Senior Voluntary Corporate Action Associate

We are looking for a professional to lead the processing, reconciliation, and communication for complex investor choices (like tender offers, exchanges, rights issues) within financial institutions. This role requires deep market knowledge, risk control, stakeholder coordination (clients, tax, tech), staff guidance, and process improvement to ensure accurate, timely handling of events and optimal client service.

DUTIES AND RESPONSIBILITIES

Event Management: Process and reconcile complex voluntary corporate actions (e.g., tender offers, mergers, exchange offers). Client Support: Act as an SME, interpreting data, resolving complex client inquiries, and providing guidance on event life cycles. Stakeholder Liaison: Coordinate with internal teams (Tax, Tech, Middle/Front Office) and external parties (custodians, agents). Risk & Compliance: Identify, manage, and elevate risks, ensuring adherence to procedures and regulations. Process Improvement: Drive automation, simplify workflows, enhance documentation, and contribute to system enhancements. Mentorship: Provide guidance and support to less experienced analysts.

ROLE FOCUS

Strategic: Designing scalable processes, driving change, and ensuring high service standards. Operational: Accurate processing, reconciliation, and issue resolution. Leadership: Mentoring junior staff and managing risk effectively.

QUALIFICATIONS OR PREFERRED QUALIFICATIONS

7+ years’ experience in a similar role. Licensing Requirement: Series 99 Strong understanding of voluntary corporate actions and market practices. Experience with financial systems (e.g., SWIFT messages like MT56X). Excellent analytical, problem-solving, and communication skills. Ability to manage multiple systems, projects, and high-pressure situations. Background in Settlements, Risk Management, Custody, or Financial Markets. #J-18808-Ljbffr Velocity Clearing