DTLA Compliance Analyst: Trade & Policy Oversight
Korn Ferry
Korn Ferry, partnering with our client in DTLA, is seeking an experienced Compliance Analyst. The role focuses on ensuring adherence to regulatory, client, and internal guidelines through trade reviews and monitoring. You will respond to inquiries, assist in developing policies, and prepare documentation for audits and regulatory examinations. Onsite 5 days a week in Downtown Los Angeles. #J-18808-Ljbffr Korn Ferry
- ...partnering with our client based in DTLA in their search for an experienced Compliance Analyst. Company Description Our client is a... ...client, and internal guidelines through trade reviews, compliance monitoring, and resolution of policy inquiries. Key Responsibilities...Policy
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...Compliance Manager Reporting to the Vice President, Ethics & Legal Compliance... ...department. With day-to-day oversight and input from the Vice... ...Bribery and Third Party Engagement Policies and applicable laws; and SPE's securities trading notification processes for designated...Policy$110k - $150k
...financial services firm seeking a Compliance Associate to join its office.... ...and focuses on regulatory filings, policy implementation, and day-to-day oversight of the firm's compliance program.... ...processes. Review and track employee trading activity to ensure compliance....PolicyContract workWork at office$36 - $43 per hour
...International Trade Compliance Specialist JOB-10047205 Anticipated Start Date August 17, 2026 Location Houston, TX... ...adherence to U.S. import and export regulations and company policies. This role will focus on HTS/HTSUS, Schedule B, and ECCN classifications...PolicyFull timeContract workTemporary workPart timeWork at officeLocal areaRemote work- ...accounts at our California location. You will ensure compliance with FINRA, MSRB, OCC, and internal policies while supporting the Regional Manager and Field... ...and serve as the primary compliance consultant for trade-related questions, training, and escalation when needed...Policy
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...Regulatory Affairs Officer will help ensure compliance with fast-changing US rules and... ...strategic implication of new and changing policies and regulations; and assists with developing... ...making agency or financial services trade organization a plus.General Fixed-income...PolicyFull timeWork at officeLocal area- ...Student Affairs, the Administrative Finance Compliance Analyst for Student Programming Activities (... ...the financial stewardship, compliance oversight, and budgetary planning of student-... ...with federal, state, UC, and UCLA policies; and serves as the primary fiscal liaison...Policy
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...-driven Senior Customs Broker / Customs Compliance Specialist to join our growing team in El... ...directly impact our clients' global trade success. If you thrive on navigating complex... ...: Stay abreast of the latest customs policies, regulations, and industry trends to identify...Policy$175k - $225k
LEAD FIDUCIARY COMPLIANCE SPECIALISTWHAT IS THE OPPORTUNITY?The Lead Bank Fiduciary Compliance Specialist supports the execution, oversight, and continuous improvement of compliance programs within... ...development and implementation of policies, procedures, and governance...PolicyWork at officeRemote work$75k
...About the Job BSA/AML Compliance Analyst - To $75K - Los Angeles, CA - Job # 3755 Who We Are: The Symicor Group is a boutique... ...regulatory timeframes and in accordance with BSA/AML Compliance policies and procedures. Administer essential workflow functions...PolicyWork at office$67.9k - $123.3k
...build a better working world. Ethics and Compliance Investigations Team‑Investigations... ...timely records, and support matter aging oversight; Enable reliable reporting, governance... ...Manage the ECIT SharePoint site to ensure policies, protocols, templates, procedures, and...PolicyWork experience placementSummer holidayWork at officeFlexible hours- Volunteers of America Los Angeles is hiring a Programmatic Compliance Analyst to enhance and maintain compliance across various programs. This role involves developing and managing policies to ensure clarity and adherence to regulations. The ideal candidate will bring...Policy
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Description Office of Compliance Services Support a comprehensive compliance program that... ...alignment, and patient trust. The Compliance Analyst plays a key role in investigations,... ...with applicable laws, regulations, and policies. Prepare clear reports, findings, and analyses...PolicyWork at office$78.88k - $83.03k
...CQI and CQI Supervisor of Business Insights, the Programmatic Compliance Analyst will support overall programmatic compliance at VOALA, in... ...modify, and maintain new and current Program and VOALA‑wide policies and guidelines. The main responsibility is to ensure that these...PolicyWork experience placementWork at officeLocal area- ...Risk Adjustment operations through government audit readiness, compliance oversight, and internal quality assurance reviews. Perform coding... ...settings of care, maintaining compliance with national coding policies and procedures, assisting with coding questions and related...PolicyWork experience placement
- Position Overview The Labor Compliance Analyst monitors, reviews, and enforces the Companies Labor Compliance Program (LCP) in accordance with... ...Assist the LC Lead with the development of labor compliance policies, procedures, form templates, and instructional operations...PolicyContract workFor contractorsApprenticeshipFor subcontractorRemote work1 day per week
$35k - $48k
...Required Summary The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to support a federal law enforcement client with I-9... ...duty location. Follow all applicable DHS and ICE policies, privacy, records management, and information...PolicyFull timeContract workFor contractorsWork at officeRemote workWeekend work$90k - $120k
...markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new... ...-day compliance topics such as personal trading, email reviews, firm trading activity monitoring... ...-related issues in line with client policies and procedures Monitoring regulatory...PolicyWork at office$124k - $170k
...obstacles. The opportunity We're hiring a Compliance Officer to serve as the functional... ...onboarding through offboarding, including oversight of ongoing IAR activity. Program build‑out... ...including the development and management of policies and procedures. Form ADV — Own the...PolicyWork at officeImmediate start3 days per week$60k - $90k
...limited guidance. Work closely with assigned Compliance Lawyers to ensure compliance workflow is... ...Global Practice Standards program and policies and answer inquiries regarding share... ...legal assistant experience (or similar analyst experience in a decision‑making capacity...PolicyFull timeWork at officeWorldwideFlexible hours- ...more, visit About the Role Put your international trade expertise to work as our new Global Customs Compliance Lead in Los Angeles. This role is ideal for a bi‑... ...to import/export laws, customs supervision policies and international transportation safety regulations...PolicyFull timeWork experience placementLocal areaImmediate startWorldwideOverseas
$120k - $140k
...below will update the main content Privacy Analyst New York, New York Match Group Quality... ...are developed responsibly and in compliance with global privacy laws. Drawing on your... ...Have a background in privacy, law, public policy, or a related field Have experience supporting...PolicyApprenticeshipWork experience placementWorldwide3 days per week$260k - $360k
..., diagnostics, food, dietary-supplement, cosmetics, laboratory, trade-association, and clinical-research clients. Collaborate closely... ...employees based on any of these protected categories. It is Jobot’s policy to comply with all applicable federal, state and local laws...PolicyWork at officeLocal areaRemote workFlexible hours- ...contingent upon award of contract SOSi is seeking a Risk and Compliance Analyst to support mission requirements for a structured approach to... ...status. SOSi takes affirmative action in support of its policy to advance diversity and inclusion of individuals who are minorities...PolicyFull timeContract workFor contractorsRemote workWorldwide
- ...organizational financial goals, ensuring compliance and long-term sustainability.... ...Establish and enforce tax reporting policies and controls, aligning with evolving regulations... ...procedures. Conduct final review and oversight of year-end shareholder bonus process....PolicyWork at office
- Voala is looking for a Programmatic Compliance Analyst to ensure compliance with policies and support the accreditation process. This role involves creating and maintaining program policies, managing documentation, and liaising with stakeholders. The ideal candidate has...Policy
- ABM is seeking an HR Compliance Specialist/Analyst or HR Generalist- Legal Analyst to coordinate sensitive legal requests, manage HR compliance data... ...to produce insights that proactively reduce risk, improve policy management, and drive process improvements. #J-18808-...Policy
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