Hybrid Mutual Fund Compliance & Filings Specialist
EmergencyMD
EmergencyMD is seeking a Mutual Fund Specialist located in Irving, Texas. This role involves reviewing and filing registration statements for mutual funds to ensure compliance with regulatory guidelines. The candidate should have over three years of experience in financial services and be proficient in handling mutual fund filings and the EDGAR Next filing system. The position offers a hybrid working model, requiring in-office attendance Monday through Wednesday, with the option to work from home on Thursdays and Fridays. #J-18808-Ljbffr
Vacancy posted 22 hours ago
Similar jobs that could be interesting for youBased on the Hybrid Mutual Fund Compliance & Filings Specialist in Irving, TX vacancy
- ...tuition reimbursement. The Compliance Analyst - GSCM reports... ...Management LLC & GuideStone Funds. This position is responsible... ...direct investment adviser and/or mutual fund compliance experience including... ...GuideStone business matters. #LI-Hybrid #LI-HM1SuggestedWork experience placementFlexible hours
GuideStone Financial
Dallas, TX3 days ago - ...American Beacon Partners Mutual Fund Specialist American Beacon Partners... ...following consideration: Hybrid: In office, currently... ...responsible for reviewing and filing of registration statements... ...Funds to ensure accuracy and compliance with regulatory guidelines....SuggestedWork experience placementWork at officeWork from home
(DBA) American Beacon Partners
Irving, TX15 days ago - ...financial services provider located in Dallas, Texas, is seeking a Compliance Analyst to manage day-to-day compliance functions.... ...monitoring investment compliance, and preparing reports for the Fund’s Board. The ideal candidate has a Bachelor's degree, at least...SuggestedFlexible hours
- ...Associate Attorney specializing in Registered Investment Funds. The ideal candidate will manage compliance with federal securities laws, take on a key... ...discretionary bonuses, comprehensive health plans, and a hybrid work model with flexible scheduling. #J-18808-Ljbffr...SuggestedFlexible hours
- Aon is looking for a Compliance Specialist II in Dallas, TX. This hybrid position involves maintaining contracts and compliance filings while supporting leadership with various administrative tasks. The ideal candidate will have 5+ years of heavy compliance experience...Suggested
- ...professionally. POSITION SUMMARY: The Compliance Specialist is responsible for managing and... ...Compliance Coordinators and Technicians in file review, policy development, audits, and... ...and the Dominium Employee Emergency Fund. Dominium is committed to providing...Contract workTemporary workWork at officeLocal areaFlexible hours
Dominium
Dallas, TX5 days ago - ...Compliance Coordinator - Regional Office Based (Hybrid) Dominium is helping tackle the affordable housing crisis – and... ...Administers comprehensive file reviews, audits, and approvals in... ...and the Dominium Employee Emergency Fund. Dominium is committed to providing...Temporary workWork at officeLocal areaFlexible hours
Dominium
Dallas, TX6 days ago - ...is looking for a Credentialing Risk & Compliance Specialist. As an integrated vendor and partner to... ...to work scheduled shifts. Role will be Hybrid: 3 days in office at 4835 LBJ Fwy, Dallas... ...computer‑based work, participating in filing activity, lifting and carrying office supplies...Work at officeShift workAfternoon shiftEarly shift
Integrative Emergency Services, LLC
Dallas, TX1 day ago - ...industry together. In Compliance, we help our business partners... ...led by a Director of Fund & Advisory Program... ...adviser, and Schwab’s mutual funds and ETFs; and, (b... ...regulatory disclosures and filings (e.g. Form ADV); and/or... ...a lasting impact. Our Hybrid Work and Flexibility...Work experience placement
Charles Schwab
Southlake, TX22 hours ago $27 - $28 per hour
...Senior Licensing and Compliance Specialist Hybrid USOSM HQ MAIN COMPANY - Irving, TX 75062 Overview Salary Range $27.00 - $28.00 Hourly Position... ...on time, with no lapses in active licensure. Licensing files maintained at 98100% accuracy, verified through monthly...Hourly payContract workLocal areaUS Oral Surgery Management
Irving, TX6 days ago- ...Dallas, TX office and will have a hybrid schedule after training JOB OVERVIEW The Senior Compliance Officer reports directly to... ...functions such as regulatory filings, new hire coordination,... ...products, including equities, mutual funds, bonds, options, and alternative...Work at office
Equity Trust Company
Dallas, TX1 day ago - ...Texas, is looking for a Trade Licensing Specialist. The role involves managing applications... ...electrical, and plumbing licenses and ensuring compliance with all regulations. Candidates should... ...salary, medical benefits, and a hybrid work model with four days in-office and...Work at officeRemote work
- ...in Dallas is seeking a Private Placement Specialist to report on private placement activities... ...support. Responsibilities include overseeing fund pricing, tracking fund activities, and... ...to detail. This role supports a hybrid work environment, blending office and remote...Work at officeRemote work
- Dominium is seeking a Property Operations File Specialist to support leasing efforts at properties in the Dallas area. You will be responsible for processing applications, ensuring compliance with regulations, and maintaining organized documentation. The ideal candidate...
$64.8k - $97.2k
Arcadis is seeking an EHS Compliance Specialist in Dallas, TX, to support health and safety projects and ensure regulatory compliance. This hybrid role involves conducting inspections, preparing reports, and engaging directly with clients. A Bachelor's degree in a related...- Dominium in Dallas seeks a Property Operations File Specialist to support leasing and occupancy efforts at various properties. Responsibilities... ...applications, maintaining documentation, and ensuring compliance with housing regulations. Candidates should have 1-5 years...
- ...seeking an O365 Subject Matter Expert in Dallas, Texas, for a hybrid role focused on Microsoft 365 systems administration. The ideal... ...of experience, managing Exchange Online, Azure AD, and security compliance processes. This position entails ensuring operational efficiency...Work from homeFlexible hours
- A-MAX Insurance is seeking a highly organized HR Leave & Compliance Admin to support critical HR functions in Dallas, Texas. The successful... ...position offers a competitive salary, annual bonuses, and a hybrid work schedule. Benefits include medical insurance, 401(k) plans...
$50k - $70k
...Compliance Specialist II- Dallas, TX This is a hybrid role working 2 days a week in our Dallas, Tx office Aon is in the business of better decisions... ...materials and related data and insurance licensing filings, working with our internal legal department. Reviewing...Full timeTemporary workPart timeWork at officeLocal area2 days per weekAon
Dallas, TX5 days ago- A leading fund management firm in Texas seeks a Manager Fund Accountant to join their team. The ideal candidate will have at least 4... ...capital calls and waterfall calculations. This position offers a hybrid working model along with a strong culture and opportunities for...
$88k - $105k
Iq--e is seeking a Manager for Private Equity Fund Accounting, offering a dynamic role where you support leading private equity and hedge... ...package including health coverage, paid time off, and a hybrid work schedule. Salary ranges from $88,000 to $105,000 based on experience...Permanent employmentFull time- ...their customers. ABOUT THE JOB: The Compliance Analyst is responsible for conducting... ...forms, loan records, and reporting files; working knowledge of compliance monitoring... ...Manager) and Certified Anti-Money Laundering Specialist (CAMS) designation a plus....Bank staff
State Bank of Texas
Irving, TX18 days ago - ...leadership is a shared responsibility. Affordable Housing Compliance Specialist The Compliance Specialist is responsible for reviewing... ...Responsibilities The review of Affordable Housing resident files for eligibility and compliance with all required laws. Review...Permanent employmentRemote work
Asset Living
Dallas, TX29 days ago - ...liaising between technical and business teams, developing metrics for product performance, and leading a small team of analysts. This hybrid role offers competitive compensation and extensive benefits including generous PTO and a collaborative work culture. #J-18808-...Work at office
Gartner
Irving, TX1 day ago - ...Description Job Description Title: Compliance Associate Location: Dallas, TX... ...Client X is a top-ranked global, independent fund administrator. Client X provides uniquely... ...preparation of accurate and complete FATCA & CRS filings and ensure all filings are filed within...Work at officeFlexible hours
The Rockridge Group
Dallas, TX14 days ago - ...Description Job Description JOB TITLE: Compliance Auditor DEPARTMENT: Compliance... ...RESPONSIBILITIES: Conduct Compliance audits File Approval Special Claims submissions... ...NALP) preferred. Certified Occupancy Specialist (COS) preferred. Tax Credit...Contract workFor contractorsWork at officeLocal area
5305 Marquis Inc
Dallas, TX3 days ago - ...About the job Tax & Compliance Research Specialist About Us Catalyst Labs... ...York that raised $17m in Funding. Their lightning-fast checkout... ...Work type: Full time, Hybrid (In-person 4 days/week in NY... ...thorough records to support filings, compliance checks, and...Full timeRelocation
Catalyst Labs, LLC
Dallas, TX1 day ago - ...Underwriting Consultant Construction, to join our team. This role will be hybrid if near a local office or for the right candidate can be remote... ...that fosters excellence and professional growth. Amerisure Mutual Insurance Company is an Equal Employment Opportunity employer....Remote jobWork at officeLocal areaFlexible hours
$130k - $155k
...accounting, reporting, regulatory and compliance needs of the investment... ..., managing audits and tax filings, and supervising staff to ensure... ...paid parental leave and a hybrid work schedule, promoting both... ...management industry, including hedge funds, private equity, venture...Work at officeLocal areaWorldwideIQ-EQ
Dallas, TX1 day ago- ...seeking an Associate to manage a portfolio of loans, ensuring compliance with insurance obligations. This role involves analyzing property... ...insurance compliance and strong organizational skills. Enjoy a hybrid work model with a commitment to employee well-being, including...
ORIX USA
Dallas, TX3 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Hybrid Mutual Fund Compliance & Filings Specialist. Be the first to apply!
Related searches
- regulatory officer Irving, TX
- compliance consultant Irving, TX
- healthcare compliance officer Irving, TX
- regulatory affairs consultant Irving, TX
- regulatory compliance specialist Irving, TX
- risk and compliance analyst Irving, TX
- aml compliance analyst Irving, TX
- compliance officer Irving, TX
- compliance coordinator Irving, TX
- research compliance officer Irving, TX