Global Financial Crimes: Sanctions Compliance Program Management Vice President
Morgan Stanley
We are seeking someone to join our team as Sanctions Compliance Program Management in Global Financial Crimes, responsible for compliance and regulatory matters pertaining to economic sanctions programs under the Firm's Global Sanctions Policy, including U.S. Department of the Treasury's OFAC, the United Kingdom's OFSI, the United Nations Security Council, and the European Union Council. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Vice President level position within the Sanctions Compliance team, where you will be responsible for compliance and regulatory matters pertaining to economic sanctions programs under the Firm's Global Sanctions Policy. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. In Global Financial Crimes (GFC), you will play a critical role in identifying potentially suspicious activity, protecting vulnerable individuals, and safeguarding the integrity of the financial system. GFC coordinates day‑time implementation of the Firm's financial crime prevention efforts, including governance, oversight, and execution of the Firm's Anti‑Money Laundering (AML), Sanctions, Anti‑Corruption and Government and Political Activities Compliance programs. What You'll Do Coordinate sanctions program governance routines, including governance forum materials, senior management updates, meeting follow‑ups, issue tracking, and documentation of key decisions and escalations. Support execution of sanctions transformation initiatives across screening, alert handling, blocking and reporting, regulatory reporting, data governance, policies, procedures, and control uplift workstreams. Develop and maintain management information, metrics, dashboards, and written updates to support senior management reporting and governance oversight of sanctions risks and program deliverables. Assist with regulatory exams, internal audits, and independent testing requests, including coordinating responses, preparing evidence packages, and maintaining audit trails for key deliverables. Support the development, maintenance, and implementation of sanctions policies, procedures, standards, and program documentation, where appropriate. Maintain awareness of regulatory changes related to economic sanctions and support timely assessment, communication, and implementation of related program or control enhancements. Support risk assessment, control mapping, data governance, and monitoring activities related to the Firm's economic sanctions program. Identify opportunities to improve governance discipline, documentation quality, process consistency, and sustainability of sanctions controls. What You'll Bring Strong academic credentials; Bachelor’s degree required, with minimum 7 years of relevant experience, preferably at a large or complex financial institution, law firm, or government/regulatory body, supporting financial crimes or sanctions program governance. Detailed understanding of economic sanctions laws, regulations, regulatory expectations, and industry practices, including sanctions programs administered by OFAC, OFSI, the United Nations Security Council, and the European Union Council. Strong project management and execution skills, including the ability to manage milestones, dependencies, stakeholders, deliverables, and evidence requirements across multiple workstreams. Ability to understand complex business processes, control environments, data flows, and regulatory requirements and translate them into practical governance and control outcomes. Strong interpersonal skills and a highly motivated self‑starter able to work independently while collaborating with global stakeholders across Compliance, Legal, Operations, Technology, first‑line risk, and business teams. Strong analytical and problem‑solving skills, with the ability to identify risks, frame issues clearly, recommend practical solutions, and drive timely execution in a fast‑paced environment, and sound judgment with an ability to appropriately escalate issues. Strong written and verbal communication skills, including the ability to prepare executive‑level updates, governance materials, issue summaries, and regulatory or audit response documentation. Certification as an Anti‑Money Laundering Specialist by ACAMS or equivalent AML certification/license – or certification within the first 15 months of employment. Compensation Expected base pay rates for the role will be between 120,000 and 205,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commission earnings, incentive compensation, discretionary bonuses, other short‑ and long‑term incentive packages, and other Morgan Stanley sponsored benefit programs. Equal Opportunity Employer Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents. Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences. #J-18808-Ljbffr Morgan Stanley
- Morgan Stanley is seeking a Vice President to lead the Sanctions Compliance Program Management within Global Financial Crimes. This role focuses on compliance with global sanctions policies and regulatory requirements. The ideal candidate will have a Bachelor’s degree and...Financial
$120k - $205k
...to join our team as a Global Financial Crimes (GFC): Sanctions Compliance Coverage Officer. In the... ...overseeing the Firm's management of legal, regulatory... ...franchise risk. This is a Vice President level position within... ...to economic sanctions programs under the Firm's...FinancialTemporary workWork at office$120k - $205k
Morgan Stanley is seeking a Sanctions Compliance Program Management professional for its Global Financial Crimes division. This Vice President level role involves managing compliance and regulatory matters under the Firm's Global Sanctions Policy, including overseeing...Financial- ...Vice President, Head of Sanctions & Bribery & Corruption Risk Assessment... ...Company Well-known financial services financial technology... ...financial crime risk assessments, with... ...partnership with global stakeholders across... ...financial crime risk management, particularly in the...Financial
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Morgan Stanley is seeking a Sanctions Compliance Coverage Professional in New York, NY to join the Global Financial Crimes team. This Director-level role involves ensuring compliance with economic sanctions programs and managing regulatory matters under various policies...Financial$150k - $180k
Vice President, Compliance - Monitoring & Testing, US Compliance Oversight Program - TD Securities (US)Skip to main contentWe... ...the TDS US and global businesses, working... ...stakeholders and senior management to ensure program... ...and systems at financial institutions including...FinancialWork experience placementWork at officeLocal areaWork from homeFlexible hours$250k - $312k
Senior Vice President, Head of Commodities and Global Markets Regulatory Compliance Join a dynamic compliance... ...derivatives compliance program while engaging... ...We are a global financial services group... ...role involves managing a global team... ...credit, financial‑crime risk, market risk...FinancialTemporary workWork at officeWork from homeFlexible hours3 days per week- ...As part of Risk Management and Compliance, you are at the center... ...Management Lead Vice President within Risk Management... ...and on the Global Financial Crimes Compliance (GFCC)... ...interpret GFCC/AML/KYC/sanctions requirements for... ...AML and Sanctions program requirements and standards...Financial
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...Corporate Title Vice President Location New... ...the Anti-Financial Crime (AFC) Digital... ...regulations. The global AFC Digital... ...and ensuring compliance with... ...AFC policies, management information reporting... ...volunteer programs What You’ll... ...monitoring, sanctions screening, and...FinancialWork at officeLocal areaWork from home- ...Associate Vice President, Regulatory Compliance, Global Payment Services About the Company Ambitious international banking & financial services institution Industry Financial Services... ...Services Investment Banks Asset Management Insurance Investment...Financial
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...center of it. As a Vice President on our Equity... ...Blocks, Converts) – managing deal timelines,... ...coordinate with legal, compliance and external... ...comprehensive Total Rewards Program include... ...highly qualified global workforce and... ...Detail-Oriented, Financial Engineering, Financial...FinancialFull timeFlexible hours$150k - $185k
...Conflicts Officer to join our Compliance Control Room at TD... ...in reviewing, managing and mitigating conflicts... ...interest across the firm’s global business lines. The... ...s conflict management program remains best-in-class.... ...management within a global financial institution,...FinancialWork experience placementWork at officeLocal areaFlexible hours- ...generation of intelligent financial Payments Sales... ...help shape how global banking clients and... ...solutions. As a Vice President of Product Management in the Global Banking... ...impacts across data, compliance, risk, and... ...range of benefits and programs to meet employee needs...Financial
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The Wealth Management (WM) Chief Data Office (CDO... ...Security Team seeks a Vice President to support digital... ...blockchain-related programs within a financial services... ...wallet screening, sanctions controls, or other... ...cross-section of the global communities in which...FinancialTemporary workWork at office- ...Summary: As a Product Manager in Card Authorizations... ...modernization, and compliance with regulatory and fraud... ...Analyst at a major financial institution (e.g., Citi... ...range of benefits and programs to meet employee needs... ...they bring to our global workforce are directly...Financial
- ...Circle Internet Management Services LLC in New York is seeking a Senior AML Analyst to enhance sanctions compliance processes. You will execute reviews... ...4+ years of experience in financial crime compliance and a solid understanding of global sanctions frameworks. Benefits...FinancialFlexible hours
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