors expand/grow their practice Execute securities trades and money movement requests Assist with task management for the team Create Investment Policy Statements for investment advisory accounts using Envestnet Advanced knowledge of annuity applications and servicing of accounts Education Requirements and Qualifications High school diploma or equivalent required Minimum of 2-year Associate’s degree and/or equivalent work experience 3-5 years of industry experience preferred Past brokerage/investment account opening experience Past customer service experience Active SIE, Series 7 and 63 registrations Willing to obtain Life, Accident & Health license within first year of employment Ideal candidate would have: Bachelor’s Degree in Business, Finance and/or equivalent work experience Competencies Strong organizational and time management skills with the ability to set priorities and meet deadlines Ability to embrace and adapt to changes in a dynamic environment Strong attention to detail, with accuracy and reliability Ability to thrive in a fast-paced environment Strong customer service and relationship building skills Ability to apply critical thinking skills for problem solving and analysis Excellent written and verbal communication skills Ability to work well within a team and individually Committed to professional development (e.g. licensing, registration, designations) and on-going training #J-18808-Ljbffr