Director Regulatory Compliance

Join to apply for the Director Regulatory Compliance role at Allianz Partners . As Regulatory Compliance Director, you’ll lead the U.S. First Line of Defense (FLOD) compliance program, ensuring front‑line activities—from sales and marketing to claims, operations, and product development—meet all federal and state requirements. You’ll embed compliance into daily operations, guide business leaders on emerging risks (including AI), and partner with Legal, Compliance, and Risk to strengthen the regulatory framework. You’ll also manage regulatory reviews, reports, and examinations, ensuring timely and accurate responses. This is a strategic, hands‑on program director role with broad influence across the business, but no direct reports. Way of working: This position follows an in‑office schedule at our office in Richmond, VA. Reporting Structure : Reports directly to the VP Deputy General Counsel, U.S. What you will do Integrate Compliance Across Front‑Line Functions : lead the integration of regulatory compliance into front‑line operations to strengthen adherence to U.S. regulatory requirements. Regulatory Engagement & Reporting : oversee and respond to regulatory inquiries, including ongoing reporting, applications, data and document submissions, and formal examinations. Product & Marketing Compliance Advisory : evaluate regulatory implications of new and existing products, services, and marketing initiatives in coordination with the Second Line of Defense. Risk Assessment & Remediation Leadership : conduct regulatory risk assessments, compliance testing, and remediation planning in collaboration with Corporate Compliance and Risk teams. Training & Culture Building : design and deliver training programs to foster regulatory awareness and promote ethical conduct throughout the organization. What you will bring University degree in law, business, Risk Management, or related field OR equivalent education, training and relevant experience. Advanced certifications are an asset. Minimum 5–8 years’ experience in insurance regulatory compliance. At least 3 years’ experience in a functional leadership or program leadership role. Strong understanding of jurisdictional regulatory environments, including for advertising, marketing, distribution, licensing and AI requirements and considerations. Experience managing regulatory inquiries, complaints, remediation projects, and compliance testing, including demonstrated ability to interact successfully with regulators. Strong research and analytical skills, with the ability to synthesize regulatory changes into actionable business insights. Proficiency with compliance systems, Microsoft Office suite, and change management tools. Strong strategic thinking, stakeholder management, and independent judgment. Ability to lead cross‑functional teams and drive results through influence and collaboration. What we offer Our employees play an integral part in our success as a business. We appreciate that each of our employees is unique and has unique needs, ambitions, and we enjoy being a part of their journey. We are there to empower and encourage you with your personal and professional development ensuring that you take control by offering a large variety of courses and targeted development programs. All that in a global environment where international mobility and career progression are encouraged. Caring for your health and wellbeing is a key priority for us. This is why we build Work Well programs to provide you with peace of mind and give the flexibility in planning and arranging for a better work‑life balance. At Allianz we use some AI‑assisted technology as part of our recruitment process to help match candidates to roles based on skills, experience, job title, and location. AI supports our recruiters by enhancing the efficiency and accuracy of candidate assessments and job recommendations, while all applications are reviewed by our recruitment team and final hiring decisions are made by humans. This posting is for an existing vacancy. #J-18808-Ljbffr Allianz Partners