Lead, Compliance Risk & Control Assessments
Scotiabank
Scotiabank is seeking a Manager, Compliance Risk and Control Assessment to support the US CRCA program within Global Banking and Markets. The role involves coordinating annual and quarterly assessments, policy maintenance and governance reporting across Compliance stakeholders. Five to seven years in compliance/risk roles is required, with BA or international equivalence. JD/Masters preferred but not required; strong communication and analytical skills are essential for success in this role. #J-18808-Ljbffr Scotiabank
- Goldman Sachs Group, Inc. is hiring a Vice President for Compliance in Richardson, TX. The role involves managing the regulatory change... ...program in financial crime compliance and coordinating risk assessments. Ideal candidates will possess strong analytical and communication...Risk
- Manager, Compliance Risk and Control Assessment Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years...RiskFlexible hours
$145k - $180k
...& Role As the Director/AML Compliance, you will lead a dedicated team responsible... ...to identify and mitigate risks, providing expert guidance... ...AML systems, automation, and controls; Actimize experience is a strong... .... Maintain AML WSPs, risk assessments, and internal controls....RiskContract workWork at officeLocal areaRemote work- Global Compliance Our division prevents, detects and mitigates... ...and reputational risk across the firm and helps... .... As an independent control function and part of the... ...of defense, Compliance assesses the firm’s compliance,... ...risks and breaches; and leads the firm’s responses to...Risk
- Compliance, Financial Crime Compliance- Risk Assessment and Controls, Vice President, Richardson TX Job Description Global Compliance Our division prevents, detects... ...monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations,...RiskFull timeWork at office
- ...Goldman Sachs Group is seeking a Risk Management professional in... ...risk oversight and ensure compliance with policies. The role necessitates... ...5+ years in risk or control functions, with a strong background... ...management, enhancing risk assessment and operational resilience. A...Risk
$82k - $107k
Lennox International in Richardson, Texas is seeking a Senior Auditor-SOX to support the Sarbanes-Oxley compliance program. The role involves performing risk assessments, conducting audit procedures, and preparing reports on testing results. Candidates should have a...Risk- ...Dallas is seeking an Internal Auditor to enhance governance and risk management. The role offers diverse opportunities to assess and improve internal controls, with a focus on market risk and regulatory compliance. Ideal candidates will have a Bachelor’s degree in Finance...Risk
- ...We're seeking someone to join our team as a Risk and Controls Assessment (RCA) Specialist in Legal and Compliance. In the Legal & Compliance division, we assist the... ...- putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity...RiskFull time
- ...Audit Analyst to help strengthen the firm’s risk management and control environment. You will join the Third Line of Defense and assess the effectiveness of governance processes,... ...financial crime frameworks. In this role you will lead risk-based audits, perform control testing...Risk
- A leading financial institution in Dallas is seeking a First Line Risk & Control RCSA Manager to oversee risk management and compliance processes. The ideal candidate will have over 7 years of experience... ...risk programs, guiding assessments, and ensuring adherence to regulatory...Risk
$70k - $125k
A leading global financial services firm is seeking a dynamic and high-performing Director to join its Operational Risk Department. This key position involves managing risks associated with External Theft and Fraud, providing thought leadership and strategic oversight....Risk- ...Group, Inc. is seeking a Senior Analyst for their Internal Audit team in Dallas, TX. This role involves assessing the internal control structure and ensuring compliance with laws and regulations while working collaboratively across teams to improve operational...Risk
- ...Pinnacle Group is seeking a Risk Specialist to support third-party... ...and technology vendor assessment activities. This role will focus... ...alignment with established security, compliance, and governance standards.... ...technology, security, and IT control environments. Evaluate...Risk
- ...Goldman Sachs Group is seeking an Internal Audit Analyst based in Dallas. This role involves assessing the effectiveness of the company's internal controls and ensuring compliance with legal frameworks while enhancing collaborative office culture. Candidates should...RiskWork at office
- ...Responsibilities Strategic Risk Oversight: Report to... ...Head of UK Business Controls to support the... ...Risk and Control Self-Assessment (RCSA), control assurance... ...incident management. Policy Compliance: Ensure strict... ...Operational Resilience: Lead adherence to firmwide...Risk
- Overview Job Title: First Line Risk & Control RCSA Manager Location: CityScape What you'll... ...controls in line with standards. Guide assessment of control environment and determining... ...knowledge of applicable regulatory and legal compliance obligations, rules and regulations,...Risk
- Title Compliance Manager - Regulatory Obligations and Risk Assessment, Swap Dealer Department GBM&T Compliance Business Line Scotiabank Global Compliance Purpose... ...advises business lines on regulatory risks and controls, supporting the effective management of Scotiabank...RiskWork experience placementLocal areaRemote workFlexible hours
- ...for a Distribution Center Inventory Control Manager in Hutchins, Texas. This role... ...aspects of inventory management, ensuring compliance, accuracy, and risk mitigation within the distribution... ...policies, managing audits, and leading a dedicated team to achieve inventory...Risk
- ...Medical Center is seeking a Research Compliance Analyst III to lead complex compliance activities... ...analyses, audits, investigations and risk assessment, with independence and mentorship of... ...include guiding teams, evaluating control effectiveness, preparing reports, and...Risk
- ...Overview The Analyst, GBM AML and Sanctions Risk Assessment, supports the GBM Risk Assessment team... ...units and engaging with regional compliance teams. Collect, analyze and harmonize... ...Review and validate risk outputs and control effectiveness assessments. Contribute...Risk
$100k
Risk Control Specialist, Inland Marine - Dallas, TX Join to apply for the role at VetJobs Opportunity Reports to Technical Director or... ...technical expertise. Conducts co-surveys with and performs quality assessments on work of field staff. Consult with clients and business...Risk- ...Sachs Group, Inc. in Dallas is seeking an Internal Audit Analyst to assess and report on the firm's internal control structure. The role involves executing audits focused on financial and non-financial risk management and learning about auditing processes within capital...Risk
$124.9k - $229.1k
...Seattle, Tampa. As a Risk Technology professional... ...business and process controls transformation, application... ...Governance, Risk and Compliance (GRC) space, we look... ...businesses achieve leading practice risk functions... ...technical leadership in the assessment, design, and...RiskWork experience placementSummer holidayFlexible hoursShift work- ...seeking an Internal Auditor to join their team in Dallas, Texas. This role involves assessing the firm’s control structure and conducting audits focused on risk management and compliance. Ideal candidates will demonstrate strong analytical skills, excellent...Risk
- Business Finance Manager - Internal Controls & Compliance (GSC) Schneider Electric has a hybrid... ...Dallas, TX. Role Responsibilities Lead and oversee the internal control framework... ...automation of processes. Support risk assessments and implement mitigation actions across...RiskFlexible hours
- ...Analyst, GBM AML Risk Assessment Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking... ...documentation, risk factors, controls, and escalation points.... ...with respect to operational, compliance, AML/ATF/sanctions and conduct...RiskFlexible hours
- The Goldman Sachs Group in Dallas, Texas is seeking an Internal Auditor to assess the firm's internal control structure and governance processes. Candidates should have a Bachelor's degree and 0-3 years of relevant audit experience. The successful candidate will be analytical...Risk
$101.3k - $167k
...Risk Control Specialist - Industrial Hygiene - Richardson, TX ATTENTION MILITARY AFFILIATED JOB SEEKERS: Our organization works with... ...technical expertise. Conducts co-surveys with and performs quality assessments on work of field staff. Consult with clients and business...Risk- ...and Markets (GBM) is a leading Canadian Capital... ...investment banking, credit and risk management products... ...and Sanctions Risk Assessment, contributes to the overall... ...with regional compliance teams to ensure consistency... ...remediation to reinforce the control framework. Review and...RiskWork at officeLocal areaFlexible hours
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