Senior 1940 Act Regulatory & Governance Manager
U.S. Bank
U.S. Bank is seeking a regulatory lawyer to support fund clients by preparing and filing regulatory documents with the SEC. The role involves drafting registrations, amendments, and related filings, and coordinating with regulators and the fund's legal counsel. Candidates should have a law degree and a license to practice, with eight or more years of related experience in regulatory affairs for investment companies. The role is hybrid with in-office expectations in Los Angeles. #J-18808-Ljbffr U.S. Bank
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Senior 1940 Act Regulatory & Governance Manager in Los Angeles, CA vacancy
$175k - $200k
...Day One.Job DescriptionThe Regulatory Administration group supports... ...company regulatory filings, fund governance documents, and oversight... ...the Investment Company Act of 1940, including its impact on registered... ...requirements-- Ability to manage multiple tasks...SuggestedWork at officeLocal areaRemote workFlexible hours3 days per weekUS Bank
Los Angeles, CA1 day ago$175k - $200k
...Day One. Job Description The Regulatory Administration group... ...company regulatory filings, fund governance documents, and oversight materials... ...the Investment Company Act of 1940, including its impact on registered... ...requirements Ability to manage multiple tasks...SuggestedTemporary workWork at officeLocal areaRemote workFlexible hours3 days per week$130k - $160k
About the OpportunityThe Senior Manager, Benefits & Compliance is the company... ...supporting timely, accurate regulatory benefit filings, required... ...year-end Affordable Care Act (ACA) administration, including... ...manner.Support benefits governance activities, including ERISA...SeniorFull timeContract workKilroy Realty
Los Angeles, CA1 day ago- Join the Clean Energy RevolutionBecome a Senior Manager, Hydroelectric Licensing & Regulatory Compliance at Southern California Edison (SCE) and build a better... ...to hydropower, including FERC, NEPA/CEQA, Clean Water Act Section 401, and resource-agency consultation....SeniorLocal areaRemote workRelocation
Edison International
Rosemead, CA3 days ago $151k - $222.1k
...across every business line.ABOUT THE ROLEWe are looking for a Senior Manager to lead Sales Compliance for our new and emerging businesses,... ...applicable laws (e.g. Colorado Healthy Families and Workplaces Act). DoorDash also offers medical, dental, and vision benefits, 1...SeniorHourly payContract workWork at officeLocal areaRemote workFlexible hoursDoordash
Los Angeles, CA2 days ago$170k - $240k
Litigation Marketing Senior Manager - RegulatoryCooley is seeking a Litigation Marketing Senior Manager - Regulatory to join the Marketing and Client Development team.Position summary... ...the Business Unit Marketing Team, which acts as the strategic consultant to, and...SeniorFull timeTemporary workWork at officeImmediate startFlexible hoursWeekend workCooley
Los Angeles, CA2 days ago- BKF Engineers, Inc. seeks a Senior Regulatory Specialist and Project Manager to lead environmental permitting and regulatory compliance across California. The role combines permitting leadership with senior project management, client coordination, and cross-disciplinary...SeniorRemote work
- BDO USA, LLP is seeking a Tax Experienced Manager in Core Tax Services to advise clients on tax implications of business objectives in... ...You will lead planning, compliance, and risk evaluation while acting as the primary client contact for complex issues. You will supervise...Senior
$130.7k - $261.3k
...place to work for diversity, working mothers, female executives, and scientists. The Opportunity We are recruiting for a Senior Regulatory Affairs Manager to join our Digital Solutions team on-site in Sylmar, CA or Santa Clara, CA. In this role, you will combine knowledge...SeniorWork experience placementWorldwide- ...are not limited to):Develop and implement regulatory product strategiesRepresent the... ...information from regulatory authoritiesTrain, manage, and mentor other regulatory affairs personnelWork... ...by Section 503 of the Rehabilitation Act of 1973, the Vietnam Era Veterans'...SeniorFull timeFor contractorsWork at officeLocal areaRemote workRelocationFlexible hours
Kite Pharma
Santa Monica, CA3 days ago $136.1k - $156.7k
...strategy, we would like to meet with you!The Senior Manager, Compliance and Privacy, drives the... ...identifying and addressing emerging regulatory and reputational risks. This role... ...versed in legal guidelines and corporate governance best practicesExcellent knowledge of reporting...SeniorFull timeWork at officeLocal areaRemote workRelocation package2 days per week3 days per weekCornerstone Research
Los Angeles, CA4 days ago$143.23k - $185.35k
...Join Kite and help create more tomorrows.Job DescriptionThe Senior Manager, Regulatory Affairs CMC supports and drives increasingly complex CMC... ...increasingly complex regulatory workstreams and projects.May act as a core team member on broader cross-functional teams and...SeniorFull timeFor contractorsWork at officeLocal areaRemote workRelocationFlexible hoursShift workGILEAD Sciences
Santa Monica, CA5 days ago$134.5k - $265.1k
Position Summary Manager - AI Governance - Enterprise Operations & Risk Our Deloitte Regulatory, Risk & Forensic team helps client leaders... ...of complex matters to senior leaders when appropriateDeveloping... ...the California Fair Chance Act. See notices of various fair chance...Local areaVisa sponsorshipDeloitte
Los Angeles, CA5 days ago- ...Discriminacio´n (Spanish) Job Description Senior Export Trade & Compliance Manager Unical Aviation, a Satair company,... ...risks and a commitment to act with integrity, as the foundation for... ...with applicable state and local laws governing nondiscrimination in employment in...SeniorContract workLocal areaVisa sponsorship
$99k - $252.45k
...Opportunity As part of the AI Governance team within the Digital... ...and technology resources. As a Manager, you will lead teams in assessing... ...clients Analyzing complex regulatory landscapes to provide... ...and the California Fair Chance Act, where applicable, arrest or...H1bPwC
Los Angeles, CA4 days ago- Job Summary:The Assurance Senior Manager is responsible for developing... ...client on various economic and regulatory risks in a specific industry... ...client relationships and acting as the primary contact for clients... ...and understanding of governing principles; applying these principles...SeniorWork at office
BDO International
Los Angeles, CA4 days ago - ...Senior Export & Trade Compliance Manager Location Glendale, Arizona – 100% onsite position Job Summary Join a growing aerospace and defence... ...Overseeing internal audits, compliance reporting, regulatory research, and implementation of trade compliance initiatives...SeniorFull timeVisa sponsorship
Peak Performance Recruitment
Glendale, CA3 days ago $135.14k
...that purpose. Job Summary 1 Position Available The Senior Manager of Network Strategy and Governance is responsible for leading the development,... ...that advance network performance, provider engagement, regulatory readiness, and organizational objectives. The Senior...Senior$198.7k - $391.6k
...business outcomes.The Commerce Strategy Senior Manager is a client-facing consulting leader responsible... ...incentive program, subject to the rules governing the program, whereby an award, if any,... ..., and the California Fair Chance Act. See notices of various fair chance hiring...SeniorLocal areaShift workDeloitte
Los Angeles, CA2 days ago$77k - $143k
STRATEGIC SOURCING MANAGER SENIORWHAT IS THE OPPORTUNITY?City National... ...Supplier audit activities.Governance of vendor sourcing... ...suppliers and/or commodities to senior management.Develop / maintain... ...even when faced with ambiguity; acts with integrity, is accountable...SeniorContract workTemporary workRemote workCity National Bank
Los Angeles, CA4 days ago$143.23k - $185.35k
...working onsite. Key Responsibilities Regulatory Strategy and Program Leadership Lead... .... Guide development and lifecycle management of the T-cell control strategy, including... ...protected by Section 503 of the Rehabilitation Act of 1973, the Vietnam Era Veterans'...SeniorFull timeFor contractorsWork at officeLocal areaRemote workRelocationFlexible hoursGilead Sciences
Santa Monica, CA19 days ago$150k - $155k
...private and public grants, government contracts, and organizational... ...requirements. Bet Tzedek seeks a Senior Director of Compliance to... .... A member of the management team that operates immediately... ...President & CEO, including regulatory compliance, contractual obligations...SeniorContract workWork at officeImmediate startRemote workFlexible hoursShift workBet Tzedek Legal Services
Los Angeles, CA1 day ago- Success Education Colleges in Glendale, CA seeks an experienced Financial Aid Director to oversee the campus Student Financial Aid Department, ensuring accurate awarding and disbursement of aid while maintaining compliance with state and federal guidelines. You will lead...Senior
- EVgo is seeking a Senior Accounts Payable Supervisor to lead complex AP transactions, vendor relationships, and audits, driving month-end close and process improvements. This role requires deep GAAP knowledge, SOX compliance, and ERP experience, including NetSuite and...Senior
- L.A. Care Health Plan in Los Angeles, CA seeks an Associate Counsel III Senior Director Health Legal Services to provide legal analysis on health care regulatory matters and assist with legislative/regulatory development. The role supports product lines and operations with...Senior
$125.38k - $261.6k
...confidence. This is a unique opportunity for a mid-career product manager to shape how Roku works with the advertising ecosystem, craft... ...less talented teams. We're independent thinkers with big ideas who act boldly, move fast and accomplish extraordinary things through...SeniorWork at officeLocal areaRemote workMonday to ThursdayFlexible hoursRoku
Santa Monica, CA4 days ago$193.73k - $322.88k
...clients innovate, enhance, and manage their data, AI, and analytics... ...felt the heavy impact of various government regulations and have... ...From entry-level employees to senior leaders, we believe there’s always... ...and the California Fair Chance Act. See notices of various fair chance...SeniorLocal areaVisa sponsorshipDeloitte
Los Angeles, CA4 days ago- Join the Clean Energy RevolutionBecome a Senior Manager of Financial Planning & Analysis at... ...preparation and development of other CPUC/FERC regulatory filings as neededCoaches and develops... ...Employers and the California Fair Chance Act. There will be an assessment as part of...SeniorRemote work
Edison International
Rosemead, CA2 days ago $222.5k - $261.9k
...make an impact?West Monroe is seeking a Senior Manager, Data Program Management to lead large-scale... ...business functions.Establish program governance, executive steering committees,... ...residents, provided pursuant to the California Consumer Privacy Act (CCPA) and linked here.SeniorLocal areaImmediate startFlexible hoursWest Monroe Partners
Los Angeles, CA2 days ago$100k - $125k
...Do and Who We ServeWe offer Tax, Audit, Advisory, and Business Management services to our clients, which include private and public companies... ...work location or schedule whenever possible.As our Manager / Senior Manager of HR Compliance & Employee Relations, you will serve...SeniorFull timeWork at officeLocal areaRemote workHolthouse Carlin & Van Trigt
Los Angeles, CA6 hours ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior 1940 Act Regulatory & Governance Manager. Be the first to apply!
Related searches
- training and compliance manager Los Angeles, CA
- compliance director Los Angeles, CA
- compliance manager Los Angeles, CA
- manager regulatory affairs Los Angeles, CA
- director global regulatory affairs Los Angeles, CA
- corporate compliance manager Los Angeles, CA
- sr. manager regulatory compliance Los Angeles, CA
- regulatory & compliance manager Los Angeles, CA
- finance compliance manager Los Angeles, CA
- regulatory manager Los Angeles, CA