Financial Solutions Advisor - Participant Services (Series 7 required)
Bank of America Financial Center
Overview The Participant Services Financial Solutions Advisor (FSA) engages clients in goals‑based conversations to provide education and guidance when they need us most. The role involves working within a contact center environment, leveraging the Bank of America and Merrill offerings, and collaborating with business partners to provide service/education to active and separated Merrill 401(k) and Equity Plan participants. The FSA sets clear expectations to create a smooth transition and continuation of the Bank of America/Merrill relationship. Responsibilities Works with clients to plan their short‑ and long‑term financial goals by building a financial plan with brokerage products, including stocks, bonds, mutual funds, annuities, and banking and money‑managed solutions. Recommends banking and investment strategies that align with client financial goals and needs. Triages client requests and makes referrals to appropriate internal service providers based on client needs and asset thresholds. Mitigates and controls risk as part of daily activities. Identifies and engages potential new clients through referrals or financial center clientele. Provides coaching and feedback to referral partners based on knowledge of client needs and proposed product services. Qualifications Series 7 and 66 or equivalent (if not currently held, Series 66 must be obtained within 90 days). Passion for excellence and willingness to work to exceed client expectations. Strong computer skills with the ability to multitask in a fast‑paced environment. Knowledge of investments and financial markets and ability to apply key principles appropriately. Ability to identify participant opportunities and engage key partners as needed. Additional Skills Needed Account Management Advisory Client Experience Branding Customer and Client FocusOral Communications Active Listening Attention to Detail Client Solutions Advisory Issue Management Pipeline Management Causation Analysis Client Management Policies, Procedures, and Guidelines Risk Management Written Communications Work Schedule Shift: 1st shift (United States of America) Hours per week: 40 Regulatory Requirements The position requires SAFE Act registration. All employees engaged in residential loan mortgage originations must register with the federal registry system and remain in good standing. Failure to obtain or maintain SAFE Act registration may result in disciplinary action up to and including termination. Other Information Privacy Statement: #J-18808-Ljbffr Bank of America
- ...common purpose to help make financial lives better through... ...culture with specific requirements for office-based... ...Join us! Merrill Participant Services Financial Solutions Advisors (FSA) engage participants... ...Qualifications • Series 7, and 66 or equivalent...SuggestedTemporary workWork at officeShift workDay shift
- Job Summary As a National Financial Solutions Advisor (NFSA I) at Bank of America, you will be... ...incorporate it into daily activities. Required Qualifications Series 7 and Series66 licensure (Series66... ...of experience in the financial services industry or a metrics‑based sales...SuggestedShift workDay shift
- ...Position Description Financial Solutions Advisors (FSAs) are phone-based licensed advisors (Series 7 and 66 required) that provide clients with holistic financial advice... ...guidance by ident ifying broader product and service solutions that meet their investment,...SuggestedWork experience placementImmediate startFlexible hoursShift workDay shift
- ...looking for the next generation of Financial Solutions Advisors—those with a passion for growing a... ...with industry leading products, services, and education. Robust marketing... ...to meet their evolving needs. Required skills Series 7, and 66 or equivalent (if not...SuggestedShift workDay shift
- Bank of America is seeking a Financial Solutions Advisor in Chandler, Arizona, to engage clients in... ...Merrill 401(k) and Equity Plan participants. The ideal candidate will have strong... ...knowledge of financial markets. This role requires Series 7 and 66 licenses for compliance....SuggestedWork at office
- A leading financial services firm is seeking a Financial Services Representative in Gilbert, Arizona. In this role, you'll engage with clients... ...manage their stock portfolios. The firm offers training for Series 7 & 63 licenses, a competitive salary, and a hybrid work...
- Bank of America seeks a National Financial Solutions Advisor (NFSA I) in Chandler, Arizona. In this role, you will leverage our financial services to provide comprehensive advice to clients... ...needs. Ideal candidates will have Series 7 and Series 66 licensure, excellent communication...
- A leading global financial services firm seeks a Registered Client Service Associate in Gilbert, AZ. This role involves providing outstanding service to clients over the phone, assisting them in managing their finances, and resolving inquiries. Candidates should possess...
- Are you interested in financial services? Have you always... ...training to obtain your Series 7 & 63 Licenses. In This... ...determining the best solution for them. Educate... ...when necessary. Be required to maintain a high level... ...related items. Participating in continuing education...Full timeWork experience placementInternshipWork at officeFlexible hours3 days per week
- Bank of America is looking for a Financial Advisor in Chandler, Arizona. This role involves providing... ...financial advice and customized solutions to meet their investment needs. Responsibilities... ...client needs. The ideal candidate has Series 7 & 66 licenses, at least one year of...
- ...Job Profile As a Financial Advisor within PNC Wealth... ...creating personalized solutions on behalf of you... ...visas or participate in STEM OPT for this... ...handling sales and service, identifying... ...level typically require a university or college... ...Licenses FINRA Series 7 and 66 (or 63, 6...Full timeTemporary workWork experience placementWork at office
$61k - $119k
Overview Becoming a financial advisor at Northwestern Mutual is... ...Investment & Advisory Services · Trust Services · Retirement Solutions · Business Needs... ...Essentials (SIE), and Series 6, 7, and 63. Northwestern... ...WI. *Individuals are required to have a minimum of three...Full timeContract workFor contractorsWork at office$61k - $119k
Financial Advisor Opportunity Becoming a financial advisor at Northwestern Mutual... ...Funding Investment & Advisory Services Trust Services Retirement Solutions Business Needs Analysis Northwestern... ...Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual...For contractorsWork at office$63.2k - $104.2k
...Branch Office Team. Financial Advisors work together... ...EJC department service team to deliver... ...clients from 7:30 am‑5:30 pm... ...SEP/Simple IRA participants while preserving... ...client solutions to meet the clients... ...200. Skills / Requirements Current Series 7 and 66 (or combination...Full timeWork at officeLocal areaRemote workWork from homeHome officeMonday to Friday3 days per week- Bank of America is seeking a Financial Advisor to provide tailored advice to clients helping... ...based on needs. The position requires strong relationship-building... ...year of experience in the financial service industry, along with Series 7 & 66 licenses. Ideal candidates will...
- Virtual Advisor (MSVA) is Morgan Stanley’s wealth... ...locations and has Financial Advisors and... ...develop goal-based solutions to support their overall... ...in products and services offered Execute on... ...and funding Required Qualifications Required... ...Active Licenses: Series 7 Series 66 (or 63...Worldwide
$72k - $90k
...cutting-edge technology solutions for our clients.... ...to understand their requirements, and managing project... ...and user manuals. Participate in cybersecurity/technical... ...in a professional services or consulting environment... ...budgets, analyze financial reports, and track profitability...Full timeRemote workShift work- A leading financial services firm in Gilbert, AZ is looking for a Registered Client Service Associate. You will provide exceptional service... ...while managing daily inquiries. The role includes obtaining Series 7 and 66 licenses, with training and support provided. Candidates...Remote job
$60k - $80k
...Manager, Investment Services. Functions Supervised... ...goals & industry requirements. Duties and Responsibilities... ...clients to promote financial planning and... ...services as appropriate. Participate in the credit union's... ...Education: Series 7, 63 and/or 65/66 and...Temporary workLocal area- Morgan Stanley in Gilbert, Arizona is seeking a Financial Services Representative to enhance client engagement via customer service and support... ...with the company's standards. Benefits include training for Series 7 & 63 licenses, a hybrid work schedule, and competitive...
$63.2k - $104.2k
A financial services firm in Tempe, AZ is seeking a Financial Advisor to serve smaller clients while maintaining their connection... ...should possess current Series 7 and 66 licenses, with experience... ...include providing tailored client solutions and resolving service issues....Remote jobLocal area$32k
...opportunity with a growing financial services company that rewards performance... .... Company-wide, we participate in various philanthropic efforts... ...loan and voluntary product solutions. Completes loan... ...procedures and compliance. Requirements High school diploma or equivalent...Hourly payTemporary workWork at officeFlexible hours- A leading financial services firm in Chandler seeks a Financial Advisor to develop and grow client relationships. This role offers substantial support from branch... ...earning potential tied to effort. Candidates must hold Series 7 and 66 certifications and demonstrate strong...Home officeFlexible hours
- Lendmark Financial Services LLC in Gilbert, Arizona is seeking a Loan Consultant II to provide personalized loan solutions and exceptional customer experience. Responsibilities include assisting clients, processing loan applications, and managing collections. The ideal...
- Sonoran Desert Institute is seeking an experienced Financial Services Advisor to support student success through Title IV funding. In this role, you will assist new and continuing students and provide exceptional customer service through daily communications. Ideal candidates...Remote job
$1,000 per month
Overview College Financial Representatives in... ...the option to participate in our internship... ...certifications such as the Series 6 & 63 or CFP.... ...or Advisor role upon graduation... ...registrations (eligibility required) About Us For... ...products and services for our clients....Full timeContract workFor contractorsInternshipLocal areaFlexible hours$41.71k - $50k
BMO U.S. is seeking a Part-Time Customer Service Representative in Tempe, Arizona. In this role, you will... ...service to customers, identify their financial needs, and provide strategic advice on banking solutions while collaborating with the branch team. You should...Part time- MDAEdge is seeking a Chat Specialist in Chandler, Arizona. The ideal candidate will engage with clients via chat to assess their financial needs, offering tailored products to enhance their financial lives. Preferred applicants will have a year of sales experience, a commitment...
- OneMain Financial is seeking a Loan Sales Specialist in Gilbert, AZ, to empower customers... ...through friendly and accessible financing solutions. This role emphasizes customer... ...experience in sales, collections, or customer service is preferred. Bilingual candidates in Spanish...
- ...WealthBridge Financial Group is seeking a results-oriented Financial Consultant to join our... ...expertise to offer comprehensive solutions, including investment opportunities, retirement... ...dedicated to delivering exceptional service and fostering long-term client relationships...
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