Director of Regulatory Compliance — FINRA/SEC Expert
moomoo
Futu US Inc. in Dallas, TX (or Jersey City, NJ) is seeking a Director of Compliance to lead regulatory examinations, inquiries, and investigations involving FINRA, the SEC, and state regulators. You will apply deep knowledge of broker-dealer clearing, AML, trade surveillance, and regulatory reporting to guide remediation and oversight across a global organization. The role requires strong leadership, exceptional communication, and the ability to coordinate across Compliance, Operations, #J-18808-Ljbffr moomoo
Vacancy posted 5 days ago
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Dallas, TX4 days ago
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