Associate / AVP - Securities Regulatory Reporting (15c3-1 and 15c3-3)

Summary In this position, leverage your background in accounting / finance and be responsible for securities regulatory reporting with a specific focus on futures. Responsibilities Prepare daily 15c3-1 net capital computation for all regulated entities. Prepare weekly and month‑end 15c3-3 customer reserve calculations. Compute moment‑to‑moment capital charges on underwriting deals and track confirmed sales on underwriting deals. Run and manage Axiom software for regulatory haircuts and charges. Prepare monthly and quarterly regulatory reports. Reconcile trade details to general ledger to ensure adequacy of accounting records. Coordinate with multiple groups across the organization to confirm financial data and static data for regulatory reports. Maintain/update procedure documentation related to new regulatory requirements to ensure firm’s compliance. Participate in the research and implementation of new and revised regulatory reporting requirements, as well as the evaluation of regulatory requirements for new products/transactions. Ad hoc projects and reporting as requested. Qualifications DataIku or Alteryx experience is a plus. Regulatory or accounting experience in the financial industry. Series 27 must be obtained prior or after employment. Bachelor's degree in Accounting or Finance preferred. Proficient in Microsoft Excel. Compensation & Benefits Base salary range: $91,000 – $125,000 per year. Eligibility for a discretionary bonus. Medical, Dental, and 401(k) plans. Other employee benefits packages as per company policy. Work Arrangement Hybrid working program with varying opportunities for remote work depending on the role, departmental needs, and local laws. We are an EEO/AA Employer – M/F/Disability/Veteran. We participate in the E-Verify program. We maintain a drug‑free workplace and reserve the right to require pre‑ and post‑hire drug testing as permitted by applicable law. #J-18808-Ljbffr Mizuho Financial Group Inc.