Financial Solutions Advisor - Participant Services (Series 7 required)
Bank of America Financial Center
Overview The Participant Services Financial Solutions Advisor (FSA) engages clients in goals‑based conversations to provide education and guidance when they need us most. The role involves working within a contact center environment, leveraging the Bank of America and Merrill offerings, and collaborating with business partners to provide service/education to active and separated Merrill 401(k) and Equity Plan participants. The FSA sets clear expectations to create a smooth transition and continuation of the Bank of America/Merrill relationship. Responsibilities Works with clients to plan their short‑ and long‑term financial goals by building a financial plan with brokerage products, including stocks, bonds, mutual funds, annuities, and banking and money‑managed solutions. Recommends banking and investment strategies that align with client financial goals and needs. Triages client requests and makes referrals to appropriate internal service providers based on client needs and asset thresholds. Mitigates and controls risk as part of daily activities. Identifies and engages potential new clients through referrals or financial center clientele. Provides coaching and feedback to referral partners based on knowledge of client needs and proposed product services. Qualifications Series 7 and 66 or equivalent (if not currently held, Series 66 must be obtained within 90 days). Passion for excellence and willingness to work to exceed client expectations. Strong computer skills with the ability to multitask in a fast‑paced environment. Knowledge of investments and financial markets and ability to apply key principles appropriately. Ability to identify participant opportunities and engage key partners as needed. Additional Skills Needed Account Management Advisory Client Experience Branding Customer and Client FocusOral Communications Active Listening Attention to Detail Client Solutions Advisory Issue Management Pipeline Management Causation Analysis Client Management Policies, Procedures, and Guidelines Risk Management Written Communications Work Schedule Shift: 1st shift (United States of America) Hours per week: 40 Regulatory Requirements The position requires SAFE Act registration. All employees engaged in residential loan mortgage originations must register with the federal registry system and remain in good standing. Failure to obtain or maintain SAFE Act registration may result in disciplinary action up to and including termination. Other Information Privacy Statement: #J-18808-Ljbffr Bank of America
- ...common purpose to help make financial lives better through... ...culture with specific requirements for office-based... ...Join us! Merrill Participant Services Financial Solutions Advisors (FSA) engage participants... ...Qualifications • Series 7, and 66 or equivalent...SuggestedTemporary workWork at officeShift workDay shift
- ...Description:Position DescriptionFinancial Solutions Advisors (FSAs) are phone-based licensed advisors (Series 7 and 66 required) that provide clients with holistic financial advice and guidance by ident ifying broader product and service solutions that meet their investment,...SuggestedFull timeImmediate startFlexible hoursShift workDay shift
- ...Financial Solutions AdvisorAt Bank of America, we're creating real, meaningful... ...of Financial Solutions Advisors—those with a passion for... ...leading products, services, and education.Robust marketing... ...meet their evolving needs.Required skills:Series 7, and 66 or equivalent (if...SuggestedShift workDay shift
- A leading financial services firm is seeking a Financial Services Representative in Gilbert, Arizona. In this role, you'll engage with clients... ...manage their stock portfolios. The firm offers training for Series 7 & 63 licenses, a competitive salary, and a hybrid work...Suggested
- Morgan Stanley’s Financial Services team in Gilbert, AZ is seeking an unlicensed Financial Services Representative. You will assist clients... ...calls, help with account-related requests, and learn to obtain Series 7 & 63 licenses with Morgan Stanley covering training costs....Suggested
- Morgan Stanley is seeking a Financial Services Representative to engage clients via inbound calls, answer questions about stock portfolios,... ...on products. The role includes preparing for and obtaining Series 7 & 63 licenses, with training provided by Morgan Stanley. You...
- ...purpose to help make financial lives better through... ...culture with specific requirements for office-based attendance... ...us! As a Financial Solutions Advisor Stage I (FSA I), your... ...Essentials [SIE], Series 7 and Series 66 Exams.... ...year of financial services industry or sales experience...Work at officeImmediate startMonday to FridayShift workDay shift
$50k
...Join a financial services firm where your contributions... ...0,000 financial advisors across the U.S.... ..., regulatory requirements, and ethical guidelines... ...; and participation in the firm's Travel... ...the right solutions for clients Comfortable... ...: Series 7 and Series 66 required...Work at officeWork from homeHome officeFlexible hours$45k - $100k
...applicants. Join a financial services firm where your... ...0,000 financial advisors across the U.S.... ..., regulatory requirements, and ethical... ...investment and financial solutions to your clients?... ...sponsorship), Series 7 and Series 66... ...; and participation in the firm's Travel...TraineeshipWork at officeLocal areaWork from homeHome officeFlexible hours- ...Are you interested in financial services? Have you always... ...training to obtain your Series 7 & 63 Licenses.... ...determining the best solution for them. Educate... ...when necessary. Be required to maintain a high level... ...account related items. Participating in continuing...Full timeWork experience placementInternshipWork at officeWork visaFlexible hours3 days per week
- Bank of America is seeking a Financial Solutions Advisor Stage I to begin with Securities Industry licenses and grow into trusted financial guidance for clients. You will train, earn SIE, Series 7 and 66, build relationships, and progress to Stage II while serving in an...Work at office
- ...success. As a Financial Advisor within PNC Wealth... ...personalized solutions on behalf of you... ...visas or participate in STEM OPT for this... ...handling sales and service, identifying sales... ..., education, and required certifications/licensures... ...FINRA Series 7 and 66 (or 63,65...Full timeTemporary workPart timeWork experience placementWork at office
$61k - $119k
...Financial Advisor Opportunity At Northwestern Mutual Becoming... ...Investment & Advisory Services · Trust Services · Retirement Solutions · Business Needs... ...Essentials (SIE), and Series 6, 7, and 63. Northwestern... ...WI. *Individuals are required to have a minimum of three...Full timeContract workFor contractorsWork at office$45k - $100k
...Financial Advisor OpportunityJoin a financial services firm where your contributions are... ...procedures, regulatory requirements, and ethical... ...investment and financial solutions to your clients?... ...sponsorship), Series 7 and Series 66... ...; and participation in the firm's Travel...TraineeshipWork at officeLocal areaWork from homeHome officeFlexible hours- Bank of America is seeking a Financial Solutions Advisor Stage I to begin licensing with SIE, Series 7, and Series 66 exams, and to build client relationships with comprehensive guidance. Starting in a financial center, you will train and progress toward advanced advisory...
$52.8k
...industry together. Schwab’s service team is at the heart... ...clients own their financial futures. In this exciting... ...the best possible solution. You’ll also take charge... ...Essentials and FINRA Series 7 & 63 licenses. If you... ...year upon obtaining the required Licensing and...Full timeShift workNight shift- ...Fargo is seeking a Financial Relationship Advisor in Wealth and Investment... ...guidance, financial solutions, and relationship-... ...conversations, service support, and relationship... ...and risk management requirements for the supported... ...Regulatory Authority (FINRA) Series 7 and 66 (or 63 and 6...Ongoing contractFull timeWork experience placementWork at officeImmediate start
- .... As a Wealth Advisor in PNC Wealth... ...employment visas or participate in STEM OPT... ...of financial plans for clients... ...handling sales and service, identifying sales... ...customer solutions.Managing Risk... ...education, and required certifications... ...LicensesFINRA Series 7 and 66 (or 63...Full timeTemporary workPart timeWork experience placementWork at office
- Virtual Advisor (MSVA) is Morgan Stanley’s wealth... ...locations and has Financial Advisors and... ...develop goal-based solutions to support their overall... ...in products and services offered Execute on... ...and funding Required Qualifications Required... ...Active Licenses: Series 7 Series 66 (or 63...Worldwide
- ...and dedicated advisors, a full range... ...most important financial goals. That's... ...FADP), you will participate in a targeted... ...understanding of Service &... ...FINRA licenses required for the Investment... ...pass the SIE, Series 7 and Series 66... ...innovative financial solutions to millions of...Full timeWork at officeRemote workVisa sponsorship
$60k - $80k
...Manager, Investment Services. Functions Supervised... ...goals & industry requirements. Duties and Responsibilities... ...clients to promote financial planning and... ...as appropriate. # Participate in the credit union's... ...Qualifications Education: Series 7, 63 and/or 65/66 and...Temporary workLocal area$57.6k - $66.1k
...industry together. Schwab’s service team is at the heart of... ...clients own their financial futures. In this exciting... ...offer the best possible solution. You’ll also have the ability... ...world-class service. Required Qualifications Active FINRA Series 7 & 63 Licences...Day shift- Morgan Stanley in Gilbert, AZ is seeking an unlicensed Financial Services Representative to help clients with their stock portfolios via inbound... ...problem-solving. You will receive paid training to obtain Series 7 & 63 licenses, enjoy a hybrid work environment, and benefit...
- Morgan Stanley is seeking a Financial Services Representative to engage clients by phone, educate them on investment products, and drive sales... .... The role includes training paid by the company to obtain Series 7 and 63 licenses, and a hybrid work environment. Candidates...
- ...of applicants. Join a financial services firm where your... ...and 20,000 financial advisors across the U.S. and Canada... ...regulatory and compliance requirements. Key Responsibilities... ...Background Active Series 7 and Series 66 (or... ...ability to clearly explain solutions‑based advice, fees,...Temporary workWork at officeHome officeFlexible hours
- ..., career changers, and those exploring financial services to our Virtual Hiring Event for the Financial... ...invited to interview with our Talent Advisors. This event leads to the Schwab Service... ...(Securities Industry Essentials, FINRA Series 7 & 63). #J-18808-Ljbffr Charles Schwab
- Morgan Stanley is seeking an unlicensed Financial Services Representative to engage clients via inbound calls and address stock portfolio questions... ...will receive training funded by Morgan Stanley to obtain Series 7 & 63 licenses, enabling you to progress within a leading...
- ...Wealth Advisor Join Us in Making an Impact... ...the future of financial well-being. You take... ...Sales process. Participate in local and... ...over investment services to generate targeted... ..., and securities requirements. Conduct business... ...: SIE, Series 7, 63/65 (or 66),...Work experience placementLocal area
- ...collaborate with leading solution providers and... ...enablement, and operational services to enable heart-of-... ...current grants requirements and existing security... ...processesSupport Workday Financials maintenance activities... ...reasonable accommodation to participate in the recruiting...Work at officeLocal areaRelocationNight shift
- ...volume of applicants. Join a financial services firm where your... ...clients and 20,000 financial advisors across the U.S. and Canada,... ...relationship management, or a role requiring strong interpersonal communication... ...Willingness to obtain Series 7, Series 66, and state insurance...Full timeTemporary workFlexible hours
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