Financial Solutions Advisor - Participant Services (Series 7 required)
Bank of America Financial Center
Overview The Participant Services Financial Solutions Advisor (FSA) engages clients in goals‑based conversations to provide education and guidance when they need us most. The role involves working within a contact center environment, leveraging the Bank of America and Merrill offerings, and collaborating with business partners to provide service/education to active and separated Merrill 401(k) and Equity Plan participants. The FSA sets clear expectations to create a smooth transition and continuation of the Bank of America/Merrill relationship. Responsibilities Works with clients to plan their short‑ and long‑term financial goals by building a financial plan with brokerage products, including stocks, bonds, mutual funds, annuities, and banking and money‑managed solutions. Recommends banking and investment strategies that align with client financial goals and needs. Triages client requests and makes referrals to appropriate internal service providers based on client needs and asset thresholds. Mitigates and controls risk as part of daily activities. Identifies and engages potential new clients through referrals or financial center clientele. Provides coaching and feedback to referral partners based on knowledge of client needs and proposed product services. Qualifications Series 7 and 66 or equivalent (if not currently held, Series 66 must be obtained within 90 days). Passion for excellence and willingness to work to exceed client expectations. Strong computer skills with the ability to multitask in a fast‑paced environment. Knowledge of investments and financial markets and ability to apply key principles appropriately. Ability to identify participant opportunities and engage key partners as needed. Additional Skills Needed Account Management Advisory Client Experience Branding Customer and Client FocusOral Communications Active Listening Attention to Detail Client Solutions Advisory Issue Management Pipeline Management Causation Analysis Client Management Policies, Procedures, and Guidelines Risk Management Written Communications Work Schedule Shift: 1st shift (United States of America) Hours per week: 40 Regulatory Requirements The position requires SAFE Act registration. All employees engaged in residential loan mortgage originations must register with the federal registry system and remain in good standing. Failure to obtain or maintain SAFE Act registration may result in disciplinary action up to and including termination. Other Information Privacy Statement: #J-18808-Ljbffr Bank of America
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- Job Summary As a National Financial Solutions Advisor (NFSA I) at Bank of America, you will be... ...incorporate it into daily activities. Required Qualifications Series 7 and Series66 licensure (Series66... ...of experience in the financial services industry or a metrics‑based sales...SuggestedShift workDay shift
- Bank of America is seeking a Financial Solutions Advisor in Chandler, Arizona, to engage clients in... ...Merrill 401(k) and Equity Plan participants. The ideal candidate will have strong... ...knowledge of financial markets. This role requires Series 7 and 66 licenses for compliance....SuggestedWork at office
- Job Overview Financial Solutions Advisor (FSA) is a phone-based, licensed advisor (Series7 and66 required) who provides clients with holistic financial advice and guidance by identifying broader product and service solutions for investment, savings, and liability management...Monday to FridayShift workDay shift
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- ...Financial Solutions Advisor - East Valley Phoenix Area Phoenix, Arizona;Apache... ...Bank of America employees are required to meet all posting... ...referrals to appropriate internal service providers based on client... ...: Currently holds Series 7 & 66 (63 & 65 in lieu of 6...Temporary workWork at officeMonday to FridayShift workDay shift
- ...purpose to help make financial lives better through the... ...culture with specific requirements for office-based... ...advice and customized solutions to clients to help them... ...appropriate internal service providers based on client... ...Qualifications Currently holds Series 7 66 (63 65 in lieu of...Temporary workWork at officeMonday to FridayShift workDay shift
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- Bank of America seeks a National Financial Solutions Advisor (NFSA I) in Chandler, Arizona. In this role, you will leverage our financial services to provide comprehensive advice to clients... ...needs. Ideal candidates will have Series 7 and Series 66 licensure, excellent communication...
$50k
...Join a financial services firm where your contributions... ...0,000 financial advisors across the U.S.... ..., regulatory requirements, and ethical guidelines... ...; and participation in the firm's Travel... ...the right solutions for clients Comfortable... ...: Series 7 and Series 66 required...Work at officeWork from homeHome officeFlexible hours$45k - $100k
..., a career as a financial advisor may be the right... ...procedures, regulatory requirements, and ethical... ...a financial services firm where your... ...investment and financial solutions to your clients?... ...sponsorship), Series 7 and Series 66... ...; and participation in the firm's Travel...TraineeshipWork at officeLocal areaWork from homeHome officeFlexible hours- Are you interested in financial services? Have you always... ...training to obtain your Series 7 & 63 Licenses. In This... ...determining the best solution for them. Educate... ...when necessary. Be required to maintain a high level... ...related items. Participating in continuing education...Full timeWork experience placementInternshipWork at officeFlexible hours3 days per week
$61k - $119k
...Financial Advisor Opportunity At Northwestern Mutual Becoming... ...Investment & Advisory Services · Trust Services · Retirement Solutions · Business Needs... ...Essentials (SIE), and Series 6, 7, and 63. Northwestern... ...WI. *Individuals are required to have a minimum of three...Full timeContract workFor contractorsWork at office- ...applicants. Join a financial services firm where... ...000 financial advisors across the U.S... ...clients from 7:30 am-5:30 pm... .../Simple IRA participants while... ...tailored client solutions to meet the clients... ...concerns * Current Series 7 and 66 (OR... ...) licenses required to apply....Work at officeLocal areaRemote workWork from homeHome officeMonday to FridayFlexible hours3 days per week
- ...Edward Jones seeks a financial advisor to develop and grow a... ...personalized financial solutions, and managing branch... ...policies, regulatory requirements, and ethical... ...Interest in financial services/markets. Love of learning... ...skills. Licensing SIE, Series 7, and Series 66...TraineeshipFlexible hours
$61k - $119k
...Financial Advisor Opportunity Becoming a financial advisor at Northwestern Mutual... ...Funding Investment & Advisory Services Trust Services Retirement Solutions Business Needs Analysis Northwestern... ...Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual...Work at office- A major financial institution in Tempe seeks a client-focused Financial Advisor to provide comprehensive advice and customized solutions, guiding clients through their financial goals. Responsibilities... .... The ideal candidate holds Series 7 & 66 licenses and has investment...
- Virtual Advisor (MSVA) is Morgan Stanley’s wealth... ...locations and has Financial Advisors and... ...develop goal-based solutions to support their overall... ...in products and services offered Execute on... ...and funding Required Qualifications Required... ...Active Licenses: Series 7 Series 66 (or 63...Worldwide
- ...we're more than a financial services leader – we’re a... ..., and investment solutions. In addition, this... ...and SAFE requirements. Upon successful... ...fully licensed will participate in the Branch Network... ...Authority (FINRA) Series 6 and Series 63 examinations... ...End Date: 7 Jun 2026 *Job...Temporary workWork experience placementImmediate start
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$63.2k - $104.2k
...The Client Relations Financial Representative (... ...extension of the Financial Advisor (FA), providing advice, service, and support to... ...and compliance requirements. Location Requirement... ...Active Series 7 and Series 66 (or... ...to clearly explain solution‑based advice, fees,...Full timeTemporary workWork at officeHome officeFlexible hours3 days per week$10k - $49.99k
...Alternate titles: Senior Financial Advisor Arizona · Wealth Advisor Phoenix... ...and investment advisory services through Equity Services, Inc... ..., training, mentorship, and required-license sponsorship. How... ...insurance license. ~ Series 6/7 + 63/66 preferred. ~3+ years...Full timeContract workFor contractorsSelf employmentWork at officeLocal areaFlexible hours- Financial Services Representative Have a passion for helping people? Join our team as a Financial Services Representative where you’ll have... ...responsibilities include: Obtain Licenses: Study for and obtain SIE, Series 7, and Series 66 licenses fully paid and sponsored by...Work from home1 day per week
$64.86k - $76.3k
...make better and smarter financial decisions and... ...consulting and advising services though telephone conversations... ...FINRA licenses: Series 7, 63 and 65 OR Series... ...-Verify U.S. Bank participates in the U.S.... ...subject to eligibility requirements). Pay Range: $64,855....Temporary workWork experience placementWork at officeLocal area$215k - $355k
...credit, legal, and servicing to structure,... ...transactions, assignments, participations, portfolio sales)... ...offerings and solutions to maintain customer... ..., and compliance requirements Required Qualifications: ~7+ years of Client... ...skills in a regulated financial services...Work experience placementWork at office$63.2k - $104.2k
A financial services firm in Tempe, AZ is seeking a Financial Advisor to serve smaller clients while maintaining their connection... ...should possess current Series 7 and 66 licenses, with experience... ...include providing tailored client solutions and resolving service issues....Remote jobLocal area
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