Principal Auditor - Finance

Principal Auditor – Finance Capital One is seeking an energetic, self‑motivated Principal Auditor who will assist in the development and execution of audit plans for assurance coverage of the Finance business. As a member of the Finance Audit team, the candidate will focus on audits related to accounting, regulatory reporting, market and liquidity risks, counterparty credit risks, and other risks in treasury and balance sheet management across both the first and second lines of defense. The candidate will also contribute to other audits identified during the audit planning processes. Responsibilities Lead small audits or own completion of significant components of larger audits. Develop engagement planning documentation, communicate rationale for scoping decisions, and create audit programs to ensure adequate coverage of risks. Design and execute appropriate audit procedures to verify effectiveness of internal controls, document auditee processes and procedures, review and analyze evidence, and identify potential gaps. Prepare clear, organized, and complete documentation to support work performed, including draft findings. Establish and maintain strong, collaborative relationships with stakeholders and team members throughout each engagement. Effectively communicate information and audit progress to team, stakeholders, and auditor‑in‑charge. Prioritize and effectively plan own work activities, manage multiple priorities and tasks across the team to deliver quality results. Proactively take on additional work to support the team when possible. Provide coaching, on‑the‑job training, and feedback to audit staff, including junior associates and recent hires. Qualifications Basic Qualifications: Bachelor’s Degree or equivalent military experience; at least 4 years of experience in auditing, accounting, financial analysis, or compliance. Preferred Qualifications: At least 5 years of experience in auditing, accounting, financial analysis, or compliance; 2+ years in banking or financial services; 1+ year performing data analysis in support of internal auditing; Master’s or advanced degree (Accounting, Finance, MBA); relevant certifications such as CIA, CPA, CFA, FRM. Compensation & Benefits Hybrid work model – 3 days per week in‑person at one of our offices. Annual salary ranges by location (minimum to maximum): McLean, VA: $120,800 – $137,900 New York, NY: $131,800 – $150,500 Plano, TX: $109,900 – $125,400 Richmond, VA: $109,900 – $125,400 Eligible for performance‑based incentive compensation (cash bonus and/or long‑term incentives). Comprehensive benefits package covering health, financial and other well‑being programs. Important Information: Capital One will not sponsor a new applicant for employment authorization for this position. This role is hybrid with 3 days per week in‑person. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non‑discrimination in compliance with applicable federal, state, and local laws. No agencies please. #J-18808-Ljbffr Capital One