Pre/Post-Trade Compliance Analyst
Franklin Templeton
Franklin Templeton is seeking aCompliance professional in the US to manage investment compliance and restriction monitoring. You will resolve alerts, analyze exceptions, and coordinate with Traders, Portfolio Managers, and global teams to ensure adherence to SEC rules and internal controls. The role requires 2–4 years in investment compliance, experience with alternative investments, and a finance/adv degree. #J-18808-Ljbffr
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Pre/Post-Trade Compliance Analyst in Boston, MA vacancy
$65k - $85k
...Trading Compliance AnalystLoomis Sayles is a performance-driven active asset management company that seeks to identify exceptional investment... ...and enabling responsible innovation.The Trading Compliance Analyst will play a critical role within the compliance department...SuggestedWork at officeLocal areaWork from homeWorldwide3 days per weekLoomis Sayles & Company
Boston, MA1 day ago- ...Senior Global Trade Compliance AnalystThe Senior Global Trade Compliance Analyst is a subject matter expert who is responsible for supporting and strengthening the corporate Export Compliance Program, independently resolving compliance matters and serving as an escalation...SuggestedRelocation package
Trade Compliance Recruiting Solutions
Boston, MA3 days ago - ...PUMA is seeking an Analyst Foreign Trade Zone in Boston to provide essential administrative support for FTZ operations. You will input data... ...Order Management, producing routine FTZ reports, and ensuring compliance with US Customs regulations. Strong attention to detail and...Suggested
Puma
Boston, MA3 days ago $23 - $28 per hour
...About the role We're looking for a Trade Reconciliation & Compliance Analyst on behalf of our client. This is a 6‑month contract assignment (W‑2). You will support trade reconciliation and SOX compliance operations across natural gas, power, renewables, and capital...SuggestedContract workWestinghouse Electric Company
Canton, MA4 days ago$23 - $28 per hour
...recognizing and encouraging the value of diversity in the global workplace. About the role: We're looking for a Trade Reconciliation & Compliance Analyst on behalf of our client. This is a 6-months contract assignment.(W-2) You will support trade reconciliation and SOX...SuggestedContract work$74k - $97.2k
...s success. Core Responsibilities How you will add value Resolve pre trade compliance alerts with Traders and Portfolio Managers. Use compliance tools to identify issues before trade execution. Analyze post trade exceptions and support issue resolution. Monitor accounts,...Local area3 days per weekFranklin Templeton
Boston, MA3 days ago$85k - $110k
...world rejoice. Eventide is seeking to hire a detail-oriented Compliance Analyst to support the Compliance team in implementing, testing and... ...updates to policies, procedures and processes Monitor personal trading, assist with new hire and quarterly compliance certification...Work at officeEventide Asset Management
Boston, MA5 days ago- ...alternative investment firm is seeking a Compliance Officer – Private Credit to join its Boston... ...adviser Conduct and oversee pre-transaction compliance reviews of private... ...including expense allocation review, cross-trade procedures, and operational workflows...Work at officeBoston, MAmore than 2 months ago
- Compliance Associate, Investment Management, Boston (Hybrid, 2 Days/Week in Office) Our client, an investment management firm based in... ...approval workflows for gifts, political contributions, and personal trade pre-clearance Take on client-facing and public-facing content...Work at officeFlexible hours2 days per week
- ...Eventide Asset Management is seeking a detail-oriented Compliance Analyst in Boston to implement and test our compliance program. You will... ...Responsibilities include testing controls, monitoring personal trading, proxy voting oversight, and reviews of marketing materials....
Eventide Asset Management
Boston, MA5 days ago - ...prestigious hedge fund to hire an Investment Compliance Data Analyst. This is an ideal role for a... ...sits at the intersection of compliance trading data and systems offering strong... ...Responsibilities Review and resolve pre- and post-trade compliance alerts in coordination...Full timeImmediate start
- ...DescriptionDepartment ProfileHarvard’s Office of Research and Academic Compliance (ORAC) within the Office of the Vice Provost for Research... ..., procedures, and guidelines in functional areas to include pre-award, post-award, financial, and research complianceProvide consistent...Work at office
Harvard University
Cambridge, MA2 days ago $80k - $150k
...structure fosters a long-term view that aligns our perspectives with those of our clients.About the RolePosition OverviewThe Compliance Analyst will support Wellington Management’s broker dealer compliance program. The Compliance Analyst will be a member of Wellington’...Full timeRemote workFlexible hours1 day per weekWellington Management
Boston, MA3 days ago- ...their skills and talents to serve our citizens.About the Role:The Compliance Officer I monitors retail locations and other regulated... ...agency personnel and local weights and measures officials; provides pre-certification training assistance to municipal sealers of weights...Full timePart timeWork experience placementWork at officeLocal area
State of Massachusetts, USA
Boston, MA1 day ago - ...pieces that can be used—and loved—for generations. The Product Compliance and Regulatory Specialist is responsible for supporting product... ..., material science), regulatory affairs, paralegal studies / pre-law, supply chain management, etc. Master’s Degree / MBA,...Full timeLocal area
Arhaus
Boston, MA1 day ago - ...Audit/Compliance Analyst: IIDemonstrates working knowledge of regulatory compliance, regulatory matters, and business applications. Provides input towards consultation, interpretation, administration, and implementation of contractual, regulatory, and reliability documents...For contractors
Samprasoft
Boston, MA5 days ago - ...Compliance AnalystSeveral Compliance Analysts needed immediately for Boston Mutual Fund House. Key responsibilities include:Assist with the performance of compliance services.Maintain understanding of regulatory requirements, internal processes, and client specifications...Immediate start
Back Bay Staffing Group
Boston, MA5 days ago $76k - $121.9k
...AffairsJob Category: ProfessionalAll Job Posting Locations: Boston, Massachusetts, United... ...questions from regulatory agencies during the pre-market product development phase... ...premarket clearances and approvals and in compliance with relevant regulations and guidance.•...Local areaImmediate startJ&J Family of Companies
Boston, MA1 day ago- ...Sr Compliance AnalystAt Great Gray Group, we strive to set the bar for the retirement services... ...Gray is looking to add a Sr Compliance Analyst to our Compliance Team.The Senior... ...presentations, and social media communications and postings for adherence to regulatory and internal...Work at officeRemote workVisa sponsorshipFlexible hoursShift work
Great Gray Trust Company
Boston, MA15 hours ago - ...Compliance SpecialistComplianceBoston, MAJO-1602-201Responsible for providing the independent monitoring of investment compliance requirements... ...with the Investment Compliance team's key customer groups (trading, portfolio management, legal, client operations, investment...Work experience placement
The Ceres Group
Boston, MA5 days ago - ...strong relationships with utility, government, and industry stakeholders, drawing on your existing network or building a new one.Engage trade groups and coalitions where they can advance our goals.Communicate Dandelion's interests in ways that push building decarbonization...Local areaShift work
Dandelion Energy
Boston, MA5 days ago $147.4k
Posting Description SENIOR LICENSING AND BUSINESS DEVELOPMENT OFFICER, Technology Licensing Office, is responsible for the commercialization of MIT’s IP portfolio arising from research and activities on MIT’s campus; managing a large portfolio of cases, including, technology...Full timeWork at officeVisa sponsorshipMassachusetts Institute of Technology
Somerville, MA1 day ago$120.44k
Posting Description LICENSING AND BUSINESS DEVELOPMENT OFFICER, Technology Licensing Office, is responsible for the commercialization... ...the technology including Transactions, IP Portfolio Managers, Compliance, Operations and Finance teams. Job Requirements REQUIRED:...Permanent employmentFull timeWork at officeVisa sponsorshipMassachusetts Institute of Technology
Cambridge, MA4 days ago- ...Health CorporationPosted: 2026-10-06CVS Health Corporation is seeking a Certified Coding Analyst to perform medical claim reviews for waste and error, ensuring coding accuracy and compliance with CPT/HCPCS, ICD-10, and modifiers. You will audit medical records, discuss cases...
CVS Health
Boston, MA3 days ago - MassBio is seeking a Technology Licensing Officer to evaluate inventions for commercial potential, develop strategies, and license to biotech/pharma entities. The role directs outside counsel on patent drafting, collaborates with hospital centers, and manages a range of...
MassBio
Boston, MA14 hours ago $90k - $157.5k
Role: Secure Configuration Management Compliance Analyst Who we are looking for We are looking for a driven and analytical Secure Configuration Management Compliance Analyst. A candidate should have around five years of experience in security configuration management...Full timeTemporary workFlexible hoursState Street Bank
Quincy, MA3 days ago$100k - $140k
...performance for life.WHOOP is seeking a Governance, Risk, and Compliance Analyst II, to lead the day-to-day operation and support the ongoing... ...compliance recommendationsSupport security incident documentation and post-incident analysis for AI system events,coordinating with...Full timeWork at officeRelocationWHOOP
Boston, MA2 days ago$220.24k - $330.36k
...an estimate and may vary based on an applicant's location, market data/ranges, an applicant's skills and prior relevant experience, certain degrees and certifications, and other relevant factors.This posting will be available for application until at least 11/06/2026...Contract workBayer Global
Cambridge, MA5 days ago$26 - $39 per hour
...Employee Health, Leave & Compliance CoordinatorNeighborHealth is seeking an Employee Health, Leave & Compliance Coordinator to support employee... ...(***) ***-**** to let us know the nature of your requestFederal Trade Commission Statement:According to the FTC, there has been a...Temporary workFixed term contractNeighborHealth
East Boston, MA5 days ago$69k - $136.5k
...shape the future of our industry. Job Description: The HR Compliance Senior Associate supports labor and employment law compliance,... ...submitted to Crowe, or any employee or owner of Crowe without a pre-existing agreement signed by both parties covering the...For contractorsWork at officeLocal areaRemote workWorldwideCrowe
Boston, MA1 day ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Pre/Post-Trade Compliance Analyst. Be the first to apply!
Related searches
- trade compliance specialist Boston, MA
- legal compliance analyst Boston, MA
- compliance officer Boston, MA
- coding compliance specialist Boston, MA
- research compliance officer Boston, MA
- compliance analyst Boston, MA
- legal compliance officer Boston, MA
- regulatory specialist Boston, MA
- healthcare compliance officer Boston, MA
- regulatory compliance specialist Boston, MA